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MEASURING CORRUPTION

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Title: MEASURING CORRUPTION


1
MEASURING CORRUPTION AT THE COUNTRY LEVEL
Training programme
Photo by Adam Rogers/UNCDF
Photo by Catherine Jaimeson/ Flickr
United Nations Development Programme
2
What we will cover this afternoon
  • Contrast how different global composite
    indicators define and measure corruption
  • Examine the strengths and limitations of
    composite and original indicators
  • Identify data that is actionable
  • Identify at least 4 ways in which indicators can
    be made pro-poor and gender sensitive


3
What we will cover this afternoon
  • Weigh up the advantages and disadvantages of
    using perception and experience-based data
  • Explain the rationale for using complementary
    indicators (input vs. outcome de jure vs. de
    facto)
  • Distinguish the distinct purposes of various
    assessment tools
  • Introduce a web-based toolbox of ready-made
    corruption assessment methodologies


4
Users Guide to Measuring Corruption (2008) By
UNDP Global Integrity
  • Literature review of best practices for
    corruption measurement, and classification of
    existing tools
  • Based on the views of professionals
  • tasked with measuring corruption
  • Identifies good practices
  • Case studies

5
Key Findings
  • Practitioners want actionable data, and existing
    global indicators are inadequate.
  • Perception-based data viewed as the least useful
    data.
  • Indicators customized to country specificities
    are most useful and seen as more credible by
    policymakers
  • Numbers need context qualitative data and
    narrative, political economy studies

6
Part One International sources of corruption
Indicators
Photo by Konomiho/flickr.
7
What are international corruption indicators used
for?
  • 1. Ranking countries tracking changes over time
    is being used in order to
  • Name and shame governments and actors seen to be
    the worst corruption offenders
  • Praise good performers and promote a virtuous
    cycle of competition
  • Inform decisions about aid allocations
  • Inform investment decisions

Photo by takeabreak/flickr
8
Ranking countries with composite indicators
Composite indicators of corruption combine
existing indicators into a single, aggregate
measure. International efforts to measure
governance / corruption began to take off in the
late 1990s with the use of composite indices.
9
The mushrooming industry of indicators
10
Discrepancies in rankings
Corruption in China in 2007 3 indices 3 stories

11
Discrepancies in rankings
Corruption in China over time (2004-06) Two
indices, two stories

According to the World Bank, China is doing
better in 2006 than it was in 2004
According to TI, China is doing worse in 2006
than it was in 2004
12
How to explain these discrepancies in rankings?
  • What is each index measuring?
  • What types of indicators make up the composite
    score for each index?
  • What data sources are used?
  • Are component indicators and data sources the
    same every year?

13
What is each index measuring, and what data
sources are used?

Corruption in public sector as perceived by
experts
Existence, effectiveness and citizen access to
anti-corruption mechanisms, assessed by national
experts
Corruption in public private sector ( some
indicators at household level) as perceived by
experts opinion polls (incl. NGO experts)
14
The CPI Digging deeper...
  • The CPI is the most famous source of information
    about the level of corruption.
  • To what extent is this ranking reliable?
  • To what extent is it useful?
  • Three sets of challenges
  • 1. Ambiguities in definition
  • 2. Methodology
  • 3. Perception data

15
1. Ambiguities in definition
  • What is measured by the CPI?
  • Surveys ask different questions related to
    corruption they do not cover the same issue!
  • Political (grand corruption) vs. lower-level
    bureaucratic corruption
  • Frequency of corruption acts
  • Size of bribes
  • Legal or illegal activities (What is called
    corruption in one country differs from another
    country)
  • Cost to society

16
1. Ambiguities in definitions
  • Composite indicators have no explicit
    definition, but instead are defined implicitly by
    what goes into them.

Selected sources (out of 14 in 2007) Subject asked Respondents Coverage
World Economic Forum (WEF) Undocumented extra payments or bribes connected with various government functions Senior business leaders domestic and international companies 125 countries
Bertelsmann Transformation Index (BTI) The governments capacity to punish and contain corruption Network of local experts inside and outside the organization 125 countries
Economist Intelligence Unit (EIU) The misuse of public office for private (or political party) gain Expert staff assessment 166 countries
17
2. Annual variations in methodology
Rank 71th
Out of 145
9 surveys out of 12
16 surveys out of 18
Rank 70th
Out of 163
14 surveys out of 16
Rank 78th
Out of 158
18
3. Perception data
  • Lack of diversity in sources providing data for
    CPI
  • Private-sector biased 12 out of 14 institutions
    have a private sector focus
  • But preferences of firms dont always match those
    of society (e.g. negative ratings to strong
    labour / environmental regulations, high taxes)
  • Typical respondent Male economically
    well-off
  • Missed perspectives / interests of vulnerable
    groups, women unofficial businesses which
    employ majority of population in developing
    countries

