Title: Political Parties
1Chapter 9
2The Functions of Political Parties(Note Parties
have consistently grown weaker in each of the
functions)
- Nominate Candidates
- Raise and Spend campaign funds
- Register voters
- Simplify decisions for voters
- Unify diverse interests
- Act as moderating influence on government
- Reduce diffusion of power in government
- Provide patronage
- Inform public through party platforms
3Function Nominate Candidates
- Congressional Caucuses? nominating conventions
(as a reform)? now we have primary elections (as
a reform of the nominating conventions) - With expansion of primaries, nominating function
now seriously lessened. Party leaders no longer
control nominations? more candidate-centered
politics than party-centered politics.
4Function Raise and Spend campaign funds
- declining importance with advent of
candidate-centered campaigns
Function Register voters
5Function Simplify decisions for voters
- provide an easy, fast way for busy/uninterested
voters to base a voting decision "party lens"
6Function Unify diverse interests
- Example FDRs New Deal Coalition (grand
coalition) - However, to appeal to such a wide variety of
party members, parties must avoid taking strong
stands? charges of tweedledee/tweedledum, not
a dimes worth of difference between the parties. - Coalition of 2008?
7Function Act as moderating influence on
government
- To win elections, parties must usually nominate
moderate candidates who appeal to the vast center
of the American electorate. Fringe elements
squeezed out. - this is in contrast to the European multi-party
system, where fringe parties and candidates are
common. - However, as mentioned above, when parties choose
moderates they tend to look similar (the
tweedledee/tweedledum criticism)
8Function Reduce diffusion of power in government
- In theory, a party brings government together in
order to overcome the systems of separation of
powers and checks and balances? parties act as a
unifying force. - In reality, people tend to split their tickets,
which leads to a divided government. - Office-column ballot facilitates split-ticket
voting (as opposed to party column ballot, which
facilitates straight ticket voting).
9Function Provide patronage
- In theory, this should ensure that the will of
the people is carried out. - In reality, vast majority of government jobs are
filled by Civil Service. - Plus, appointment of people with political
connections has often resulted in corruption and
incompetence
10Function Inform public through party platforms
- however, few people check platforms, which in any
case are often broadly-worded, i.e., I have
rather a strange objection to talking from the
back platform of a train.... It changes too
often. It moves around and shifts its ground too
often. I like a platform that stays put.
Woodrow Wilson
11The Rise and Decline of Political Parties
12Origins
- Dangers of factions- Fed 10
- Washingtons warning -baneful effects of the
spirit of party. - Nevertheless, parties necessary
- Hamiltons financial plan and support for
Jeffersons Louisiana Purchase. - The Party, as a unifying force, was necessary to
overcome the systems of separation of powers and
checks and balances that divide government.
13The Rise and Decline of Political Parties
- Historical development the Six Party Systems in
American History
14The Six Party Systems
- 1796-1824 the 1st party system Federalists v.
Jeffersonian Democratic-Republicans - Republicans success and Federalists demise
- 1828-1856 the 2nd party system Jacksonian
Democrats v. Whigs - John Quincy Adams --election went to the house,
where Speaker Henry Clay gives his support? Adams
makes Clay Secretary of Stateheir to the
presidency. - Jackson (Old Hickory) is wronged ?Grassroots
organization of the Democrats - Whigs (party in England opposed to the king)
springs up, implying that Jackson is acting the
part of a monarch
15The Six Party Systems
- 1860-1892 the 3rd party system Republican
dominance as the party against slavery and party
that kept the union together - Jacksonian system unable to survive slavery and
sectionalism - New Republicans became dominant because of
- Civil War ?Republicans rely on Union pride
- Bryans alienation of Northern Democrats in 1896
16The Six Party Systems
- 1896-1928 4th party system second period of
Republican dominance with its coalition of big
business and the working classes against the
Democratic rural interests - Era of reform- Progressives push measures to
weaken parties - Primary elections
- Nonpartisan elections at city and sometimes state
level - Strict voter registration requirements
- Civil service reform
- Initiatives and referendum
- Effects Reduction in worst forms of political
corruption, weakening of all political parties
and reduction of voter turnout
17The Six Party Systems
- 1932-1964 the 5th party system
- Democratic dominance begun under FDR and the New
Deal - FDRs grand coalition (New Deal coalition)
included urban dwellers, labor unions, Catholics,
Jews, the poor, Southerners, Blacks, farmers
18The Six Party Systems
- 1968-present the 6th party system Era of
Divided Government. - Much split-ticket voting
- Presidents of one party (typically Republican)
with Congresses of the opposite party (typically
Democratic). - An era of party dealignment, as voters are moving
away from both parties and are increasingly
independent
19Realigning (critical) elections-
- Long term change in alignment
- Definition periods when a major, lasting shift
occurs in the popular coalition supporting one or
both parties. - Examples 1800, 1828, 1860, 1896, 1932, and some
believe 1980?but we have to think about why
Reagan was elected
20Structure and Reforms of the Parties
- National Level structure
- Parties similar on paper
- National convention ultimate power ?nominate
presidential candidate - National committee composed of delegates from
states ? manages affairs between conventions - Congressional campaign committees
- National Committee Chairman and other chairs
maintain day to day activities
21Party structure diverges in the late 1960s
- RNC moves to bureaucratic structure a
well-financed party devoted to electing its
candidates? runs a national political consulting
firm - Democrats move to factionalized structure to
redistribute power - RNC uses computerized mailing lists to raise
money, then DNC adopts same practice - Money used to provide services to candidates
- To sidestep federal spending limits, DNC and RNC
send money to state parties - RNC now tries to help state and local
organizations - Democrats remain a collection of feuding factions
22National conventions
- National committee sets time and place and set
number of delegates for each state - Formulas used to allocate delegates
- Democrats shift formula away from South, to North
and West - Republicans shift formula from East to South and
Southwest - Result Democrats move left, Republicans right
- Democrat formula rewards large states and
Republican rewards loyal states - Democrats set new rules
- In 1970s, rules changed to weaken local party
leaders and increase influence of women, youth,
minorities by developing a quota system - Hunt Commission in 1981 increases influence of
elected officials and makes convention a more
deliberative body (decrease factionalism) - Consequence of reforms parties represent
different sets of middle class - Dems become factionalized
23Parties solidify who they represent
- Representation
- Republicans represent traditional middle
class-more conservative - Democrats represent new class-more liberal
- Democrats hurt since traditional middle class
closer in opinions to most citizens - To become more competitive, Democrats adopt rule
changes - In 1988, number of superdelegates increased while
special interest caucuses decreased - 1992 rules
- Proportional representation implemented
- States that violate rules penalized
- Conventions today only ratify choices made in
primaries
24State and Local Levels
- Power distribution Must look at incentives to
understand the organization of state/local
parties - The Machine ? Money, MoneyMoney!
