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The Federal Court System

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Title: The Federal Court System


1
The Federal Court System
  • Chapter 15

1
2
I. The Constitutional Design of the Federal
Judiciary
  • The Framers wanted a system that would carry out
    these functions
  • interpret the laws Congress the President
    enacted
  • Issue rulings over disputes, when laws were not
    available.
  • Ensure that persons who violated the law were
    appropriately punished.
  • Compensate the victims, when possible.

2
3
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  • The powers responsibilities of the system are
    addressed in Art. III is the shortest of the
    first three.
  • Art. III establishes a Supreme Court and
    inferior courts operating under its
    jurisdiction and recognizes a judicial power.
  • The court system was not established until the
    Judiciary Act (1789). Hamilton said is was, the
    least dangerous branch.

3
4
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  • The judicial branch lacks the power of the
    purse or the power of the Sword, but offers
    interpretations of the Constitution.
  • Judges work hard to be fair, firm, and consistent
    to rise above politics.
  • Polls show that most Americans approve of the
    Courts job, as compared to 56 for Obama, 21
    Congress (2009).

4
5
.
  • We have already seen that interest
    groups/minority groups seek help and reform from
    the courts, when they do not receive it from the
    legislative or executive branches.
  • Even so, the Courts are at the center of many
    pressing controversies, such as
  • Freedom of speech
  • Reproduction
  • Civil rights
  • Treatment of enemy combatants

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II. The Organization of the Federal Judiciary
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  • The core elements of the federal system consist
    of district courts, appellate courts, the
    Supreme Court.

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A. The federal judiciary is hierarchical.
  • There are 3 levels in the court system.
  • There are 94 district courts. (Def)the first tier
    where most cases are decided.
  • 678 judges, appointed by the President, for
    life-terms, work in district courts.
  • They have the power to appoint magistrate judges.
    (Def) judges who hear decide minor cases at the
    district level.

9
2. The 2nd tier is the appellate courts.
  • (Def) courts responsible for reviewing decisions
    of the first tier district courts
  • There are 12 circuits spread across the nation,
    11 are called by their number the 12th is
    called the DC Circuit
  • There were 179 appellate judges working on
    circuit courts on 2007, often sitting in panels
    of 3 judges to hear cases.

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3. The top tier is the Supreme Court
  • (Def) the highest court in the land, where all
    decisions are final.
  • Few cases reach the Supreme Court from the lesser
    counts.
  • The Court heard about 92 cases during each year
    and made 85 or less decisions.

12
.
  • However, its cases are of great importance, such
    as
  • Brown v. Board (1954)
  • Gideon v. Wainwright (1963)
  • U.S. v. Nixon (1974)
  • Bush v. Gore (2000)
  • The 3-tier structure can also be found in the
    state-level court systems.

13
B. District Appellate Rulings
  • Because of expense time, decisions of district
    courts are seldom appealed.
  • It can take years to work thru the system, as the
    recent Wal-Mart, class-action suit, which deals
    with gender discrimination.
  • The Court is very choosey about which cases it
    hears.

14
.
  • This requires a Writ of Certiorari. (Def) a
    formal acceptance by the Court to review a
    decision from a lower court.
  • Such a writ requires the rule of 4. Four
    justices must vote to allow a case to be heard.
  • Some cases go straight to the Court. This is
    called original jurisdiction. (Def) the right of
    a court to be the first to hear a case.
  • Example when two states have a conflict.

15
C. The Courts proceedings are highly scripted.
  • Once the Court agrees to hear a case, both sides
    submit a brief. (Def) papers that contain the
    arguments of the dispute.
  • After they are filed and reviewed, there are oral
    arguments. (Def) a lawyers spoken presentation
    on why her side should prevail.
  • After the arguments, the justices gather for
    conference. (Def) a private meeting where they
    discuss the case and cast votes.

16
.
  • The chief justice, John Roberts, presides over
    the conference selects who will writhe the
    majority opinion.
  • Chief justice (def) serves as the chair and
    selects the justice who writes the opinion.
  • majority opinion (Def) the collective judgment of
    those on the majority side of a ruling.

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There are other opinions.
  • Concurring opinion (def) a justices opinion, on
    the majority side, which has additional
    consideration he/she thinks are important.
  • Dissenting opinion (def) an opinion from the
    minority side, which outlines his own reasoning
    what he considers incorrect with the ruling.
  • After reaching a decision it will be send back to
    the lower court for implementation.

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III. The Number and Types of Cases That the Court
Process
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A. Judges decide criminal civil cases.
  • In US court cases the plaintiff brings the suit.
    (Def) the party that brings the suit, filing a
    complaint.
  • The defendant (def) person being sued or accused
    of a crime.
  • Juries (def) citizens selected to listen to
    trials issue final verdicts.