19
3. Perception data (cont.)
  • CPI often used as a true (instead of perceived)
    corruption level estimate,
  • BUT a gap between perceptions and actual level
    of corruption is to be expected
  • Experts read same reports and are influenced by
    other experts
  • CPI and WB Control of Corruption scores for
    China have 7 sources in common
  • Experts influenced by the same (biased /
    misleading) sources, e.g. media, court cases
  • THEREFORE A country score showing high
    accuracy (low margin of error) is in fact
    derived from sources influenced by the same
    mainstream information!

20
Tip 1 Ignore an indexs label and dig underneath
  • Different scores on 2 different indices does not
    mean that one index is right and the other is
    wrong.
  • Only that the 2 indices are assessing different
    concepts
  • Quick tip
  • 1) Know what want to measure
  • 2) Ignore an indexs label
  • 3) Unpack component questions / indicators
  • 4) Which index really measures what you want to
    measure?
  • 5) Or do you need to generate your own research?

21
  • Part two
  • National corruption indicators
  • Complementarity in the use of indicators
  • input vs. outcome-based indicators
  • de jure vs. de facto indicators

Photo by Konomiho/flickr.
22
Second generation of measurement tools focused
on single countries Original indicators
  • Original indicators of corruption based on
    originally (and locally) generated rather than
    third party data
  • Can be single-country in focus, but many repeat
    methods across countries for comparison (e.g.
    Open Budget Index, Global Integrity Index, TIs
    Global Corruption Barometer)
  • Major strength produce highly detailed and
    contextualized information that can be
    disaggregated to reveal local nuances (e.g.
    patterns between corruption incidence and income
    levels)
  • Weaknesses
  • A high degree of contextualization makes
    cross-country comparisons difficult

23
What are national corruption assessments used for?
  • Country-specific corruption assessments may be
    used for
  • Understanding the drivers of corruption and the
    blockages to reform (diagnostic)
  • Assessing the effectiveness of anti-corruption
    mechanisms (monitoring)
  • Identifying capacity gaps (capacity development)
  • Understanding the impact of corruption, e.g. on
    marginalised groups, on business, on social
    service delivery (costs of corruption)
  • Monitoring national AC strategies (and/or UNCAC
    other international AC conventions)

24
Activity Identifying actionable indicators
  • Which, if any, of these indicators are
    actionable? (drawn from CPI and WBs Control of
    Corruption indicator)
  • 1. How often do firms make extra payment to
    influence the content of new legislation?
    (Business Enterprise Environment Survey)
  • 2. How many judges and magistrates do you think
    are involved in corruption? (Regional barometers)
  • How would you make them, more actionable?

25
Activity two examples
Non-actionable Actionable
1. How often do firms make extra payment to influence the content of new legislation? (Business Enterprise Environment Survey) 2. How many judges and magistrates do you think are involved in corruption? (Regional barometers) In practice, are the regulations restricting post-government private sector employment for national legislators effective? In practice, are the requirements for the independent auditing of the asset disclosure forms of members of the national legislature fulfilled? In practice, when necessary, does the judicial disciplinary agency initiates investigations? In practice, when necessary, does the judicial disciplinary agency impose penalties on offenders?
26
Actionable indicators a word of caution.
Not everything that counts can be counted, and
not everything that can be counted counts.
Albert Einstein
27
Actionable or action-worthy?
  • What are the pitfalls of actionable indicators?
  • Simply because something can be measured does
    not mean that it is an important constraint on
    good governance.
  • Actionable does not mean action-worthy
  • E.g. Measuring whether a country has an
    independent anti-corruption commission when there
    is no guarantee it will reduce corruption
  • E.g. Measuring the speed of judicial proceedings
    when not clear that increasing the speed will
    ensure that justice is done
  • Risk of measuring things because they are easily
    measurable, leading to teaching to the test and
    reform illusion

28
Determining what is an action-worthy indicator
  • Is it measuring interventions that are truly
    beneficial?
  • Assessing performance of interventions only
    makes sense if these are first deemed appropriate
    for the particular country context
  • Prior research can identify what reforms to
    prioritize, and ones that risk further
    entrenching corrupt systems e.g. political
    economy studies such as National Integrity
    Systems assessments by TI
  • 2) Can the performance measured be attributed to
    specific policy inputs? (actionable indicator)

29
  • Complementarity in the use of indicators
  • Input/de jure indicators vs. outcome/de facto
    indicators

  • Input/de jure indicator In law, is there an
    agency with a legal mandate to address
    corruption? Does it receive regular funding, a
    professional full-time staff?
  • Outcome indicator In practice, is the
    anti-corruption agency effective?
  • What are some factors which may affect the
    effectiveness of the agency?

