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Title: DIMENSIONS OF CONTESTATION IN THE EUROPEAN UNION


1
DIMENSIONS OF CONTESTATIONIN THE EUROPEAN UNION
  • Tapio Raunio (tapio.raunio_at_uta.fi)
  • Credits 2 ECTS
  • Location Paasivirta Lecture room, Department of
    Contemporary History
  • Dates and topics
  • 9.10 14-17 Introduction / Public opinion
  • 10.10. 9-12 Political parties / European
    Parliament
  • 16.10 14-17 The Council / Democratic deficit
  • 17.10 9-12 The future of EU governance

2
INTRODUCTIONWhy study dimensions of
contestation(or lines of conflict) in the
European Union?
  • While the EU can be characterized as a consensual
    polity (multiple checks and balances), its
    outputs (laws, non-binding decisions, foreign
    policy etc.) are nonetheless the product of
    bargaining between actors that have policy goals
    shaped by their ideological dispositions
  • Media seldom pays attention to the dimensions of
    politics in the EUs political system (notably in
    the Council or the Parliament) or to the reasons
    why certain member states favour / oppose
    decisions
  • Media far too often provides a simplified picture
    of reality e.g., Poland is a difficult country
    in the EU, or Swedes oppose further
    integration

3
Consensus democracy and supermajorities
  • Constitutional (Treaty) amendment is subject to
    unanimity, with all member states having the
    power of veto this basically rules out
    large-scale reforms
  • EU has no government or president the European
    Council is the collective executive board of
    the Union. The European Council decides with
    some exceptions - by unanimity
  • The role of the Commission in initiating and
    implementing legislation is overseen by national
    governments, whose civil servants participate in
    the hundreds of committees and working groups
    that draft the EUs legislative initiatives and
    oversee their eventual implementation
  • The Council decides most issues by QMV (over 70
    of votes), but its working methods are still
    consensual, with emphasis on building compromises
    acceptable to all or nearly all governments

4
  • The Council is still far more powerful than the
    European Parliament
  • Consultation procedure is still the most common
    legislative procedure (EP only consulted)
  • The two chambers are equal only in matters
    falling under the co-decision procedure (used in
    under half of EU legislation depending how one
    measures the share of issues processed according
    to the co-decision procedure)
  • Co-decision procedure involves two readings in
    both institutions, following which a conciliation
    committee is convened if no agreement has been
    reached. In the second reading the Council
    decides by QMV and the EP by absolute majority
    (50 1 of all MEPs)
  • Decision rules are reflected in the work of the
    institutions in both the Council and the EP the
    emphasis is on building broad consensus (laws
    based on supermajorities)
  • No opposition Example how can citizens oppose
    Common Agricultural Policy? Would require the
    election of parliamentary majorities opposed to
    CAP in all or nearly all member states!!

5
Chains of representationin the EUs political
system
  • The national channel
  • Citizens ? national parliament ? government ?
    Council / European Council
  • The European channel
  • Citizens ? European Parliament ? Commission

6
Co-decision procedure
7
PUBLIC OPINION ONEUROPEAN INTEGRATION
  • Basic premises
  • The political elites (MPs, MEPs, parties,
    business and administrative elites) are more
    pro-integrationist than citizens
  • Low salience of EU for voters (permissive
    consensus?)
  • Weak attachment to the EU hardly any feeling of
    a political community
  • Citizens knowledge of how EU functions remains
    very limited (particularly regarding
    decision-making)
  • Public support for integration remained at a high
    level until the early 1990s
  • Highest levels of Euroscepticism are normally
    found in the UK, Sweden, Austria, and Finland --
    and also in some of the new member states

8
  • Explanatory factors
  • Utilitarian calculations (perceived benefits) are
    usually seen as the strongest explanatory factor
  • those that benefit from trade liberalization
    support integration
  • those that otherwise benefit from the removal of
    borders support integration
  • The popularity of the national government or
    the state of the national economy influences
    support for the EU
  • Identity is becoming more important if citizens
    have an exclusive (national) identity, they are
    more likely to be critical of integration
  • New member countries transition winners are
    likelier to support integration

