Title: Political Theory To 1789
1Political Theory To 1789
2I. The Ancient Politics of Virtue Plato vs.
Aristotle
- Platos Republic (360 BCE)
- Question What is justice?
- Method dialectic mishmash of analogies,
stories, wordplay in dialogue form. Goal is to
identify pure truth through reason alone. - Answer two types of justice
- Individual justice rationality ruling over our
appetites and emotional attachments (spirit) - Social justice rational parts (i.e.
philosophers) ruling over appetites (workers) and
spirit (warriors) - Answer is naturalistic (virtues are discovered
out there, not created by us) and agent-based
(people, not actions, are described as just or
unjust)
34. Politics of Platos Republic
- What is good government?
- Just government by rational thinkers over those
driven by their appetites, to make the people
better through education, protection, and
management of daily life - Tools of governance Military force and the
noble lie (propaganda) - Ideal polity autocratic rule by the
intellectual elite (philosopher-king) in order to
avoid any social conflict
4b. How can we keep leaders from doing the wrong
thing?
- There is no check on leaders in Platos world.
Implied answer We must select the right ones and
give them the power to effect real change. - In other words, Plato favors rule by a person to
the rule of law.
5c. What are the duties of a good citizen?
- Duties depend on ones abilities and role in
life. One should do what one is best suited to
do, and above all one should create value for
society. Knowing ones place and fulfilling
ones function to the rest of society are the
paths to both contentment and the good society.
6B. Aristotles Politics (350 BCE)
- Question What is the best regime?
- Method Inductive reasoning from many examples
find empirical patterns and thereby identify
natural laws. - Answer Elective aristocracy by well-educated,
prosperous slave-owners. - Answer is also naturalistic (everything has a
natural purpose, which is its only proper
purpose) and agent-centered (be a virtuous person
or a virtuous city the doing will naturally
follow)
74. The Politics of Aristotles Politics
- a. What is good government? Government adapted to
the people, with polity as the best for free
people and/or aristocracy when people are very
unequal in many respects. Government should try
to develop better citizens and virtuous people,
but it should also leave household matters to the
household, for the household is different from
the city-state.
8b. How do we keep leaders from doing the wrong
thing?
- All men of virtue must be given real
participatory power, with the ability to stop
tyranny, oligarchy, or mob rule. - Note that tyranny is bad because it has a bad
character, not because it infringes on rights
or does bad things
9c. What are the duties of a good citizen?
- Duty is less important than inclination. One
with virtue wont see his civic duty as a duty at
all, but a natural part of life from which he
finds fulfillment. - A good citizen will participate in politics
(ruling and being ruled in turn) to better the
city-state, and should follow the leadership of
those with greater wisdom or virtue while
exercising leadership over those of lesser wisdom
or virtue. - Citizens should give for the common good and
serve in the military to defend the common good.
10C. Plato vs. Aristotle as Sources of Modern
Conservative Thought
- Disagreements
- Method Should we try to reason our way to truth
(Plato) or use our senses to observe whats
really true (Aristotle)? - Is it more important to have good institutions
(the rule of law) or a virtuous leader (the rule
of man)? Plato people / Aristotle law - Pure principles vs. compromise Plato purity
and radical change (neo-conservatism), Aristotle
find the mean and incrementally change
(traditionalist conservatism). - Both favor
- Agent-centered, naturalistic morality -- we
should think of ourselves as parts of an organic
whole and find happiness in being virtuous and
living in a well-ordered society - Natural hierarchy Some people are more virtuous
than others these should hold authority and
teach the rest
113. Both reject modern values
- Against atomistic individualism Humans are
naturally social, and communities, not
individuals, are the proper units of political
analysis. No room for concepts like privacy
unless they promote virtue. - Against egalitarianism People are not naturally
equal in morally relevant ways - Against unnatural behavior Whether personal,
sexual, religious, or economic. Everything has a
perfect form or purpose, and deviation is wrong
in and of itself.