30
What are some factors which might affect the
effectiveness of the agency?
  • Head of ACA protected from removal without
    relevant justification through a formal
    process?
  • Difficulties accessing politically sensitive info
    necessary for carrying out investigation?
  • Subject to favourable or unfavourable criticism
    by govt?
  • Political appointments vs. based on professional
    criteria?
  • Conflicting family relationships / personal
    loyalties?
  • Threats / harassments?

31
Complementarity in the use of indicators 1.
Input vs. outcome indicators
  • Combine input and outcome-based indicators to
    show discrepancies between
  • change in law resources (, infrastructure,
    procedures, staff)
  • and
  • change in practice (improved governance in
    practice)


32
Complementarity in the use of indicators 1.
Input vs. outcome indicators - example
  • Input indicator In law, is there an agency
    with a legal mandate to address corruption?
  • Outcome indicators
  • In practice, is the anti-corruption agency
    effective?
  • Does the ACA make regular public reports (e.g. to
    legislature)?
  • When necessary, is the ACA able to independently
    initiate investigations?
  • b) Can citizens access the anti-corruption
    agency?
  • Does the ACA act on complaints within a
    reasonable time period?
  • Can citizens complain to the ACA without fear of
    recrimination?


33
What is the value of monitoring the input and
outcome sides of reform? 4 groups
34
Discrepancies in law and practice are revealing
  • Are laws and organisational reforms translating
    into impact on the ground? If not, why not?
  • Inappropriate reforms?
  • Economically perverse incentives?
  • Vested political interests?
  • Lack of capacity (e.g. human resources,
    information retrieval systems)?
  • High tolerance of corrupt conduct by the
    public?
  • Different understandings of what is corrupt
    conduct?

Photo by S.P. Schuman/ State University New York
35
Part three Experience-based vs.
perception-based indicators
Photo by Konomiho/flickr.
36
Experiences vs. perceptions of corruption
Example of a fact-based / experience-based
question In some areas there is a problem of
corruption among public officials. During 2009,
has any government official, for instance a
customs officer, police officer or inspector in
your own country, asked you or expected you to
pay a bribe for his service? yes no dont know
37
Experiences vs. perceptions of corruption
Example of a perception-based question It is
known that in some countries the problem of
corruption among public officials is perceived to
be high by citizens. Imagine a person who needs
something that is entitled to him/her by law. Is
it likely or not likely that this person would
have to offer money, a present or a favour (e.g.
more than the official charge) to get help from
Member of Parliament? Elected municipal
councillors? Customs officials? Hospital
staff? Police officers ?
Tax/revenues officials?
Teachers/Professors? Courts officials?
Inspectors? Private sector?

38
Vote
  • Raise your hand every time you agree with a
    statement
  • Perceptions are better indicators of progress
    than facts
  • Facts are better indicators of progress than
    perceptions
  • Both perceptions and fact-based indicators are
    useful
  • Neither is helpful, it is not possible to
    measure corruption

39
Module 7 Complementarity in the use of indicators

40
Experiences vs. perceptions of corruption
  • Experiences of victimisation are only a small
    part of what affects peoples perceptions about
    corruption.
  • Respondents more likely to perceive corruption
    tend to
  • feel unsafe have been victims of other offences
    (e.g. theft, assault)
  • live in neighbourhoods with low levels of
    solidarity and social cohesion
  • Perception is not a proxy for actual levels of
    corruption. There are many social factors
    affecting perceptions, other than victimisation.

41
  • How can perception data
  • help or hinder
  • corruption monitoring?

