A Broker Dealer Run by Producers for Producers

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A Broker Dealer Run by Producers for Producers
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Operating Philosophy

• We help build your business.
• Offers solutions by having agreements with over
  100 mutual fund and insurance companies.
• Absolutely no proprietary products.

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Operating Philosophy (continued)

• Provides back office support that is
  knowledgeable, responsive, and available.
• Senior Management shares its over 100 years of
  experience with registered and fixed products.

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Operating Philosophy (continued)

• Committed to knowing you and your business.
• Attractive incentive based compensation program.

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Value Propositions

• We Share...
• Our Experience
• We Respect...
• Independence
• Our Goal...
• Overall Support

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Value Propositions (continued)

• We Are...
• Flexible and Accommodative
• We Believe...
• Compliance is Your Ally
• We Encourage...
• Business Growth Development

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LifeMark CorporateRIA
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Fee-Based Opportunities with LifeMark

• LifeMarks Corporate RIA provides our advisors
  with a broad menu of fee-based options designed
  to help meet more of their clients investment
  needs.
• Fee-based solutions represent an industry segment
  projected to grow in excess of 30 per year for
  the next five years.

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Fee-Based Opportunities with LifeMark (continued)

• With wrap-fee accounts and mutual fund 12b-1 fees
  coming under industry fire, the transparency and
  lower potential for conflict of interest makes
  fee-based, advisory relationships increasingly
  attractive.
• Our corporate RIA will embrace the same values
  that have come to define LifeMark.

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Fee-Based Opportunities with LifeMark (continued)

• The RIA will be supportive and accommodative in
  helping reps manage and grow their fee-based
  business.
• The RIA division is headed by Bruce Moar, a
  seasoned industry veteran with over 25 years
  experience, including stints at Dean Witter,
  Charles Schwab, Fleet Investments and M5 Global
  Capital. Mr. Moar is committed to offering
  innovative, diversified fee-based products.

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Fee-Based Opportunities with LifeMark (continued)

• Payouts will be competitive and innovative. Our
  goal is to maintain advisor payout levels even
  after clients reach reduced-fee breakpoints.
• The managed investment options will be fairly
  priced and focused on benefiting both the client
  and rep.
• Morningstar, Tercet Capital and Lockwood Advisors
  are three of the asset managers offered through
  our advisory platform.

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Fee-Based Opportunities with LifeMark (continued)

• Investment options will range from managed mutual
  fund portfolios and separately managed accounts
  to hedge funds. Account minimums will be 25,000
  for mutual fund solutions.
• We anticipate offering several model portfolios
  using ETFs and no transaction fee mutual funds as
  we continue to roll out our second generation of
  fee-based options through Trust Company of
  Americas advanced technology platform.