12II. The Middle Ages Adaptation of the Ancients
to Christianity
- Augustines City of God (426)
- Question What should a Christian society look
like? - Method Using Platonic philosophy and historical
comparison to refute arguments for The City of
Man by worldly Christians and pagan beliefs. - Answer Christians should aim at the City of God,
a religious way of life rather than a perfect
political system. Religious purity is more
important than political feasibility. - Morality still naturalistic (stems from Creator)
and agent-centered (state of the soul, not
political actions, defines a good person)
134. Augustinian (Anti-)Politics
- What is good government? All non-Christian
polities are doomed to die in body and soul. The
City of Man produces war. - How do we keep leaders from doing the wrong
thing? Teach them to be good Christians. In the
end, Christians are not of this world and will
find peace in the City of God. - What are the duties of a good citizen? Study
what is good in order to come to know God and
follow divine law.
14B. Thomas Aquinas (1273)
- Question How should reasonable Christians
design their polities? - Method Aristotelian logic Make assumptions and
deduce the conclusions. - Answer Loving thy neighbor means forming
harmonious political communities guided by
virtue. - Answer is still guided by naturalism (Gods will)
and agent-centered morality (love as an emotion).
154. The Politics of Aquinas
- What is good government? Government for the
common good, with political autonomy for the
household and the Church. Leave promotion of
personal virtue to the Church (unlike Aristotle)
and focus on protecting citizens from each other.
16b. How do we keep leaders from doing the wrong
thing?
- Morality and moral laws bind leaders, who may
justly be deposed if they violate it. The Church
cannot release people from political bonds by an
act of will, but it can tell citizens that the
leader is transgressing moral law.
17c. What are the duties of a good citizen?
- Obey the laws of the state in matters of
governance and also obey the laws of the
universal (Catholic) Church in matters of
personal virtue. Develop personal virtue and
reason to the highest degree possible.
18C. Medieval Influences on Modern Conservatism
- Disagreement Whether Christians are to
participate in political and material life
(Aquinas) or withdraw from it (Thomas). Echoes
divide between evangelical and non-evangelical
traditionalists in the last century - Agreement Gods law takes precedence over the
state or even the good of the community.
Legitimacy through religious belief, not secular
talents.
19III. Early Modern Philosophy The Rejection of
Traditionalist Virtues
- Niccolò Machiavelli (1513) A rebuttal to the
politics of virtue - Question How do great leaders actually behave?
- Method advice manual with historical examples
- Answer they ignore moral law and the Church,
relying on power and fear to gain security - Answer pits naturalism against agent-centered
morality good people dont win and cant defend
their homelands.
204. Machiavellian Politics
- What is good government? Be stingy but effective
in everything necessary war, diplomacy, and
justice. Good government is limited government,
refraining from confiscation or lawless violence
it is based on the rule of law rather than the
rule of man. - How do we keep leaders from doing the wrong
thing? Give them good advice and let them defend
the state as they see fit. - What are the duties of a good citizen? No
conspiracies or mob rule. Factionalism weakens
the state.
21B. Thomas More Revisits Utopia (1516)
- Question What would a perfect polity look like?
- Method Storytelling with explanation.
- Answer Democratic, orderly communism
- Answer is silent on naturalism (these may be new,
improved values created by humans) but retains
focus on agent-centered morality (good people key
to good society)
224. The Politics of Mores Utopia
- What is good governance? Government by the most
highly educated, who will teach the others.
Criminals become slaves to aid others, weighed
down by chains of gold (!) Work is compulsory,
but health care and other essentials are free
from the government.
23b. How can we keep leaders from doing the wrong
thing?
- Leadership is democratic, although the people
choose the best-educated and smartest people to
lead them. Government has little real power over
everyday life because citizens are virtuous.
24c. What are the duties of a good citizen?
- Good citizens share everything with each other,
eagerly work for the common good, and try to
learn as much as possible.
