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EMPLOYMENT LAW

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Penny Roberts. Academic Affairs. HIRING. HIRING. Formal Hiring Plans ... 109 Smith Hall. Box 91615. Lake Charles, Louisiana 70609 ... – PowerPoint PPT presentation

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Title: EMPLOYMENT LAW


1
EMPLOYMENT LAW
  • EMPLOYMENT A-Z
  • HIRING
  • EMPLOYMENT
  • PAYMENT OF WAGES
  • PERFORMANCE MANAGEMENT
  • SEPARATION
  • Baker Auditorium
  • July 19, 2007

2
FACILITATORS
  • Charlene Abbott
  • Director of Human Resources
  • Kim Dronett
  • Student Employment Administrator
  • Penny Roberts
  • Academic Affairs

3
HIRING
4
HIRINGFormal Hiring Plans
  • The University has formal hiring plans for
    certain Unclassified and Classified employment
    types.
  • The following appointment types must be hired
    through a hiring plan
  • Unclassified Employment
  • Faculty
  • Non Faculty, Non Classified
  • Visiting Lecturer
  • Graduate Assistant
  • Classified Employment

5
HIRINGApproval
  • The hiring process begins with Executive Staff
    approval to fill a position and ends with
    Appointing Authority or delegated Appointing
    Authority approval to employ an individual in the
    position. ULS Board approvals and the Department
    of Civil Service approvals must also take place.
  • The President of the University is the Appointing
    Authority. The President delegates Appointing
    Authority for certain matters to include hiring
    processes.
  • The President approves the hiring process for
    Faculty and Non Faculty, Non Classified
    appointment types.
  • The Provost/Vice President of Academic Affairs
    approves the hiring process for Visiting Lecturer
    and Graduate Assistant appointment types.
  • The Director of Human Resources approves the
    hiring process for Classified employment.
  • NO EMPLOYMENT MAY BEGIN UNTIL THE HIRING PROCESS
    IS COMPLETE AND APPROVED BY ALL CONCERNED.

6
EMPLOYMENT
7
EMPLOYMENTNew Hire Paperwork
  • Once the hiring process is complete and approved,
    the employment process begins.
  • FEDERAL AND STATE LAWS MANDATE THAT ALL NEW HIRES
    OR RE-HIRES REPORT TO HUMAN RESOURCES OR STUDENT
    EMPLOYMENT PRIOR TO OR NO LATER THAN THE CLOSE OF
    BUSINESS ON THE 1ST DAY OF EMPLOYMENT.
  • The employee will complete basic new hire
    paperwork to include
  • Federal and State Tax Forms as mandated by the
    Internal Revenue Service
  • I-9 Form to include documentation to support
    identity and eligibility to work as mandated by
    the Department of Labor and the Department of
    Homeland Security
  • E-2 Form as mandated by the Office of Risk
    Management
  • Various other forms mandated by university
    policy.
  • In certain cases, drug testing must be conducted
    according to university policy and state law.

8
EMPLOYMENTNew Hire Orientation
  • The new hire will receive a New Hire Orientation
    either on an individual basis or as part of a
    group orientation.
  • During the orientation process, the new hire
    receives important information regarding state
    employment and also receives a general overview
    of university policies/procedures, and any
    federal and state rules which govern their
    employment. They are also provided basic
    information about university privileges, rights
    and responsibilities. The new hire signs a
    statement agreeing to read and adhere to all. The
    new hire is also provided a private benefit
    orientation within 30 days of hire.
  • State and federal labor laws require that, once
    hired, an employee be told the wage amount at
    hire, and the manner that wages will be paid to
    include the date wages will be received, and how
    they will be delivered.
  • This information is provided to all new hires
    during the orientation process.

9
PAYMENT OF WAGES
10
PAYMENT OF WAGESTimely Payment of Wages
  • Louisiana Revised Statute R.S. 23633 requires
    accurate and timely delivery of wages. Any
    exception to this law must be granted by the
    Department of Civil Service. (Catastrophic event
    would be the only exception granted)
  • Failure to pay timely wages can result in
    monetary penalties being imposed on the
    university.
  • Accurate and timely wages can only be paid with
    accurate and timely submission of attendance and
    leave records.