- The Spoils System
- patronage jobs ? temporary jobs awarded to
loyal party members. - Loyalty shown on election day when individual
would produce 10 votes for the candidate. - in the case of Richard Daleys Chicago party
machine, these individuals would be expected to
donate 5 of their income - Kickbacks etc
- Party welfare system
- response to the spoils system?
25Two-Party System
- Why such a permanent feature?
- Electoral system?winner-take-all and plurality
system - Opinions of voterstwo broad coalitions work,
although times of bitter dissent - State laws have made it very difficult for third
parties to get on the ballot (e.g. Washingtons
top two primary)
Plurality System the winner is that person who
gets the most votes, even if he or she does not
get a majority of all votes cast
26Minor (Third) parties
- Types
- Ideological parties (Doctrinal)-comprehensive,
radical view apply a general philosophy to wide
variety of issues ex Socialist, Communist,
Libertarian - One-issue parties-address one concern, avoid
others Examples Free Soil, Greenbacks,
Prohibition - Economic protest parties-regional, protest
economic conditions Examples Greenback, Populist - Factional parties-from split in a major party
- Examples Bull Moose, Henry Wallace, American
Independent - Movements not producing parties either slim
chance of success or parties accommodate via
direct primary and national party convention - Examples civil rights, antiwar, labor
- Factional parties have had greatest influence
- Personalities Ross Perot in 1992 and 1996, TR in
1912
27Reasons for third party campaigns
- Raise issues rather than win elections
- Influence the outcome of presidential elections
(1992!!, 2000!!!)
28Obstacles
- Two-party tradition
- winner-take-all (whoever gets the most
?plurality) system in Congressional and
Presidential elections - getting candidates on every ballot
- getting money and media coverage
Perot won 19 of the vote in 1992, but had zero
electoral votes since he did not win any states.
29Nominating a President
- By tradition, the party "out of power"-the one
not holding the presidency-holds its convention
first. - Two contrary forces party's desire to win
motivates it to seek an appealing candidate, but
its desire to keep dissidents in party forces a
compromise with more extreme views - Are the delegates representative of the voters?
30Who votes in primaries?
- Primaries now more numerous and more decisive
- Stevenson (1952) and Humphrey (1968) won the
presidential nomination without entering any
primaries - By 1992 forty primaries and twenty caucuses
(some states with both) - Less ideological difference between primary
voters and rank-and-file party voters - Caucus meeting of party followers at which
delegates are picked - Only most dedicated partisans attend
- Often choose most ideological candidate Jackson,
Robertson in 1988
31Who are the new delegates?
- However chosen, today's delegates are more
issue-oriented activists - Advantages of new system
- Increased chance for activists within party
- Decreased probability of their bolting the party
- Disadvantage may nominate presidential
candidates unacceptable to voters or rank and file
32Parties versus voters
- Democrats have won more congressional elections
than presidential contests - Candidates are out of step with average voters on
social and taxation issues - So are delegates.., and there's a connection
- Rank-and-file Democrats and Republicans differ on
many political issues - But differences are usually small
- Delegates from two parties differ widely on these
same issues - Delegates (and candidates) need to correspond
with views of average citizens - But candidates must often play to the ideological
extremes to win delegate support.
33Impact of Parties and relative party strength
- Congress- majority party controls all committees,
picks chairman, and controls key leadership
positions - Executive
- nearly all White House Office and top positions
in the Executive Branch are partisan
appointments many go to people in campaign
(political appointees). - development of Civil Service System has greatly
reduced party influence over the bureaucracy. - Judicial? nearly all appointments are partisan.
- State and local? State positions are partisan
while local ones are not - Strength
- National government? divided government typical
of last few decades - State governments
- Governors 23 Republican, 27Democrat (Jan. 2009 ?
21Reps 29Dems) - State legislatures 24 Demo controlled, 16 Rep
controlled, 9 split, 1 non-partisan (Nebraska has
a unicameral legislature and parties are not
listed on the ballot)
34Recap weaknesses of the parties
- Parties lack strong rank-and-file membership and
strong grass roots organization - Not responsive enough to social reform choose
moderates who do not want to alienate anybody - Parties have lost many of their traditional
functions, or these functions have been weakened - Nomination of candidates (now done by primary
elections) - Funding of political campaigns (trend towards
candidate-centered campaigns). - Unifying government (we often have divided
government, and intra-party conflict can be
strong? John McCains critiques of W. Bush) - Providing patronage (jobs now filled by Civil
Service). - Parties are decentralized
- Each organized along the federal model Natl
Convention ?National Committee?State
committees?Local Committees - Result Neither the DNC nor RNC has true clout
over the state and local committees.