25IV. Social Contract Theory Rights-Based
Conservatism
- Thomas Hobbes and Leviathan
- Question When should we obey authority?
- Method Transform empirical patterns into
normative rules of behavior. Compare state of
nature (anarchy life nasty, poor, brutish,
solitary, and short) to government (social
contract between people to create a covenant with
a sovereign powerful enough to protect us from
each other) - Answer Obey while government has any chance of
protecting you - Answer rejects naturalism (nothing is right or
wrong in a state of nature). Goal is to overcome
nature with binding laws (which determine right
and wrong) not to emulate it. Act-centered
morality clearly expressed (rights, duties, and
consequences).
264. The Politics of Hobbess Leviathan
- What is good government? A strong absolute
monarchy that preserves peace and grows the
commonwealth. The monarch should be aware of
Natural Law and educate the people to revere duty
to parents and the state not because these
things are good in their own right, but because
they are important for stability.
27b. How can we keep leaders from doing the wrong
thing?
- We cannot because they have power and we
shouldnt because we should honor our contract
with each other to keep the covenant with the
sovereign. By definition, a leader can do no
wrong to the people since he/she owes us nothing
while we owe them utter obedience, and since
he/she is the embodiment of all our interests and
desires. (Rule of man, not law)
28c. What are the duties of a good citizen?
- Obey the sovereign, the civil law, and the law of
nature in that order. Do not presume to debate
the wisdom of the sovereign, although you should
identify shortcomings of his underlings if he so
allows. Defend the sovereign in war as you are
defended in peace. - Hobbes does allow for rights! (Only one right
to preserve your own life). Hobbes birth of
atomistic individualism in political philosophy.
29d. Statist Realism A new kind of conservatism
- Humans are inherently selfish and violent the
closer to a state of nature they are, the more
violent they are (fear of pre-modern societies
such as tribes) - Need for social control to protect us from each
other and foreign powers - Moral duty to fellow citizens to obey laws and
authority - State must be able to limit some individual
rights to preserve citizens right to life - Note the rejection of traditionalist morality
Leaders may need to be Machiavellian to defend
their citizens in Hobbess world
30B. John Lockes Classical Liberalism and
Libertarian Thought
- Question When is rebellion justified?
- Method Identify rights held in state of nature
and compare those to rights held under existing
government. - Answer rebellion is justified when government
violates our natural rights. - Ethics are clearly act-based (wrong to violate
someones rights). Nature is to be improved upon
rather than rejected.
314. The Politics of John Lockes Second Treatise
on Government
- What is good government? Limited government by
majority rule to protect property rights
(including rights to our own bodies, which are
just another type of property right). Rule of
law, not rule of man.
32b. How do we keep leaders from doing the wrong
thing?
- Divide up authority to make it difficult for
anyone to ignore the laws and create only as much
government as we need for life, liberty, and
estate and no more (i.e. no permanent
legislature). - We should ensure that the majority has the
ability to express its consent from generation to
generation (also elections) - Overthrow our government when it threatens our
natural, God-given rights.
33c. What are the duties of a good citizen?
- The good citizen respects the rights of others
and seeks to further his or her own familys
welfare through labor. - The good citizen must also defend the
commonwealth from external enemies and
participate in monitoring and checking any abuses
of the government. - Sometimes, being a good citizen means resisting
the government when it has been usurped or
transformed into tyranny.
34d. Locke and Libertarianism
- Locke himself believed in natural limits to
property rights (do not waste or leave land
undeveloped, do not own land in common, pay your
taxes) - Modern libertarian conservatives reject the
naturalist part of Locke in favor of strong
property rights (anything legitimately acquired
is legitimately owned, regardless of how it is
(not) used). More consistent than Locke - Key assumption Society does not provide property
rights, but merely guarantees the legitimate
private ownership that would exist in nature
35C. Rousseaus Romantic Nationalism
- Question How can we make the chains of
government more legitimate? - Method Imagine a state of nature and how it
could have become a state of government.
