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Week 8a. L2 morphology v. functional projections

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Title: Week 8a. L2 morphology v. functional projections


1
GRS LX 700Language Acquisition andLinguistic
Theory
  • Week 8a. L2 morphology v. functional projections

2
Morphology
  • In L1A, we observe that kids dont always provide
    all of the morphology that adults do.
  • Traditionally, it was assumed that kids are
    learning the morphology and the syntax and that
    at some point they got it (say, when they provide
    correct morphology 90 of the time when it was
    required).

3
Morphology
  • A major recent development in the study of how
    kids come to know the (by now, known to be
    fabulously complicated, but yet relatively
    language-independent) system of syntax was in the
    observation that morphological errors are by no
    means random.
  • In particular, in a large number of languages,
    what seems to happen is that kids produce
    nonfinite forms of the verbbut along with that
    comes the syntax associated with non-finiteness.

4
German and L1A
CP
C?
  • So, in German.
  • When a 2-year-old uses a finite verb, it goes in
    second position when a 2-year-old uses a
    nonfinite verb it remains at the end of the
    sentence (after the object).

DP
IP
CI
ate
John
I?


VP
V?

DP
lunch
5
Functional categories
  • So, even though kids will sometimes use nonfinite
    verbs, they know the difference between finite
    and nonfinite verb and know how the grammar
    treats each kind. They are using T correctly.
    They just sometimes pick the wrong (nonfinite)
    one.
  • Now, adult L2ers also drop a lot of morphology,
    will produce nonfinite forms
  • This raises the question (in the general ballpark
    of how much is L2A like L1A?) as to whether
    second language learners show this effect as well.

6
Functional categories
  • Rephrasing a bit, what were talking about is
    essentially the structural complexity of the
    learners (L1A/L2A) knowledge (at a given point).
  • It has been pretty well established by
    theoretical linguistics that adult native
    languages are quite complex, containing
    functional phrases like AgrP, TP and CP, and
    there is a lot of support for this idea that most
    if not all parametric differences stem from
    properties of the abstract functional morphemes
    (often reflected in surface morphology).

7
Functional categories
  • Verb movement (if it conforms to the rules of
    adult native-speaker verb movement, anyway)
    serves as evidence for this complex functional
    structure, since the verb moves into a functional
    head (T, for example).
  • The evidence we just reviewed suggests very
    strongly that kids learning German and French
    produce sentences which comply with the rules of
    adult syntax (that make reference to this complex
    functional structure). Kids seem to know about
    the TP and the CP and the rules that pertain
    thereto.

8
What is the relation between morphology and
functional structure?
  • To the extent that we try to use morphological
    realization to diagnose functional structure, the
    answer to this question is important.
  • Obviously, its not just about the surface form
  • A deer always eats my bagel. Deer are funny.
  • A goose always eats my bagel. Geese are funny.
  • A wug always eats my bagel. Wugs are funny.
  • I cut my bagel. I had cut my bagel. I will cut my
    bagel. On Tuesdays, I cut my bagel with a
    penknife.
  • She went to class. She had gone to class. She
    will go to class. On Tuesdays, she goes to class
    sans bagel.
  • She wrote a letter. She had written a letter. She
    will write a letter. On Tuesdays, she writes
    letters about bagels.

9
What is the relation between morphology and
functional structure?
  • So, there is at the very least an abstract level
    of morphology, perhaps related to the
    distinctions that the surface morphology can
    make.
  • Point is regardless of the surface realization,
    plurals act plural, finite verbs act finite.
  • This suggests a kind of separation between syntax
    and morphology.

10
Rich agreement to syntax
  • There is a longstanding observation, not really
    originating in the acquisition literature, that
    languages with rich agreement morphology tend to
    also be the languages that allow null subjects,
    move the verb to T.
  • Various attempts have been made to try to make
    this an implicational relationship The agreement
    paradigm determines the features in the syntax
    (e.g., strong features forcing V to move T).
    (Vikner, Rohrbacher)
  • This would make acquisition easierbut it also
    doesnt seem to really work. There are
    verb-raising languages without rich morphology,
    for one thing.

11
Syntax to morphology
  • A different view, perhaps a bit more widely
    adopted, is that the syntax makes available the
    features and structures upon which the morphology
    operates.
  • We might even think of this as an abstract tree
    that is first built, and then pronounced in a
    second step.
  • Distributed morphology (Halle Marantz 1993, see
    also Schütze Wexler 1996) works basically this
    waythe syntactic features determine the
    morphological shape, but as a second step, after
    syntax is done.

