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Evaluating Complex Survey Designs: A Simulation Approach

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Title: Evaluating Complex Survey Designs: A Simulation Approach


1
Evaluating Complex Survey Designs A Simulation
Approach
S. Garman (NCPN) C. Lauver (SCPN) B. Schweiger
(ROMN) T. Mau-Crimmins (SODN) R. Bennetts
(GRYN) D. Manier (ROMN) E. Crowe (GRYN) With
assistance from S. Urquhart, P. Larsen, T. Kincaid
2
The Issue
  • High degree of uncertainty in real-world
  • variance of Vital Sign(s)
  • But, may have estimates of variability from
  • approaches similar to those proposed for
  • monitoring a VS
  • Use these estimates (or guesses) to explore
  • the performance of alternative survey
  • designs, given assumptions of required
  • change-detection levels per unit time

3
A Simulation Approach
  • A simulation approach offers the ability to
    evaluate performance among many sampling designs
    under various assumptions of plot-level
    variability
  • CSDSim model
  • Simulates trends on plots distributed
  • across a landscape (the sampling frame).
  • Variability estimates used to control initial
  • conditions, slope, and RootMSE of obs.
  • around the slope on a plot-level basis.

4
Simulate the population
For each plot, generate initial indicator
value, slope over specified time, annual
observations around the slope. User-specified m
u SD initial conditions mu SD slope mu
SD RootMSE Derivation of values value mu
SD n.r.v
5
Simulated observations for 2 plotsNotice
different initial values, slopes, RootMSE
6
Apply CSDs to the landscape E.g.,

(2-7)9, (1-8)9 X 3, 5, 7 .. plots
(1-0)1, (2-2)4, (1-3)4 X 3, 5, 7 .. plots
7
Extracted Samples (e.g., 2-2 design)
8
Apply CSDs to the landscape
  • Plot locations are either randomly determined
  • or user provided (e.g., GRTS sample plots
  • referenced by row column at least k plots
    must be
  • provided where k is defined by the sampling
    design)
  • Monte Carlo approach used to acquire samples
    using
  • different combinations of plots
  • if random, new plots selected each replication
  • if user-provided, must have n number of plot
    sets. E.g.,for
  • n versions of GRTS samples, each version is
    generated using a
  • different random number seed.

9
Analyses
  • Derive variance components of sample
  • observations for Power-for-trend assessments
  • Use Mixed-effects
  • model to generate
  • site,year,
  • siteyear,
  • index variances
  • Power.fcn.R derives
  • power to detect
  • specified trend
  • with results
  • from mixed-
  • effects model
  • re-visit design
  • (T. Kincaid)

10
Analyses
  • Compare sample slope and status with population
    slope and status determine proportion of 100
    replicates not sign. different from population
    parameters
  • trend - Mixed-effects model (type 3)
  • time fixed effect (continuous)
  • site, year random effects (cat.)
  • slope estimate, sign. of slope, variance
  • of slope, Residual MSE

11
Analyses
  • status B0 B1 time
  • where time the most recent time
  • - variance is from the cov matrix CVC,
  • where,
  • V cov matrix of regression coeff.
  • C is a 2x2 matrix
  • 1 time
  • 0 1


12
Population slope -0.2 of sample replicates
with a slope estimate not-sign. different from
population slope at yr 10
of sample replicates providing a status
estimate not-sign. different from population
status at yr 10
Alpha 0.05
3,7,11,15
13
3,7,11,15 4,5,6,8,9,10 3,5,7
14
Enhancements under development
User specified spatial pattern of initial
conditions, slope, RootMSE, year effects
Off-line creation of spatial pattern of initial
values. Initial values read into memory at
program initiation.
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