42
Drawbacks of perception data
  • Seen as biased, leading some to minimize its use,
    or rule it out entirely
  • Politically sensitive, especially in polarized
    political climates, where the media is seen to
    have undue influence in magnifying public
    perceptions of corruption
  • Lag effect perceptions often lag behind reforms

43
But perception data matters!
  • High perceptions of corruption are correlated
    with low perceptions of state legitimacy
  • High perceptions can fuel corrupt practices by
  • encouraging people to believe they must pay
    bribes
  • reducing the likelihood of citizens reporting
  • leading those with power to believe that there is
    nothing wrong with accepting bribes.
  • Perceptions and opinion reveal important
    information about how corruption works in a
    specific context

44
Afghan Civil Servant Corruption Survey
  • A) Perceptions of corruption in the civil
    service 
  • Perceptions of the extent of corruption (now
    over time)
  • Perceptions regarding whether exposing acts of
    corruption would hurt the civil servants career.
  • If perceptions of corruption are high
  • lowers the barriers to corruption (such as
    guilt, fear of punishment, reputational harms)
  • increases corrupt practices

45
Perceptions of corruption in the civil service
  • Imagine the total number of people in all 3
    branches of government in Afghanistan was 100 and
    you had to say how many of these 100 are corrupt.
    How many would you say?

46
Afghan Civil Servant Corruption Survey
  • B) Conceptions of corruption in the civil
    service
  • Do they align with definition of corruption in
    AC reforms? (e.g. can civil servants recognize
    acts of corruption from a given list?)
  • Personal attitudes and beliefs may dominate
    legal definitions of corruption...
  • If discrepancy between civil servant conceptions
    of corruption and the law
  • promotes transgressions and will undermine
    reform efforts.

47
B) Conceptions of corruption in the civil service
  • Referring to the public sector, which of the
    following acts do you consider to be acts of
    corruption
  • Stealing money from government (embezzlement)
  • Threatening individuals with harm if they do not
    give money (Extortion)
  • Influencing government contracts in return for
    financial or other gains
  • Bribery
  • Promotion of unqualified individuals for
    political reasons or other gains
  • Favouring relatives and friends e.g. appointing
    them to good positions (nepotism)

48
Afghan Civil Servant Corruption Survey
  • C) Tolerance of corruption in the civil service
  • Extent to which certain corrupt practices are
    considered acceptable within the civil servants
    values system or justified as a display of
    hospitality or gratitude for efforts of the civil
    servants.
  • If tolerance of corruption is high
  • Raises the probability that a civil servant will
    participate in corrupt acts
  • Reduces the probability that corrupt acts will
    be exposed.

49
Tolerance of corruption in the civil service
  • Please indicate how much do you agree with the
    following statements
  • I would feel comfortable helping my family member
    get a job in my govt office, provided they were
    qualified.
  • even if they were not as qualified as another
    candidate.
  • I would feel obligated to use my influence as a
    civil servant to help my friend / relative with a
    problem if I could.
  • Corruption by low-level employees is more
    acceptable than corruption by high-level
    officials.

50
  • How would you customize this survey to your own
    country context?
  • Which sections are most relevant?
  • Which sections would need to be revised?

51
Part four Pro-poor and gender sensitive
indicators
Photo by Konomiho/flickr.
52
Poverty gender sensitive indicators
  • Corruption exacts a higher price on the poor
    as an additional tax, and by lowering the
    quality of services
  • Gendered forms and dimensions of corruption
    men more often tend to be in positions of power,
    and therefore to be the beneficiaries of
    corruption
  • Need for assessments to be sensitive to the
    impact of corruption on marginalised groups, and
    to the effectiveness of anti-corruption
    mechanisms for these particular groups
  • Indicators in this area too often tend to be
    gender and poverty blind


53
What makes indicators pro-poor or
gender sensitive?
  • UNDP proposes 4 ways to make indicators sensitive
    to vulnerable groups
  • Disaggregating by poverty/gender
  • Specific to the poor/women
  • Implicitly poverty/gender sensitive
  • Chosen by the poor/women

54
Pro-poor and gender sensitive indicators
  • Disaggregating by poverty/gender
  • The proportion of poor households using public
    services who experienced corruption directly in
    the last 12 months in comparison to non-poor
    households. (Measuring experience of corruption)
  • The proportion of lower to higher income citizens
    who could afford to bring a legal suit ( of
    lower income citizens may be measured as those
    earning less than the median yearly income)
    (Proxy indicator measuring resistance to
    corruption)

55
Pro-poor and gender sensitive indicators
  • 2. Specific to the poor/women
  • Size of funds allocated to legal aid in
    provincial budgets (per capita)
  • Amount of money spent on servicing one
    beneficiary of legal aid (legal aid budget /
    number of beneficiaries of legal aid)
  • Number of attorneys as of citizens in need of
    one
  • Average duration of cases processed by the
    public defenders office compared to average
    duration of the type of case in question (as )

56
Pro-poor and gender sensitive indicators
  • 3. Implicitly poverty/gender sensitive
  • The percentage of small retail business that
    can afford to bring a legal suit.
  • Backlog of small cases of little financial
    value
  • The proportion of public agencies for which
    public expenditure tracking surveys (PETS) are
    regularly conducted.