Different peoples have different natures at
different times. - Answer Govern by the general will of the
people. - Answer rejects naturalism as being value-free
(human nature can produce good or bad, depending
on environment and culture), but retains notion
of agent-based morality
364. The Politics of Rousseaus Social Contract
- What is good government? Legitimate use of power
by the people (popular sovereignty). The state
should be supremely powerful but since we are
ruling ourselves there is no threat to our
liberty. We gave up natural rights, but we have
gained civil rights in exchange. Government must
be adapted to the nature of the people (i.e.
nationalist government).
37b. How can we keep leaders from doing the wrong
thing?
- The key is to have popular assemblies to ensure
that the government never usurps the legitimate
sovereign authority from the people. - In addition, power should be divided between the
sovereign (people), government (executive) and
magistrates. - Note that government is not to be limited in
power, but rather harnessed to the general will.
Rousseau denies individual rights even a right
to life. All civil rights are given by society
and subject to amendment or revocation for the
good of the people.
38c. What are the duties of a good citizen?
- Participate in politics at the local level, aim
at the common good rather than ones own
interests, and listen to the advice of neutral
outsiders (the lawgiver) on how best to
organize society. - Try to make ourselves into better people through
deliberation and following the general will
(human nature can be reshaped by institutions).
39d. Was Rousseau liberal?
- Yes Emphasized popular society and the complete
supremacy of people over government. - No Emphasized community over individuals,
national prejudices. - Neo-conservatives combined Platos idea of the
noble lie and Machiavellian methods (means)
with the Rousseau-like objective (ends) of making
people better through good law (democratization
in the Middle East). Goal save freedom from
excess individual rights.
40V. Key Problems for modern political philosophy
- The problem of ethical standards (first part of
course) - Traditionalists accept agent-based moral
theories, but what do these have to tell us about
specific policies? - Conservatives (statist realists, libertarians,
neo-realists) accept act-based moral theories
but how do we know which acts are good and which
are bad?
413. Moral inconsistency before 1789
- Example Hobbes on honoring the social contract
- Hobbes says breaking it leads to anarchy, which
is a practical death sentence (consequences
determine morality) - Hobbes also says that breaking a contract is a
form of contradiction, and therefore irrational
(nature of the act determines morality) - Problem What should we do if contradiction
(lying, breaking a contract, etc) leads to good
consequences? Which standard is more important. - Problem is common Plato/Aristotle say virtue is
good in itself, good for you, and good for
society. What if one of these statements is
false but the others are true? How should one
choose?
424. Why do we care?
- Most interesting political disputes involve
conflicts between values liberty vs. equality,
good ends vs. unpleasant means, good intentions
vs. bad consequences, etc. - Examples
- Should we torture suspected terrorists to extract
information? - Should we threaten to destroy cities full of
innocent civilians in order to protect our own
innocent civilians? - Should we execute people if doing so fails to
deter crime? - Should we respect property rights if property
owners want to discriminate against other races? - Is it OK for the US government to lie to its
citizens about whether it is testing biological
weapons? - If gays want to marry, how to we know how to
respond?
43B. Questions About Liberalism (middle part of
course)
- Are political rights more deserving of protection
than property rights? - Does the greatest danger to liberty come from
government power or discrimination by our fellow
citizens? - How can democratic self-government be reconciled
with the rights of economic, racial, or religious
minorities? - Does a community owe duties to individuals? How
might social welfare be justified? - Should government work to ensure equal
opportunities and not merely equal rights --
for all citizens?
44C. Radical Challenges to Liberalism (last part of
the course)
- Marxism Why not just abolish private property in
the name of equality? Is liberalism just a front
to save capitalism? - Libertarianism Why not just abolish the state
or restrict it to defense and enforcement of
contracts? - Feminism Does liberalism marginalize women and
their work?