9
REFERENDA ON EU MEMBERSHIP
10
Referenda and European Integration
  • Domestic context and factors impact on voting
    behaviour in EU referenda and EP elections and
    also explain to some extent public opinion on
    integration
  • Why the French voted against the Constitutional
    Treaty on 29 May, 2005? (turnout 70 , 55
    against the Constitution)
  • Outcome mainly explained by
  • French economy worries about unemployment,
    relocation of businesses, and the decline of the
    French social model (and lack of social
    dimension in the Treaty) and
  • opposition to the government and the president
    (which were in favour of the Constitutional
    Treaty)
  • Argument even though the citizens may overall be
    supportive of integration, referenda provide them
    the opportunity to protest against particular
    aspects of integration (e.g., Turkeys potential
    membership)

11
Irish referendum on the Treaty of Lisbon
  • Irish referendum on 12 June 2008 53 against,
    47 in favour. Turnout was 53
  • All three government parties supported the 'Yes'
    campaign. So did all opposition parties in the
    parliament, with the exception of Sinn Féin. Most
    Irish trade unions and business organisations
    also supported the 'yes' campaign
  • Ireland was the only member state that held a
    referendum on the Treaty (in addition to a
    parliamentary vote)
  • Outcome probably explained by a combination of
    domestic (resignation of PM Ahern due to
    corruption pro-EU consensus of the political
    elite worries about economy) and European
    (fears of tax harmonisation and common EU
    defence agricultural policy) reasons
  • Citizens also suffered from lack of information ?
    Ahern's successor PM Brian Cowen admitted that
    not even he had read the text of the Treaty!

12
Image of the EU (Eurobarometer 69, spring 2008)
13
Support for membership
14
Public opinion IIElites versus the citizens
  • Hooghe, Liesbet (2003) Europe Divided? Elites
    vs. Public Opinion on European Integration.
    European Union Politics 43, 281-304.
  • Elites (both national and European) are by and
    large more supportive of European integration
    than the citizens
  • How should authority be distributed between the
    EU and national governments?
  • Elites favour a European Union capable of
    governing a large, competitive market (currency,
    single market) and projecting political muscle
    (foreign and defense policy)
  • Citizens are more in favour of a caring European
    Union, which protects them from the vagaries of
    capitalist markets

15
  • Elites and public preferences are similar in that
    both are least enthusiastic about Europeanizing
    high-spending policies such as health, education,
    or social policy -- shifting authority in these
    policies could destabilize powerful vested
    interests and disrupt policy delivery
  • However, the public wants to Europeanize
    market-flanking policies, and elites do not
  • As the single market intensifies labor market
    volatility, the public seems intent to contain
    this other distributional risk through
    selectively Europeanizing policies that flank
    market integration employment, social policy,
    cohesion policy, environment, and industrial
    policy
  • The views of elites are consistent with a
    functional rationale, which conceives integration
    as an optimal solution for reaping economies of
    scale the policies elites want to Europeanize
    most are currency, foreign policy, development
    aid, immigration, environment, and defense

16
POLITICAL PARTIES ANDEUROPEAN INTEGRATION
  • European integration has not altered the basic
    structure of national party systems by resulting
    in the formation of new parties
  • But, most national parties are divided over EU
    for example, the main British and French parties
    have experienced serious internal disputes on
    integration matters since the 1950s
  • There are very strong reasons to expect that we
    would not witness the entry of new parties as a
    result of European integration -- or any other
    issue for that matter
  • The main explanatory factor for the observed
    stability is that the established national
    parties have an interest in sustaining the status
    quo and the prevailing structures of party
    competition

17
  • Parties that are successful in the existing
    structure of contestation have little incentive
    to rock the boat, while unsuccessful parties,
    that is, parties with weak electoral support or
    those that are locked out of government, have an
    interest in restructuring competition. The same
    strategic logic that leads mainstream parties to
    assimilate the issues raised by European
    integration into the Left/Right dimension of
    party competition leads peripheral parties to
    exploit European integration in an effort to
    shake up the party system. (Hooghe et al. 2002
    970)
  • Does ideology or country-specific factors explain
    how parties view European integration?
  • The standard finding has been that of an inverted
    U-curve, with opposition to European integration
    found at the extreme ends of the left-right
    dimension while more centrist parties are
    supportive of further integration
  • This implies that party family is a powerful
    predictor of party positions on EU