20
.
  • Judges issue rulings in 2 kinds of cases
    criminal civil .
  • Criminal case (def) involves a violation of laws
    that protect the public.
  • Civil case (def) concerns a violation of rights
    of one person toward another.
  • A class action suit is now being decided
    concerning large numbers of women charging gender
    discrimination against their employer, Wal- Mart.

21
B. Courts do not resolve all disputes.
  • For a person to bring suit in court, he must have
    standing (def) must have suffered a well-defined
    injury as a result of a law violation.
  • The ripeness doctrine may also come into play.
    (Def) accept cases where the actual harm has
    already taken place.
  • Plea bargain (def) agreement where parties agree
    to a specified crime punishment.

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C. Courts process 100,000s of cases each year.
  • During a year, 65,000 criminal cases 262,000
    civil cases are filed. Just over 1,000 judges
    process these cases.
  • The numbers have increased over the years. There
    has been a litigation explosion in America.
  • .

23
IV. Courts Make and Interpret the Law
24
.
  • Many of the basic principles of the US judicial
    process are based on English law.
  • These rules include our current system of
    justice, the role of judges, various types of
    law, types of cases different courts may hear
    (jurisdiction).

25
Common Law
  • Colonists brought English common law to America.
  • Common law (def) judge-made law when no
    legislation currently exists
  • Public law (def) law enacted by
    Presidents/Congress that define the relationship
    between parties the state.

26
.
  • Judicial decisions served both controversies
    establish precedents (def) a former case is used
    to establish guidance for determining the outcome
    of a present case.
  • Common law provided basis for judicial review in
    the U.S.

27
Judicial Review
  • (Def) Supreme Court can strike down acts of
    Congress it considers unconstitutional.
  • It was est. in the case of Marbury v. Madison
    (1803) Justice Marshall ruled that a law, passed
    by Congress was null void, because it
    conflicted with the Constitution.

28
.
  • Justices use the legal model in determining their
    decisions (Def) judges make decisions by
    determining the correct interpretation of the law
    the part of the Const. needed, determine if
    there is a conflict between the two.
  • The simplest choice is to use stare decisis (Def)
    judges weigh the decisions of their predecessors
    in similar cases come to the same decision if
    the basic elements of the case before them are
    the same.

29
Judicial self-restraint
  • (def) courts allow decisions of other branches of
    government to stand, even if they offend the
    judges own principles.
  • Judicial activism (def) judges use their power
    broadly to further justice esp. concerning
    equality personal liberty.
  • Strict constructionist (def) emphasizes the
    Framers original intentions.

30
B. The Attitudinal model
  • (Def) judges use their own policy preferences in
    deciding cases.

31
C. The Models of Decision Making
  • Behavioral CharacteristicsJustices are affected
    in their decision-making by childhood experience,
    religious values, education, earlier careers,
    political party, etc.
  • Attitudinal ModelJustices are affected by
    personal preferences, such as party
    identification, party of appointing president,
    liberal/ conservative leanings.
  • Strategic ModelJustices adjust their actions to
    improve their chances of getting their
    preferences adopted by the whole court

32
D. Public Opinion
  • Public opinion can act as a check on the power of
    the courts be an energizing factor.
  • The Court can be a direct target of public
    opinion, concerning massive mailings, petition,
    media coverage.
  • However, decisions may lead public opinion as in
    the case of Brown v. Board.

33
E. The Federal Government
  • The solicitor general (def) the 4th ranking
    member of the Justice Dept. is responsible for
    handling all appeals on behalf of the US govt.
    before the Court.
  • The SG often serves amicus curiaw briefs (def)
    Friend of the Court these friends may file
    briefs or even appear to argue their interests
    orally before the Court.
  • The SG is very successful, winning 70-80 of
    his/her cases he has been called the 10th
    justice.

34
V. Judicial Appointments
35
A. Nomination Criteria
  • The president nominates replacements for deceased
    or retiring justices.
  • Most are his personal friends.
  • All nominees undergo a thorough FBI background
    check.

36
4. Typical Qualifications
  1. Distinguished legal carrer good reputation
  2. Shares the views of the president about policy
  3. Old enough to be prominent, but not TOO old!
  4. Diverse in gender, race, and ethnicity

37
B. Senate Confirmation
  • When the Senate must confirm the Supreme Court
    nominees
  • Confirmation is by majority vote.
  • Conformation is less likely if opposition prty
    controls the Senate, when the Court is split, or
    it is late in the Presidents term.
  • The Judiciary Comm. Probes the nominees
    background holds hearings about the nominees
    fitness.

38
C. Lower Court Selection
  • The Pres. typically is less involved in the
    selection of lower court judges.
  • Senatorial courtesy (def) Senators from the home
    state of a nominee for a lower court, that are of
    the same party of the president, may exervcise
    almost a veto power over the nominaton.
  • So, political partisanship has become a greater
    factor in nominating lower court judges.

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