12
Morphology and functional categories
  • 3sg pres -s
  • past -ed
  • Ø
  • masc 3sg nomplay3sgpres
  • he plays.
  • 2sg nomplay2sg past
  • you played.
  • You may remember this from a previous class. And
    the question is still relevant But is this
    knowledge built-in? Hint no.
  • masc, 3sg, nom he
  • masc, 3sg, gen his
  • masc, 3sg him
  • fem, 3sg, nom she
  • fem, 3sg her
  • 1sg, nom I
  • 1sg, gen my
  • 1sg me
  • 2, gen your
  • 2 you

13
Morphology and functional categories
  • 3sg pres -s
  • past -ed
  • Ø
  • masc 3sg nomplay3sgpres
  • he plays.
  • 2sg nomplay2sg past
  • you played.
  • You may remember this from a previous class. And
    the question is still relevant But is this
    knowledge built-in? Hint no.
  • An important part of how this system works is in
    the defaulting behavior
  • If the more conditions for the more specific rule
    dont match the features available from the
    syntax, turn to the next less specific rule.
  • This is a means of explaining the syncretism in
    paradigms multiple abstractly different forms
    sharing the same surface form
  • I played. You played. She played.
  • I play. You play. She plays.

14
Morphology and functional categories
  • 3sg pres -s
  • past -ed
  • Ø
  • masc 3sg nomplay3sgpres
  • he plays.
  • 2sg nomplay2sg past
  • you played.
  • You may remember this from a previous class. And
    the question is still relevant But is this
    knowledge built-in? Hint no.
  • The morphological paradigms differ across
    languages, as do their patterns of syncretism.
  • This needs to be learned. The building blocks may
    be available courtesy of UG, but the patterns
    themselves have to come from the input.
  • For L1ers, we dont see a lot of evidence for
    incomplete learning of this mapping, they
    generally have it down as soon as we can tell
    whether they do or not.
  • Still, there are sometimes default forms (bare
    verbs) which weve attributed to a working
    morphology and a deficient syntax. (In targeted
    wayse.g., missing TP or AgrP or their features)

15
Morphology and functional categories
  • 3sg pres -s
  • past -ed
  • Ø
  • masc 3sg nomplay3sgpres
  • he plays.
  • 2sg nomplay2sg past
  • you played.
  • You may remember this from a previous class. And
    the question is still relevant But is this
    knowledge built-in? Hint no.
  • For L2ers, its just as necessary to learn these
    paradigms (morphological rules).
  • What might happen if, in the heat of an argument,
    the morphological component fails to retrieve the
    more specific rule?
  • He played the trombone last night.
  • No! He never plays the trombone!
  • play 3sg, pres
  • 3sgpres -s
  • past Ø
  • Ø
  • No! He never play the trombone!

16
Functional categories
  • The question were about to look at is whether
    adult second language learners also have the same
    complex structural knowledge (as native speakers
    and/or as demonstrated by L1ers) in their IL. Do
    L2ers know about TP in other words?
  • Note that if L2ers can usually produce sentences
    which are grammatical in the TL but yet dont
    follow the rules which are associated with that
    structure (i.e. that only finite verbs move to
    T), we do not have evidence that their mental
    representation of these sentences includes the
    higher functional phrases like TP.

17
The responsibilities of TP/AgrP
  • Several studies have found that while inflection
    appears to be relatively poor, other things that
    Agr/TP are responsible for seem to be there.

in obligatory contexts 3sg Past Suppl. Be Overt subj. Nom V in VP
Haznedar 2001 46.5 25.5 89 99 99.9
Ionin Wexler 2002 22 42 80.5 98 100
Lardiere 1998a,b 4.5 34.5 90 98 100 100
18
Prévost and White (1999, 2000)
  • Prévost and White (1999, 2000) investigated the
    question of how other reflexes of finiteness
    correlate with overt morphology
  • Essentially Can Poeppel Wexler (1993) style
    results be obtained by L2ers?
  • Like kids do during L1A, second language learners
    will sometimes omit, and sometimes provide,
    inflection (tense, subject agreement) on the
    verb.
  • Does lack of inflection correlate with the verb
    being treated as a non-finite form syntactically?