11
PAYMENT OF WAGESAttendance and Leave
  • All employees of the university are required to
    abide by all policies and procedures of the
    university to include attendance and leave
    policies.
  • The Department of Civil Service, the ULS System
    Board, and the US Department of Labor require the
    university to establish a method of
    accountability for attendance and leave.
  • All supervisors are required to ensure that
    attendance and leave records are properly
    completed to include signatures, and that these
    legal documents are submitted in a timely manner
    to the proper office.
  • Failure to timely submit accurate attendance and
    leave records results in manual payroll check
    processing in order to remain compliant with
    labor laws.
  • Manual payroll check processing is time consuming
    causing inefficiency in providing other services.
  • Failure to timely submit accurate attendance and
    leave records can result in disciplinary action.

12
PAYMENT OF WAGESApplications for Leave
  • A pre-approval of leave system is a requirement
    of the Department of Civil Service and the ULS
    System Board.
  • If leave is utilized, a proper Application for
    Leave form must be submitted with the Attendance
    and Leave record.
  • When leave is foreseeable, the employee should
    complete a proper Application for Leave form and
    submit to the supervisor in advance for approval.
  • When the leave is not foreseeable, the employee
    should complete a proper Application for Leave
    form, and submit to the supervisor immediately
    upon return to duty for approval.
  • In other words, do not allow an employee to
    verbally request leave, and do not verbally
    approve leave-have them submit the Application
    for Leave form.

13
PERFORMANCE MANAGEMENT
14
PERFORMANCE MANAGEMENTClassified
EmploymentProbation Period
  • Most classified employees are hired on a
    Probational Appointment.
  • The probation period is at least six months but
    no longer than 24 months. The university does
    not recommend that an employees probation period
    exceed one year.
  • A classified employee is first eligible to
    receive permanent status after serving 6 months
    of the probation period.
  • The probation period is a WORKING TEST PERIOD.
  • During the Working Test Period, the employee must
    prove that he/she can meet the performance and
    behavioral expectations set by the supervisor in
    the Performance Planning and Review document.

15
PERFORMANCE MANAGEMENT Classified
EmploymentProbation Period
  • An employee who is removed from Probational
    Appointment is removed without cause (Non
    Disciplinary) and does not have the right of
    appeal.
  • A permanent employee must be removed for cause
    (Disciplinary) and has a right of appeal through
    the Department of Civil Service.
  • IN MOST CIRCUMSTANCES, PROGRESSIVE DISCPLINE MUST
    OCCUR TO REMOVE AN EMPLOYEE FOR CAUSE

16
PERFORMANCE MANAGEMENTClassified
EmploymentPerformance Planning Review
  • Chapter 10 of the LA Department of Civil Service
    Rules mandate that a Performance Planning and
    Review program be in place at every state agency.
  • The university has developed a policy concerning
    Performance Planning and Review which can be
    located on the Human Resource website under the
    link Performance Management.
  • 100 compliance is mandated by the Department of
    Civil Service in this area and all other areas of
    Human Resource Management. PPRs are audited and
    the audit results are reported to the Civil
    Service Commission.
  • The process consists of a planning session
    followed by a review session NO LATER THAN the
    anniversary date of the employee.

17
PERFORMANCE MANAGEMENTClassified
EmploymentPPR-Late Reviews
  • When a review is turned in late, the rating is
    changed from the numerical score given to a
    rating score of UNRATED for UNTIMELY submission.
    (violation of a Department of Civil Service Rule
    in accordance with Chapter 10)
  • The Designated Reviewer (Director of Human
    Resources) will contact the rating supervisor and
    the employee to make the change to UNRATED for a
    reason of UNTIMELY.
  • The employee will then be offered the Right of
    Review in order to turn the rating back to the
    score given.
  • The Designated Reviewer must then contact the
    supervisor of the rating supervisor to ensure
    that the rating supervisor is counseled to remain
    compliant with the Department of Civil Service
    accountability section.