18
  • Centrist party families are in favour of
    integration
  • Leftist parties -- particularly social democrats
    but also greens and the radical left -- have
    become considerably more pro-integrationist since
    the early 1990s
  • Leftist parties want to counterbalance economic
    integration with increasing the EUs role in
    social and environment policies, while the
    centre-right parties focus primarily on EMU
    (broad agreement about the deepening of
    integration)
  • According to recent studies deeper integration
    enjoys more support among representatives of
    leftist parties
  • Opposition to the EU is mainly the reserve of
    anti-system or ideologically more radical
    (extreme left or right) parties these parties
    find it difficult to establish regular
    cooperation with each other largely the same
    group of parties that are excluded from
    government in their countries

19
  • However, more recent research has partially
    challenged this argument, particularly as a
    result of the enlargement that took place in 2004
  • Marks et al. (2006) show that another cleavage,
    the GAL (Green / alternative / libertarian) -TAN
    (traditional / authoritarian / nationalist)
    dimension is a strong predictor of parties EU
    positions -- with opposition to further
    integration mainly found among extreme left/right
    and TAN parties
  • There are important differences between the old
    member states and those that joined the Union in
    2004. In the West, the leftist parties tend to
    be GAL parties while rightist parties are more
    TAN in their orientation. In the East, on the
    other hand, opposition to the EU is primarily
    concentrated among a group of left/TAN parties

20
Domestic structure of party competition and
positioning on European integrationWest vs.
East(Vachudova Hooghe 2006)
21
Domestic structure of party competition and
positioning on European integrationWest vs.
East(Vachudova Hooghe 2006)
22
PARTY POLITICS INTHE EUROPEAN PARLIAMENT
  • Compared with parties in EU member state
    legislatures, the party groups of the European
    Parliament operate in a very different
    institutional environment
  • There is no real EU government accountable to the
    Parliament
  • There are no coherent and hierarchically
    organized European-level parties
  • MEPs are elected from lists drawn by national
    parties and on the basis of national electoral
    campaigns
  • The social and cultural heterogeneity of the EU
    is reflected in the internal diversity of the
    groups, with a total of 170 national parties from
    25 member states winning seats in the Parliament
    in the 2004 elections

23
  • However, despite the existence of such factors,
    EP party groups have gradually over the decades
    consolidated their position in the Parliament
  • At the same time the shape of the party system
    has become more stable, at least as far as the
    main groups are concerned. One can thus talk of
    the institutionalization of the EP party system
  • Throughout its history the EP party system has
    been based on the left-right dimension
  • Initially the party system consisted of only
    three groups socialists/social democrats (PES),
    Christian democrats/conservatives (EPP), and
    liberals (ELDR), the three main party families in
    most EU member states
  • Since the first direct elections also the Greens
    and the group of the radical left parties, now
    titled the Confederal Group of the European
    United Left / Nordic Green Left (EUL-NGL), have
    become institutionalized in the chamber
  • Moreover, Eurosceptical parties, parties whose
    main reason of existence is opposition to further
    integration, have formed a group under various
    labels since the 1994 elections

24
Seat distribution in the EP after the 2004
elections
25
  • The EP groups achieve rather high levels of
    voting cohesion (around 90 )
  • The main cleavage structuring competition in the
    Parliament is the familiar left-right dimension,
    the main dimension of contestation in European
    democracies (Hix et al. 2007)
  • While the primary decision rule in the EP is
    simple majority (50 1 of those voting), for
    certain issues (mainly budget amendments and
    second reading amendments under the co-decision
    procedure) the EP needs to muster absolute
    majorities (50 1 of all MEPs)
  • The absolute majority requirement facilitates
    co-operation between the two main groups, EPP and
    PES, as the surest way of getting the required
    number of MEPs behind the Parliaments decision
    is when the two large groups agree on the issue
  • Cooperation between EPP and PES could also be
    regarded as a sign of maturity, as the
    Parliament needed to moderate its resolutions in
    order to get its amendments accepted by the
    Council and the Commission. After all, the
    overwhelming majority of national ministers
    represented in the Council and members of the
    Commission are either social democrats or
    Christian democrats/conservatives
  • However, in recent years (particularly after the
    1999 EP elections) this co-operation has played a
    lesser role than before, with EPP and PES
    opposing each other more often regardless of the
    voting rule but still the two large groups vote
    together most of the time

