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Title: Ethics ?


1
Ethics
?
Chapter 5
?Back to Brief Contents
  • Research Ethics What Are They? ?
  • Ethical Dilemmas ?
  • Ethical Guidelines ?
  • APA Ethical Standards for Research
  • Issues Raised by the APA Code of Ethics ?
  • Ethics of Animal Research ?

2
5.1 Research Ethics What Are They?
?Back to Chapter Contents
  • Definition of Research Ethics
  • A set of guidelines to assist the experimenter
    in conducting ethical research
  • Ethical concerns (Diener Crandall, 1978)
  • Relationship Between Society and Science ?
  • Professional Issues ?
  • Treatment of Research Participants ?

3
5.1.1 Relationship Between Society
and Science
?Back to Chapter Contents
  • Society
  • Government funding of scientific research
  • Congressional influence on which studies are
    funded
  • Corporate (????) funding of scientific research
  • Culture
  • Scientists own culturally based
    interests

gtgt 5.1
4
5.1.2 Professional Issues -1
?Back to Chapter Contents
  • Scientific Misconduct
  • Definition (by OSTP, 2000)
  • Fabricating, falsifying, or plagiarizing (FFP)
    the proposing, performing, reviewing, or
    reporting of research results

gtgt 5.1
5
5.1.2 Professional Issues -2 (end)
?Back to Chapter Contents
  • Scientific Misconduct
  • Other less serious issues
  • (ex) failing to present data contradicting ones
    own work
  • (ex) changing the design to meet pressure from a
    funding source
  • Developing an institutional culture of ethical
    behavior --best way of combating this. Tab 5.1

gtgt 5.1
6
5.1.3 Treatment of Research Participants
?Back to Chapter Contents
  • Welfare of the research participant was
    disregarded in favor of science
  • (ex) radiation experiment

gtgt 5.1
7
5.2 Ethical Dilemmas
?Back to Chapter Contents
  • Ethical Dilemma
  • Definitiondeciding if the benefit of the
    research is greater than the cost to the
    participants
  • Primary considerationwelfare of the participant
  • Role of the Institutional Review Board (IRB)
  • Review research protocols to assess ethical
    acceptability of a study Tab 5.2
  • Use of the decision-plane model for making
    decisions Fig 5.1

8
5.3 Ethical Guidelines
?Back to Chapter Contents
  • Respect for Persons and Their Autonomy ?
  • Beneficence and Nonmaleficence ?
  • Justice ?
  • Trust ?
  • Fidelity and Scientific Integrity ?

9
5.3.1 Respect for Persons and Their Autonomy
?Back to Chapter Contents
  • An Autonomous Person
  • Capable of making decisions and following them
  • Participants Informed Consent
  • Difficulties
  • Limited or diminished capacity to understand
  • Solution Proxy (???)

gtgt 5.3
10
5.3.2 Beneficence and Nonmaleficence
?Back to Chapter Contents
  • Beneficence (??) doing good
  • Maximize the probability that participants
    receive some benefit
  • Nonmaleficence (??) doing no harm
  • Minimize the probability of harm to the
    participant
  • IRB review

gtgt 5.3
11
5.3.3 Justice
?Back to Chapter Contents
  • All participants receive equal benefits
  • The research participants benefit as much as
    nonparticipants
  • Difficulties
  • Can not be known prior to its completion

gtgt 5.3
12
5.3.4 Trust
?Back to Chapter Contents
  • Researchers should establish and maintain a
    relationship of trust with the research
    participants.
  • Compromised
  • Deception
  • Confidentiality (??,??) not maintained

gtgt 5.3
13
5.3.5 Fidelity and Scientific Integrity
?Back to Chapter Contents
  • Conduct quality research
  • Truthfully report the research

gtgt 5.3
14
5.5 Issues Raised by the APA Code of Ethics
?Back to Chapter Contents
  • Institutional Approval
  • Informed Consent ?
  • Deception ?
  • Debriefing ?
  • Coercion and Freedom to Decline Participation ?
  • Confidentiality, Anonymity, and the Concept of
    Privacy ?
  • Ethical Issues in electronic research ?
  • Ethical Issues in Preparing the Research Report ?