18
PERFORMANCE MANAGEMENTNon Faculty, Non
ClassifiedAnnual Performance Evaluations
  • The University of Louisiana System Board requires
    certain non faculty, non classified employees
    receive a performance evaluation on an annual
    basis.
  • The policy and forms concerning this process are
    on the Human Resource website.
  • This process involves a planning session and a
    rating session.
  • An employee hired prior to July 1, 2005 has an
    anniversary date of November 1.
  • An employee hired after July 1, 2005 has
    anniversary date of the hire date. (1st rating is
    one year from hire)

19
PERFORMANCE MANAGEMENTWork Improvement Plans
  • If an employee receives a needs improvement or
    poor factor in one or more areas on the annual
    review, the employee should be placed on a Work
    Improvement Plan.
  • You should request a Work Improvement Plan
    through the Director of Human Resources.
  • The Work Improvement Plan is designed to ensure
  • The employee clearly understands what is
    deficient.
  • The employee is given Tools for Improvement,
    and a timeline for improvement.
  • The employee understands what is necessary to
    achieve success.
  • The employee understands that a failure to
    correct deficiencies may lead to other actions.

20
PERFORMANCE MANAGEMENT Classified
EmploymentSteps in Progressive Discipline
  • Verbally counsel the employee documenting the
    time and date you counseled.
  • Counsel the employee in writing and warn that
    future disciplinary action may occur if the
    problem is not corrected.
  • Update the planning session. Meet with the
    employee. Tell the employee what the exact
    performance and behavioral expectations are
    during the planning session.
  • Provide an accurate and careful review rating for
    each performance factor on the Performance
    Planning and Review form. RATE THE EMPLOYEE IN
    EACH FACTOR ACCORDING TO PERFORMANCE WITHOUT
    CONSIDERING AN OVERALL SCORE.
  • Consult the Director of Human Resources for work
    improvement plan, abuse of leave restrictions,
    and/or possible PROGRESSIVE disciplinary actions.

21
PERFORMANCE MANAGEMENTProfessional Development
Plans
  • Encourage Professional Development.
  • Provide opportunity for employees to
    professionally develop.
  • Track professional development through a
    Professional Development Plan.
  • See Human Resources for example.

22
SEPARATION
23
SEPARATIONVoluntary Exit and Checkout Procedures
  • The university has developed Exit procedures for
    voluntary separations and temporary appointments
    that are ended.
  • You may find these procedures and the related
    forms on the Human Resource website.
  • It is the responsibility of the supervisor to
    ensure that these procedures are followed when an
    employee exits from their department or from the
    university entirely.
  • These procedures are designed to ensure that
    final wages, to include proper leave payoffs, are
    calculated correctly and paid timely in
    accordance with state law, that all university
    property is secured, and that benefit
    continuation, if relevant, may be offered.

24
EMPLOYEE BENEFIT FACT SHEET
  • NEW ON HUMAN RESOURCE WEBSITE UNDER BENEFITS

25
SUCCESS FOR EMPLOYEES
  • Provide new employees with written departmental
    rules and regulations.
  • Provide the necessary training and resources for
    the position.
  • Provide the employee with a detailed job
    description to develop a clear understanding of
    the position duties and requirements.
  • Communicate with the employee throughout the
    year.
  • Conduct planning sessions at the time of hire,
    and throughout the year as duties change or
    performance issues arise.
  • Clearly communicate expectations to the employee.
  • The minute a problem arises, speak to the
    employee, and set corrective measures in place.