26
Life in the post-enlargement 2004-2009 EP has
anything changed? (Based primarily on Hix and
Noury 2008)
  • Enlargements (2004 and 2007) have increased the
    number of MEPs 626 to 785. These MEPs represent
    27 countries and around 180 parties
  • The increase in heterogeneity of membership
    plausibly leads to less predictable and less
    stable voting patterns. Moreover, it may
    complicate coalition formation across national
    lines
  • Some scholars argue that political parties in the
    new Central and Eastern European member states
    are not easily placed in party families based on
    durable ideological cleavages such as the
    left-right conflict
  • Around 60 of MEPs from the new member countries
    are members of the PES and the EPP. In general,
    there is little evidence that formal affiliations
    are markedly different for the new members (but
    note the lack of green MEPs from the new member
    states)

27
Life in the post-enlargement 2004-2009 EP has
anything changed? (Based primarily on Hix and
Noury 2008)
  • In general party cohesion has remained very
    stable
  • The EPP and PES voted together almost exactly the
    same amount of times in the 1999-2004 EP (65 of
    the time) and in the first 18 months of the
    2004-2009 Parliament (67 of the time)
  • In the 2004-2009 Parliament there has (so far)
    been a clearer centre-right majority bloc
    (ALDE-EPP/ED-UEN), while the three leftist groups
    (PES, G/EFA, EUL/NGL) have been in a minority
    position and have also been less united
  • Certain nationalities exhibit a stronger tendency
    to vote against the group line Polish, British,
    Danish, Swedish, and Czech MEPs

28
VOTING AND COALITIONS IN THE COUNCIL (OF
MINISTERS)
  • Based primarily on Mattila, Mikko (2008) Voting
    and Coalitions in the Council after the
    Enlargement. In Daniel Naurin Helen Wallace
    (eds) Unveiling the Council of the EU Games
    Governments Play in Brussels. Palgrave Macmillan
    Basingstoke (forthcoming)
  • How has the accession of ten new member states in
    2004 affected decision-making in the Council?
  • How has the contestation of decisions changed and
    what is the role of the new member states in this
    potential change?
  • Has the introduction of ten new members affected
    coalition formation in Council voting?
  • How do the new members fit into the existing
    political space of Council interaction?

29
  • Data roll call records of the Council during the
    whole period of the EU25 from May 2004 to the end
    of 2006
  • During this period the Council decided on 416
    legislative acts and 942 other acts. Of these
    about 38 were decisions, 32 regulations, 8
    directives, 6 joint actions and the rest
    consisted of various other types of decisions
    (resolutions, common positions, declarations,
    agreements etc.)
  • Of all the decisions in the data set about 90
    were agreed upon unanimously. Negative votes were
    given in 8.9 and 6.2 of cases, respectively.
    This means that the share of contested decisions
    has not increased after the enlargement
  • One interpretation of this would be that the ten
    new member states have been very quick to
    internalise the prevailing norms of the EU
    decision making, particularly the culture of
    consensus

30
Uncontested votes, negative votes and abstentions
by member state( of all decisions)
31
Multidimensional scaling map of Council voting
32
  • The overall alignment of member states in the
    Figure points to the existence of a north-south
    dimension that affects voting patterns in the
    Council. The situation has not changed in any
    significant way when compared to the time before
    the enlargement
  • At least tentatively, these results show that the
    fears of a gridlock in Council decision-making in
    the enlarged union were exaggerated
  • However, one should not draw too far-reaching
    conclusions from this analysis
  • Roll-call data can provide only a limited and
    rather superficial picture of the way the Council
    operates. In order to evaluate the effects of the
    enlargement in its entirety these results should
    be supplemented by a more thorough analysis of
    the content of contested Council decisions. In
    addition, qualitative analyses based on
    interviews and participant observations could
    show how the day-to-day interaction in Council
    bargaining has changed
  • Note also that bargaining in the Council (the
    political space) differs most likely from
    bargaining in Intergovernmental Conferences and
    in the European Council!

