Title: Behavioralism
1Behavioralism
2Behavioralism-Different Approaches.
- Works based on the collection of empirical data
from mass public opinion surveys. The American
Voter (1964), The Civic Culture (1963). - Works based on economic reasoning that provide
models to understand empirical political data. An
Economic Theory of Democracy (1957). - Works inspired on sociological approaches
- On aggregate data and class-based analysis.
Political Man (1963) - On grassroots micro-sociological analysis. Who
Governs? (1961) - On System Theory (Easton)
32. Works based on economic reasoning.
- Anthony Downs, An Economic Theory of Democracy
(1957). - Method economic approach, which assumed
individuals are rational - Rational behavior was understood as directed by
goals, based on self-interest, and, in Downs
analysis, related to government selection. - Foundation of the RATIONAL CHOICE approach (today
hegemonic).
4An Economic Theory of Political Action in a
Democracy.
- Economic theory has not dealt satisfactorily with
the concept of Government. - Government was assumed to maximize social
welfare, but ... what reason is there to believe
that the men who run the government would be
motivated to maximize it? (136) - Individual interests do not necessarily coincide
with social interests. - Instead, governors are led to act by their own
selfish motives. (136)
5A Democracy is a political system in which
- All adults are allowed to vote.
- Every adult gets one vote.
- Existence of at least two political parties.
- Periodical elections.
- A single party/coalition is chosen in each
election. - The party that gets the majority of votes wins.
- Losers dont prevent winners from taking office.
- Winners dont attempt to wipe out the losers.
6Axioms
- Political parties are teams whose leaders seek
office to enjoy benefits. - The party that wins controls the government.
- Governments economic powers are unlimited, but
it cannot restrict the oppositions freedom. - All agents are Rational
7Main Hypothesis
- Political parties in a democracy formulate
policy strictly as a means of gaining votes. - Parties social functionto carry out policies
while in governmentis accomplished as a
by-product of their private motivewhich is to
attain the income, power, and prestige of being
in office. (137)
8Other Hypotheses
- Voters vote for the candidate/s they think will
give them more benefits. - Government decisions are based on marginal
expenditure, that is programs are expanded until
the vote gain from each dollar spent equaled the
loss of votes resulting from increased taxes. - All parties must find out what the voters want
and compete to do it better. - Parties must frame their discourse loosely so as
to attract as many voters as possible.
9Problem imperfect knowledge fosters...
- Persuasion (exposure to a biased selection of
facts) Specialists/Gvt. Representatives. - Ideologies (help voters to rapidly identify
differences between parties). Parties then invent
ideologies to attract voters - Rational Ignorance (may lead to apathy, which is
very rational considering the costs of
information).
10Downs anticipates the problem of the free rider
- In a democracy policies benefit all citizens
evenly. Thus, my own participation do not
increase my gains, unless my vote is going to
decide the election. - So, apathy and withdrawal from political
participation are rational.
11Different Party Systems...
- Depends on the statistical distribution of the
electorate. - If the curve is normal, it produces a two-party
system, with parties quite alike - If the electorate is polarized, there will be a
two-party system with increasing differences
between the partieseach party gains more votes
the more differences it poses to the
opposition... Ultimately this leads to CHAOS
(continuous dramatic changes in policy) - A multimodal distribution produces a multi-party
system
12In analyses such as Downs, once the premises are
accepted, there is no way of avoiding the
conclusions.
13Typical Rational Choice Dilemmas (Hardin 1968)
- Cold War dilemma of steadily increasing
military power and steadily decreasing national
security. (1243) - How can I win the game of tick-tack-toe? It is
well known that I cannot if I assume that my
opponent knows the game. - Maximizing population does not maximize goods.
- The tragedy of the Commons in a pasture open
to all, each herdsman will add as many animals as
possible, until the grass disappears. So,
individual freedom contradicts the common good.
14Along the tradition of the Civic Culture
Putnams examination of the American society.
15- Robert Putnams seminal work Making Democracy
Work (1993), a study of civic culture in Italy. - Main Problem What are the conditions for
creating strong, responsive, effective
representative institutions? (p.6) - Main influences
- De Tocquevilles emphasis on associations
- Almond and Verbas concerns on political culture
and methods (IMPRESSIVE fieldwork done for 30
years). - Neo-Institutionalisms
16Core Thesis
- What lies at the core of sucessful and enduring
representative institutions is civic
associations. - Peoples engagement with civic associations (i.e.
Choral societies) generates Social Capital
(TRUST). - Abundance and lack of social capital is what
characterizes the Northern and Southern areas of
Italy respectively.
17Putnam
- Networks of civic engagement, like the
neighborhood associations, choral societies,
cooperatives, sports clubs, mass-based parties...
Represent intense horizontal interaction and
are an essential form of social capital. (173)
18In Bowling Alone,
- Putnam described the loss of social capital in
the American society in the last three decades. - Use of surveys ( Almond and Verba)
- Questions on trust and participation
- (i.e. How many people do you think you can trust
in case you have a problem?)
19In Bowling Together,
- Putnam evaluates the effects of September 11 on
American values and civic habits. - Surveys (n500)
- Mid-October/mid-November 2001
- Comparison between 2001 and 2000
- Putnam finds CHANGE.
20Results
- Increasing trust in both Federal and local
government, and in the police. - Increase in peoples interest in politics and
peoples will to get involved with the community. - Americans trust each other more, too, even
accross ethnic groups and classes. - These trends are more significant among younger
Americans (less than 35).
21Civic solidarity ? Social Capital
- Civic solidarity is what Albert Hirschman called
a moral resourcedistinctive in that, unlike a
material resource, it increases with use and
diminishes with use.
22But...
- Trust in Arab Americans decreased 10.
- Increasing opposition to immigrant rights.
- Attitudes have shifted more than behavior...
Will behavior follow attitudes?
23Conclusions
- In the aftermath of Septembers tragedy, a
window of opportunity has opened for a sort of
civic renewal that occurs only once or twice a
century. - Changes in attitudes and images are important,
but alone do not create turning points in a
nations history. That requires institutionalized
change. - Challenge
24Problems
- What about PERVERSE forms of social capital and
trust, such as those we can see in organizations
like the KKK, the SS, and mafia groups? - Putnams view of political life is essentially
a-political.
25Questions
- Arent these depoliticizing views of politics?
- Doesnt the political vanish?