26
CONTACT INFORMATION
  • 109 Smith Hall
  • Box 91615
  • Lake Charles, Louisiana 70609
  • (337) 475-5103 (337) 475- 5722 Hearing Impaired
    (TDD)
  • FAX (337) 475-5104
  • E-mail humanresources_at_mcneese.edu
  • DIRECTOR
  • Charlene Abbott 475-5977
    cabbott_at_mcneese.edu
  • HUMAN RESOURCE ANALYST B
  • Benita Malbrough 475-5362
    bmalbro_at_mcneese.edu
  • ADMINISTRATIVE COORDINATOR
  • Yvonne Jacobs 475-5105
    yvonne_at_mcneese.edu
  • HUMAN RESOURCE ANALYST A
  • Tonya Peloquin 475-5103
    peloquin_at_mcneese.edu
  • HUMAN RESOURCE ANALYST A
  • Mary Courmier 475-5989 mcourmier_at_mcneese.edu

27
HIRINGGraduate Assistant Hiring Plan
  • The Provost/Vice President of Academic Affairs
    approves the hiring process for Graduate
    Assistant appointments.
  • Graduate Assistant employment should not begin
    without approval by the Provost/Vice President of
    Academic Affairs.
  • The Graduate Assistant hiring plan forms can be
    downloaded from the Student Employment website.
  • The hiring plan forms are submitted to the
    department indicated on the top left of each
    form.
  • The Student Employment office is responsible for
    the maintenance and update to forms within the
    hiring plan.
  • The Graduate Assistant Hiring Plan is currently
    under revision and a new plan will be posted on
    the Student Employment website in the near future.

28
HIRINGGraduate Assistant Hiring Plan
  • NEW PROCEDURE
  • There will be a change beginning with the fall
    semester in the submission of the Payroll Request
    Form for Graduate Assistant appointments.
  • Currently, the Payroll Request Form is submitted
    to Student Employment. This is the form that
    places the employee on the payroll.
  • The form has been modified and will be included
    in the revised Graduate Assistant Hiring Plan.
    The Payroll Request Form will now be submitted
    directly to Academic Affairs.
  • The change is necessary to ensure that all
    relevant hiring plan procedures and documents are
    complete and approved prior to placement of the
    employee on the Payroll.

29
HIRINGDepartmental BudgetFederal Work Study
  • The Student Employment Administrator approves the
    employment of all student employees hired through
    departmental budget funds.
  • A student employee hired through departmental
    budget funds should not begin employment without
    approval from the Student Employment
    Administrator.
  • Approval is obtained by submitting a Student
    Employee Request Form.
  • A Work Assignment Card is issued to the student
    employee to indicate approval for the hire.
  • Students who are awarded a job through Federal
    Work Study, Honors College, or Enrollment
    Management are hired through other federal,
    state, or university procedures but are assigned
    through Student Employment and must receive a
    Work Assignment Card before reporting to work.

30
EMPLOYMENT
31
EMPLOYMENTNew Hire Paperwork
  • Once the hiring process is complete, the
    employment process begins.
  • FEDERAL AND STATE LAWS MANDATE THAT ALL NEW HIRES
    REPORT TO STUDENT EMPLOYMENT PRIOR TO OR NO LATER
    THAN THE CLOSE OF BUSINESS ON THE 1ST DAY OF
    EMPLOYMENT.
  • The employee will complete basic new hire
    paperwork, and must provide documentation to
    support identity and eligibility to work.
  • The student employee will be issued a Work
    Assignment Card. Graduate Assistant employees
    do not receive a Work Assignment Card
  • Student employment should not begin without a
    Work Assignment Card issued by Student Employment.

32
EMPLOYMENTNew Hire Orientation
  • All newly hired student workers are given a copy
    of the Student Employment Policy at the time of
    hire.
  • The Student Employment Policy governs the
    employment of both undergraduate and graduate
    students.
  • The Faculty/Staff handbook contains a Graduate
    Assistant Policy in Section 319 which is specific
    to Graduate Assistant employment.
  • State and federal labor laws require that, once
    hired, an employee be told the wage amount at
    hire, and the manner that wages will be paid to
    include the date wages will be received, and how
    they will be delivered.
  • This information is provided to all new student
    employees during the orientation process in
    Student Employment.