33
DEMOCRATIC DEFICIT?
  • Does the EU suffer from a democratic deficit?
  • Moravcsik, Andrew (2002) In Defence of the
    Democratic Deficit Reassessing legitimacy in
    the European Union. Journal of Common Market
    Studies 404, 603-624.
  • Follesdal, Andreas Simon Hix (2006) Why There
    is a Democratic Deficit in the EU A Response to
    Majone and Moravcsik. Journal of Common Market
    Studies 443, 533-562.
  • How to make the EU more democratic? the answer
    depends on what kind of Europe one wants
    (intergovernmental or supranational or
    something in between?)
  • Note national political systems also have
    serious problems of their own most notably
    falling participation rates and the (alleged)
    move towards spectator or audience democracy

34
Definitions of the democratic deficit
  • Broader definition or meaning
  • limited role of the citizens in the EUs policy
    process or
  • weak connection between public preferences and
    EUs decisions
  • The institutional definition
  • weak role of directly-elected institutions
    (national parliaments and the European
    Parliament)
  • The electoral dimension
  • no election really focuses on European matters
  • referendums do, but opinion is divided on whether
    they should be used in integration matters
    (agenda manipulation)
  • Lack of a European public sphere
  • no European media
  • no real European parties
  • no European debates or European language!

35
Defending supranational democracy
  • Not a state, may never be one not a federation,
    but operates increasingly like federal systems
  • Yet the EU to an increasing extent carries out
    functions traditionally associated with
    independent countries
  • Foreign and security policy
  • Trade policy
  • Citizenship and legal system
  • Currency etc.
  • A constitution that defines the competence of
    the EU the jurisdiction of the Union covers
    nearly all policy areas from cultural exchange
    programmes to security policy
  • The EU already possesses significant
    policy-making powers hence there should be
    competition for leadership of the Union
  • Democracy is good for its own sake it will also
    contribute to the gradual emergence of a European
    identity

36
Does the EU need input (democracy) or does its
legitimacy depend on outputs (results)?
  • But arguably most issues that are salient for
    European voters are still decided nationally
    (taxation, health care, education, social and
    employment policies etc.)
  • National politicians use the EU for solving
    domestic problems, with the oversight of common
    interest delegated to supranational agents
    (Commission, ECJ)
  • Lack of common identity
  • The success of integration depends primarily on
    the ability of the EU to produce efficient
    outputs peace and stability, economic growth,
    removal of barriers to trade, counterweight to
    globalization and excesses of capitalism
  • Low turnout in EP elections is used as an
    argument against strengthening supranational
    democracy

37
THE FUTURE OFEU GOVERNANCE
  • Limited capacity for change constitutional
    amendment subject to unanimity, thus ruling out
    large-scale reforms
  • Asymmetry of national preferences the final
    outcome of IGCs reflects the configuration and
    intensity of national objectives
  • Institutional questions have proven more
    problematic than transfer of competencies
    (compare with USA and Philadelphia in 1787)
  • Producing supranational laws through the
    Community method or relying increasingly on
    intergovernmental policy coordination?
  • The purpose of the following comparison is to
    identify the strengths and weaknesses of these
    two modes of EU governance, and to examine how
    genuine supranational democracy would work in the
    EU

38
OPTION ICommunity method
  • The Community method is the expression used
    for the institutional operating mode for the
    first pillar of the European Union
  • It has the following salient features1)
    Commission monopoly of the right of initiative
    2) General use of QMV in the Council
  • 3) An active role for the European Parliament in
    co-legislating frequently with the Council
  • 4) Uniformity in the interpretation of Community
    law ensured by the Court of Justice
  • The method used for the second and third pillars
    is similar to the so-called intergovernmental
    method, with the difference that the Commission
    shares its right of initiative with the Member
    States, the European Parliament is informed and
    consulted and the Council may adopt binding acts.
    As a general rule, the Council acts unanimously.

39
OPTION IIIncreasing use of soft law and
(intergovernmental) policy coordination
  • The growing use of the open method of
    coordination (OMC) and other forms of policy
    coordination common objectives defined by member
    states and the EU, monitoring by the EU
    institutions, and implementation and choice of
    instruments for meeting the objectives delegated
    to member states
  • While intergovernmental policy coordination has
    been a feature of the EUs decision-making system
    throughout the history of integration, such
    informal policy coordination has become much more
    prominent since the early 1990s
  • The European Employment Strategy (EES) adopted at
    the Essen European Council in 1994 and the
    coordination of national economic policies agreed
    in the Maastricht Treaty extended this
    coordination to two highly salient issue areas of
    domestic politics