15
5.5.2 Informed Consent -1
?Back to Chapter Contents
  • Informed Consent
  • informing of all aspects of the
    study
  • that may influence the willingness
    to volunteer
  • to participate
  • Dispensing with Informed Consent
  • Fig 5.2
  • Not necessary (e.g., ????)
  • Impossible (e.g., field study)
  • Not reasonably be assumed to create distress or
    harm

gtgt 5.5
16
5.5.2 Informed Consent -2(end)
?Back to Chapter Contents
  • Informed Consent and Minors
  • Assent agreement from a minor to
    participate
  • (??) after appropriate explanation
  • Passive versus Active Consent
  • Active verbally agreeing and signing a
    form
  • Passive (from a parent or guardian)
  • by not returning the consent
    form

gtgt 5.5
17
5.5.3 Deception -1
?Back to Chapter Contents
  • Types
  • Active deception deception by commission
  • Deliberately misleading by giving false
    information
  • Passive deception deception by omission
  • Withholding information by not giving all the
    details

gtgt 5.5
18
5.5.3 Deception -2(end)
?Back to Chapter Contents
  • Objections
  • May cause participants to distrust psychologists
  • Potential for wronging and harming participants
  • Neither objection has occurred Fig 5.3
  • Alternatives such as role playing are inadequate
  • Type of studies in which it raises ethical
    concerns
  • Studies that involve invasion of privacy and/or
    may harm the participants

gtgt 5.5
19
5.5.4 Debriefing
?Back to Chapter Contents
  • Debriefing
  • A postexperimental discussion or
    interview
  • about the details of the study,
  • including an explanation for the use
    of any deception
  • Goal Dehoaxing Desensitizing
  • Dehoaxing
  • Debriefing the P about any deception used
  • Desensitizing
  • Elimination any undesirable influence

gtgt 5.5
20
5.5.5 Coercion and Freedom to Decline
Participation
?Back to Chapter Contents
  • Fig 5.4

gtgt 5.5
21
5.5.6 Confidentiality, Anonymity,
and the Concept of Privacy -1
?Back to Chapter Contents
  • Privacy
  • Having control of others access to information
    about you
  • Two aspects to privacy (Folkman, 2000)
  • When and under what circumstances others get your
    information
  • You must be able to decline receiving information
    that you do not want

gtgt 5.5
22
5.5.6 Confidentiality, Anonymity,
and the Concept of Privacy -2(end)
?Back to Chapter Contents
  • Confidentiality
  • Not revealing information obtained from a
    research P to anyone outside the research group
  • Anonymity
  • Keeping the identity of the research P unknown

gtgt 5.5
23
5.5.7 Ethical Issues in electronic research -1
?Back to Chapter Contents
  • Informed consent
  • Complicated because there is no clear distinction
    between what is public and what is private over
    the internet
  • How to obtain informed consent
  • Can put a consent to participate form on line
  • Does the participant understand it
  • How do you answer questions about the study

gtgt 5.5
24
5.5.7 Ethical Issues in electronic research -2
?Back to Chapter Contents
  • Privacy and confidentiality
  • Hackers can obtain the data
  • But data can be encrypted (????) and the only
    connection to the participant is the IP address

gtgt 5.5
25
5.5.7 Ethical Issues in electronic research -3
(end)
?Back to Chapter Contents
  • Debriefing
  • Difficult to do
  • If person terminates the study early
  • If connection with the study is broken by
    computer crash or power outage
  • Ways to maximize probability of debriefing
  • Have participant provide an e-mail address
  • Provide a leave the study radio button
  • Incorporate a debriefing page into the program so
    it is delivered directly to the participant

gtgt 5.5
26
5.5.7 Ethical Issues in Preparing the
Research Report -1
?Back to Chapter Contents
  • Principles to follow
  • Justicewho will be the author(s)
  • Scientific integrityaccurate and honest
    reporting
  • Authorship
  • Substantial contribution conceptualization,
    design, execution, analysis, or interpretation of
    the study
  • Contribution of a technical nature acknowledged
    in a footnote (??)

gtgt 5.5
27
5.5.7 Ethical Issues in Preparing the
Research Report -2 (end)
?Back to Chapter Contents
  • Writing the Research Report
  • Presentation should be honest and written with
    integrity
  • Avoid plagiarismnot giving another person credit
    for their work
  • How to indicate anothers work
  • Quotation marks
  • Indented material (citation)

gtgt 5.5
28
5.6 Ethics of Animal Research
?Back to Chapter Contents
  • Animal Rights
  • Alternatives to the Use of Animals
  • Safeguards in the Use of Animals
  • Animal Research Guidelines ?

29
5.6.4 Animal Research Guideline -1
?Back to Chapter Contents
  • Focus on animal welfare and not animal right
  • Animal welfare
  • Improving the lab conditions
  • reducing the number of animals used
  • Animal right
  • The belief that
  • a animals have the rights similar to humans and
  • should not be used in research

gtgt 5.6
30
5.6.4 Animal Research Guideline -2(end)
?Back to Chapter Contents
  • 1. Justification of the Research
  • 2. Personnel
  • 3. Care and Housing of Animals
  • 4. Acquisition of Animals
  • 5. Experimental Procedures (p.173)
  • 6. Field Research
  • 7. Educational Use of Animals

gtgt 5.6
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