19
Prévost and White
  • Prévost and White try to differentiate two
    possibilities of what their data might show,
    given that second language learners sometimes use
    inflected verbs and sometimes dont.
  • Impairment Hypothesis. The learners dont really
    (consistently) understand the inflection or how
    to use it. Their knowledge of inflection is
    impaired. Their trees dont contain the
    functional XPs.
  • Missing Surface Inflection Hypothesis. The
    learners will sometimes pronounce finite verbs in
    their infinitive form (the verbs act finite, the
    functional XPs are there, but the learner
    couldnt find the right inflected form in his/her
    lexicon in time, so s/he used the nonfinite
    form). The nonfinite form is essentially a
    default.

20
Prévost and White
  • Possibility 1 (impairment) suggests basically no
    correlation between verb movement and inflection.
  • Possibility 2 (mispronouncing a finite verb by
    using its nonfinite form) predicts that
  • When the finite form is pronounced, the verb will
    definitely be (and act) finiteit will move.
  • When the nonfinite form is pronounced, it might
    act finite or nonfinite.

21
Prévost and White
  • PW looked at spontaneous speech data from two
    adults learning L2 French (from Moroccan Arabic,
    after a year) and two adults learning L2 German
    (from Spanish and Portuguese, after 3 months).
    Monthly interviews followed for about 2 years.

22
Prévost and White found
  • Almost no finite (inflected) verb forms in
    non-finite contexts.
  • That is It is not random.
  • When verbs are marked with inflection, they
    systematically (overwhelmingly) appear before
    negation (i.e., they move).
  • Many of nonfinite forms used in finite contexts
    (used finitely, moved).

Oblig. Fin Oblig. Fin Oblig. Nonfin Oblig. Nonfin
Fin -Fin -Fin Fin
A(F) 767 243 278 17
Z(F) 755 224 156 2
A(G) 389 45 76 7
Z(G) 434 85 98 6
23
Prévost and White
  • PWs data supports the hypotheses that
  • (These) second language learners know the
    difference between finite and nonfinite verbs.
  • They know that finite verbs move, and that
    nonfinite verbs do not move.
  • The only real errors they make are essentially
    lexical retrieval errors (errors of
    pronunciation), pronouncing verbs which are
    abstractly finite in their infinitive form.
  • One question Why the infinitive? Is it really an
    unmarked form universally? Does it depend on what
    the citation form is? Is it due to the
    language-particular morphology?

24
L2A and L1A
  • One thing this tells us is that, despite possible
    appearances to the contrary, second language
    learners interlanguages are quite systematic and
    complex, and the L2 learners have the same kind
    of abstract structural knowledge incorporated
    into their IL that we can argue for in the case
    of L1 learners.

25
L2A and L1
  • We dont know really to what extent UG played a
    role, based only on thisafter all, we know that
    the L1 had the full structural complexity of a
    natural language, including the distinction
    (perhaps abstract) between finite and nonfinite,
    and including (perhaps abstract) subject
    agreement, etc. Theres no reason that knowledge
    of the distinction between finite and nonfinite
    couldnt simply carry over (transfer) to the IL
    during L2A.

26
Morphology ? syntax
  • This suggests that morphology is rather distinct
    from syntax. It is possible to have the syntax
    right and the morphology wrong. And to some
    extent, morphology is not provided by UG, must be
    learned, and moreover must be retrieved.
  • The view of Distributed Morphology under which
    morphology is a separate system given the task of
    pronouncing a syntactic structure (and which
    allows for the sort of defaults we seem to see)
    seems well suited to describe this.

27
Morphology ? syntax
  • Various other studies describe a similar
    dissociation obligatory subjects, subject case,
    and verb position are all governed by syntactic
    features/parameters attributed to functional
    projections. And while L2ers seem to get these
    right, they are inconsistent with the morphology.
    (See White ch. 6 Lardière, White, Schwartz,
    Prévost, )

28
Schwartz (2002)
  • In 2002 at the BUCLD, Bonnie Schwartz presented
    data of this sort looking at the gender agreement
    and definiteness properties of Dutch DPs, with
    the aim being to determine whether child L2
    acquisition was more like child L1 acquisition or
    more like adult L2 acquisition.
  • What she found was that in terms of
    overgeneralizing morphology (overuse of
    uninflected adjectives), adult L2ers did it, but
    neither child L1ers nor child L2er did. But in
    terms of word order, both kinds of L2er went
    through a word order stage not attested in child
    L1ers development.

29
Schwartz (2002)
  • Schwartz concluded that
  • child L2 is like child L1 wrt morphology
  • child L2 is like adult L2 wrt syntax
  • Again, a dissociation between morphology and
    syntax.
  • Why? Morphology is surface-evident and frequent,
    why is there such difficulty?

30
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