40
  • OMC became officially a part of EU jargon at the
    Lisbon European Council in 2000
  • OMC has four main components
  • 1) Fixed guidelines set for the EU, with short-,
    medium-, and long-term goals
  • 2) Quantitative and qualitative indicators and
    benchmarks
  • 3) European guidelines translated into national
    and regional policies and targets and
  • 4) Periodic monitoring, evaluation and peer
    review, organized as a mutual learning process
  • In recent years OMC has been applied to a broad
    range of policies, including employment, social
    policy, environment, taxation, immigration,
    research, social protection, education, social
    infrastructure, regional cohesion, and social
    inclusion

41
  • The increasing use of OMC and other forms of
    informal, non-binding, primarily
    intergovernmental soft law instruments needs to
    be understood in the context of the sensitive
    question of dividing competencies between the EU
    and its member states
  • European integration has reached the stage where
    the core areas of welfare state, such as social
    policy, employment, and education are starting to
    be affected. In these policy areas (that are both
    money-intensive and touch core areas of national
    sovereignty) it is very difficult to build the
    needed consensus among national governments for
    transferring policy-making authority to the
    European level -- hence the resort to
    intergovernmental policy coordination
  • The national governments want, on the one hand,
    to achieve highly-valued policy objectives, such
    as reducing unemployment and making their
    economies more competitive, while on the other
    hand they are not willing to cede formal
    sovereignty to the Union

42
  • The Commission sees these new modes of governance
    as a way to expand EUs competence in the face of
    resistance from the member states
  • The literature on OMC and other forms of soft law
    instruments or new modes of governance is
    already quite extensive, and it has produced
    three main findings
  • 1. It is still too early to make any definitive
    assessments of the success of OMC. Scholars
    usually point that, unlike top-down supranational
    legislation, it is flexible and (supposedly)
    respects subsidiarity and national autonomy. The
    down-side of this non-binding nature of outputs
    is that the EU has few if any means to make
    national governments follow its recommendations
  • 2. OMC has strengthened the leadership role of
    the Council (and the European Council) the
    Commission has a central role to play through its
    role as the institution setting objectives and
    issuing guidelines to national governments

43
  • The EP has until now been effectively
    marginalized, and, the contribution of local and
    regional actors, often identified as the main
    stakeholders in these processes, has so far been
    quite disappointing. At the national level OMC
    seems to be the preserve of a fairly small circle
    of civil servants that possess expertise on the
    issues.
  • 3. It appears that the actual impact of OMC and
    other forms of informal policy coordination has
    so far been relatively modest, if not even
    inconsequential, in many policy areas
  • Trade-off between efficiency and democracy
    cooperative federalism and intergovernmental
    policy coordination can be seen as decision
    methods prioritizing efficiency. However, the
    decision process is removed from the public
    sphere to intergovernmental meetings taking place
    behind closed doors. As a result, cooperative
    federalism weakens the transparency of collective
    decision-making and, hence, the accountability of
    the representatives

44
Comparing the two modes of EU governance
  • Agenda setting and proposal power
  • In supranational legislation the Commission
    basically has the monopoly of initiative, but
    obviously its initiatives are largely based on
    instructions from the Council and the European
    Council. The OMC is much more a tool to be used
    collectively by the member states, but here too
    the EU institutions mainly the Commission and
    the Council set the agenda and coordinate
    subsequent actions
  • Policy competence
  • In supranational legislation the competence
    belongs to the EU, whereas the OMC is primarily
    used in policy areas where the Union has no
    access to binding legislation
  • Decision rule
  • Most supranational legislation is passed nowadays
    in the Council by QMV, but in OMC processes
    issues are decided by mainly by unanimity

45
  • The role of the European Parliament
  • The EP performs an increasing role as a
    co-legislator in producing supranational laws,
    but it is merely consulted (or kept informed) in
    OMC
  • Bureaucrats vs. elected office-holders
  • Civil servants are central actors in both types
    of governance. However, in the OMC their role
    appears to have been far more influential, with
    much less guidance and instructions from members
    of government
  • Openness and transparency
  • The European Parliament meets in public the
    Council is gradually moving towards deliberating
    and voting on laws in public. OMC processes are
    conducted behind closed doors
  • Policy learning
  • As the OMC produces non-binding outputs, it has a
    higher capacity for policy learning. In
    supranational legislation the same solution
    applies throughout the Union (with the partial
    exception of directives)