33
EMPLOYMENTDates of Employment
  • Teaching Graduate Assistants are employed
    according to the Universitys academic calendar
    (from the first day of classes through the last
    day of final examinations) for each term.
  • Non-Teaching Graduate Assistants are employed
    with varying employment dates which are announced
    by the Student Employment office each semester.
  • Some departments may require graduate assistants
    to work prior to or beyond the defined academic
    calendar, but no more than the cumulative hours
    required in a normal employment term.
  • All other student workers are employed with
    varying employment dates which are announced by
    the Student Employment office each semester.

34
PAYMENT OF WAGES
35
PAYMENT OF WAGES Timely Payment of Wages
  • Louisiana Revised Statute R.S. 23633 requires
    accurate and timely delivery of wages to all
    employees to include student employees.
  • Failure to pay timely wages can result in
    monetary penalties being imposed on the
    university.
  • Accurate and timely wages can only be paid with
    accurate and timely submission of Time and
    Attendance records (Time Sheet).

36
PAYMENT OF WAGESTime and Attendance
  • All employees of the university are required to
    abide by all policies and procedures of the
    university to include student Time and Attendance
    records (Time Sheet) procedures.
  • The Department of Civil Service and the US
    Department of Labor require an method of
    accountability for time and attendance.
  • All supervisors are required to ensure that
    student Time Sheets are properly completed to
    include signatures, and that these legal
    documents are submitted in a timely manner,
    following university policies, to the Student
    Employment office.
  • Failure to timely submit accurate Time Sheets
    results in manual payroll check processing in
    order to remain compliant with labor laws.
  • Manual payroll check processing is time consuming
    causing inefficiency in providing other services.
  • Failure to timely submit accurate Time Sheets
    will be reported to the appropriate division
    head.

37
PAYMENT OF WAGESWage and Hour
  • All student workers are paid bi-weekly.
  • All student workers are paid on an hourly basis
    with the exception of Teaching Graduate
    Assistants who are paid on a salary basis in
    accordance with applicable federal laws.
  • All student workers who are paid on an hourly
    basis will be paid for the hours worked and
    recorded on the time sheet.
  • The payroll schedule is posted on the Student
    Employment website.

38
SEPARATION
39
SEPARATIONTeaching Graduate Assistant Exit and
Checkout Procedures
  • A Exit and Checkout Form and procedure have been
    developed for Teaching Graduate Assistant
    employees.
  • The new form and procedure will be posted to the
    Student Employment website in the near future.
  • The Exit Checkout Form was designed to ensure
    that Teaching Graduate Assistants properly exit
    from the university, that all coursework, grades,
    etc are completed, and that university property
    is collected prior to the exit of the employee.
  • It is the responsibility of the supervisor to
    ensure that the Exit Checkout Form is complete
    prior to the employee exit from the university.

40
SUCCESS FOR EMPLOYEES
  • In order to have a successful working
    relationship with a student worker, the
    supervisor should clearly communicate job
    expectations to the worker at the time of hire.
  • All supervisors should develop a New Hire
    Orientation procedure for student workers
    tailored to the individual department to clearly
    communicate the mission of the department and the
    university as a whole.
  • As soon as an issue arises, communicate with the
    student employee to resolve the issue.
  • We must all remember that we are preparing the
    student to enter the work force on a full time
    basis.

41
CONTACT INFORMATION
  • Student Employment Office
  • Student Employment Administrator
  • Kim Dronett dronett_at_mcneese.edu
  • Administrative Coordinator
  • Jamie Sutherland
  • Location Smith Hall, Room 106
  • Phone (337) 475-5102
  • Hearing Impaired (TDD) (337) 475-7522
  • Fax (337) 562-4135

42
EQUAL EMPLOYMENT OPPORTUNITY
  • Non-Discrimination Policy
  • Diversity Awareness Policy
  • www.mcneese.edu/administration/vpsse
  • Contact Information
  • Dr. Rosemary Gray
  • Office of Special Services and Equity
  • Smith Hall, Room 125
  • Box 93248
  • Lake Charles, Louisiana 70609
  • (337) 475-5428
  • (337) 475-5722 TDD
  • (337) 475-5960 FAX
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