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OPTION IIITwo models of supranational democracy
  • a) Parliamentary model
  • Parliamentary system the government is
    accountable to the parliament (and can be voted
    out of office by the latter)
  • The members of the lower house (EP) would be
    directly elected the people while the upper
    house/senate (Council) would consist of either
    directly-elected representatives (as in the U.S.
    Senate) or of government representatives (as in
    the German Bundesrat)
  • Government formation would be based on elections
    to the lower house and the cabinet would have to
    enjoy the confidence of the lower house (or
    alternatively, of both houses)

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  • For the parliamentary model to work effectively,
    four criteria should be met
  • 1) The choices offered to voters should be
    identical throughout the Union (common Europarty
    manifestos)
  • 2) The elections should be contested on the basis
    of issues relevant to the Union
  • 3) Democratically elected party leaders would
    head the campaigns (who would also be potential
    future prime ministers)
  • 4) The party groups of the Europarties should be
    cohesive enough to enable the government to
    execute its programme once in office
  • The effective performance and durability of the
    executive would require a hierarchical, cohesive
    party organisation, and it is unlikely that this
    would happen without giving the Europarties the
    right to influence or determine candidate
    selection

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  • The Commission would have to be the real EU
    government, thus reducing the powers of the
    European Council
  • But, would majoritarian parliamentary democracy
    work in a Union characterised by strong national
    identities (and a weak European identity)?
  • This potential problem could be alleviated by
  • 1) A constitutional rule guaranteeing all
    countries representation in the government as
    they currently have an own commissioner
  • 2) Bicameralism and demanding parliamentary
    voting rules (absolute majorities, QMV) in
    certain questions (like in Germany)
  • Would change fundamentally the role of the
    Commission by making it a party-political
    institution (and not anymore so much a neutral
    defender of the common EU interest or a guardian
    of the Treaties)

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  • Government formation after the 2004 EP elections
  • Alternative 1
  • Grand coalition between EPP and PES (note the
    absolute majority rule in the Parliament)
  • This would be the safest option in terms of
    building the needed majorities, but it would also
    lead to a weak opposition (particularly if the
    ELDR was also in the government)
  • Alternative 2
  • Centre-right coalition between EPP, ELDR (ALDE),
    and possibly Greens and UEN
  • Alternative 3
  • Centre-left minority coalition between PES,
    EUL/NGL, and Greens (and possibly liberals)

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  • b) Presidential model
  • Importing the U.S. presidential system to the EU
  • The presidential model would not put similar
    pressure on the EP party groups to achieve
    unitary behaviour, but would require EU-wide
    parties that would each put forward a single
    candidate
  • While this reform would undoubtedly improve the
    leadership capacity of the Commission (when
    coupled with strengthening its competence), it
    might also lead to a two-party system, at least
    in the presidential elections
  • The winner would either be the candidate
    receiving the plurality of the votes or then a
    second round would be organised between the most
    successful candidates if none of the candidates
    gets a majority of the votes (as in France)
  • 1st round candidates by EPP, PES, ELDR, Greens,
    radical left (EUL-NGL), and anti-EU parties 2nd
    round most likely EPP and PES

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Predicting the Future
  • Strengthening parliamentarism by (a) tying the
    formation of Commission more explicitly to the EP
    elections -- this will also become the
    constitutional rule should the Lisbon Treaty
    enter into force and (b) extending the use of
    co-decision procedure and QMV in the Council
  • Simultaneously most of the member states and
    their main parties emphasize maintaining the
    European Council (and the Council) as the leading
    decision bodies. The presidential version
    receives only very marginal support
  • OMC, together with other forms of soft law,
    will be used to an increasing extent
    particularly as it is so difficult to transfer
    new law-making powers to the European level

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FINAL QUESTIONS
  • 1) Will the unanimity rule in amending the
    Treaties and in other important matters lead to
    increasing use of flexibility (enhanced
    cooperation)? According to the Lisbon Treaty at
    least 1/3 of the member states must want to
    co-operate, and others must be free to join
  • 2) Should EU have a stronger role in carrying out
    redistributive policies? Are the EU citizens
    willing to support active EU fiscal or regional
    policies (compare with Belgium, Canada and
    Switzerland)? Note the lack of common identity
    (emotional attachment) or feeling of a political
    community!
  • 3) How to connect citizens to EU decision-making?
    In EP elections parties have campaigned primarily
    on domestic political issues. EU questions are
    marginalized also in national elections, and thus
    no electoral forum focuses directly on EU. More
    precisely, should constitutional amendment be
    subject to referendum?
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