57
Pro-poor and gender sensitive indicators
  • 4. Chosen by the poor/women
  • Level of satisfaction with public services
    expressed by women in poor households in
    comparison to men.
  • Agencies perceived to be corrupt by low-income
    households in contrast to higher income
    households.
  • Womens trust in the police and its ability to
    provide women with redress if they file a
    complaint.

58
Scenario Assessing the performance of local
complaint offices
  • Decreasing number of public complaints filed
    each month
  • Is it evidence that the national AC strategy is
    working in the province? Is it evidence that the
    incidence of corruption has gone down?
  • Meanwhile, corruption cases are still making
    the news in the provincial papers...
  • How to explain the such a contradiction?

59
  • Through interviews with the staff of the office,
    their clients
  • and a survey of the public, the following
    findings emerge
  • The office is not easy to access for ethnic
    minorities living in the periphery of the
    province
  • Fewer respondents from low-income areas know the
    process for filing reports, and many assume there
    is a fee for reporting cases
  • Many respondents do not expect their cases
    would receive a fair investigation and have
    little faith in the institution
  • Different opinions on what is considered
    corruption amongst staff the public

60
?
?
What indicators could be used to measure the
severity of each one of these challenges,
especially for vulnerable groups, and progress
in tackling these challenges?
?
?
?
?
?
?
?
?
?
?
61
Proposed framework of indicators for assessing
the performance of the office, especially in
servicing vulnerable populations
Possible challenges Possible pro-poor, gender sensitive indicators
Political will (Yearly) change in expression of public confidence that the provincial mechanism is willing and able to act upon complaints (disaggregated by income, gender, ethnicity, etc.)
Independence Change in public perception of independence of the provincial mechanism (e.g. do you think that members staffing the complaint mechanism are independent from political and private powers in your community?) (disaggregated by income, gender, ethnicity, etc.) Change in perception of equal treatment (disag.)
62
Possible challenges Possible pro-poor, gender sensitive indicators
Whistle-blower protection Change in the spectrum of small claims poor complainants file Change in ratio of perception of problems solved to problems exacerbated among litigants (disag.)
Accessibility citizens who have access to a phone connection (if complaint mechanism is a hotline) (disag.) citizens who believe that complaint boxes are placed in strategic and sufficient locations in the province (disag.) citizens who know the process for filing a complaint (disag.) responses to a request for information provided for a fee (e.g. photocopying fee)
63
Possible challenges Possible pro-poor, gender sensitive indicators
Complaints handling Is the staff representative of the local population (disaggregated by gender, ethnicity, etc.)? Change in time between filing and first hearing (disag.) Change in time from filing to disposition in cases of small financial value (disag.)
Enforcement Change in proportion of complainants who are satisfied with outcomes of filing a complaint (disag.) Change in proportion of cases that are finalized in 12 months (disag.) Change in rates of non-enforcement for poor/vulnerable vs. different groups of (wealthy or otherwise privileged) defendants
64
Part five Integrity indicators (to measure
the opposite of corruption, i.e. resistance to
corruption)
Photo by Konomiho/flickr.
65
Corruption indicators A quick recap
  • Number of reported cases of bribery within the
    police
  • Police ranked as second most corrupt institution
    in public national perception surveys
  • Bribe payments as of income among individuals
    in low-income neighborhoods
  • Existence of accessible and safe reporting
    mechanisms
  • Proportion of sanctions to registered complaints

66
Corruption indicators can measure
The incidence of corrupt transactions
experience (victimisation) vs. perception data
The impact of corruption Data sensitive to
vulnerable groups gender The existence and
effectiveness of anti-corruption
mechanisms Integrity indicators
67
Integrity indicators
  • Also called transparency or accountability
    indicators
  • Focus on the effectiveness of anti-corruption
    mechanisms which are within the control of policy
    makers
  • Therefore tend to be actionable
  • How can we design such integrity indicators?
  • Can they capture the particular experiences of
    women and vulnerable groups in using
    anti-corruption mechanisms?

68
Requests for new connections
Hiring touts/ middlemen to fill in formsBribes
to get filled forms depositedPayment to expedite
new connectionsBribes to secure a new
connectionBribes to speed up an
applicationBribes to ensure forms are accepted
Authorization of new connections
Offered extra payment to resolve problemAsked
for payment to resolve problemBribes to stop
reporting illegal connectionsPayments to
expedite repair workPayments to make illegal
connectionsUnofficial private repairsChoice of
contractors personal or political gain
Service delivery
Meter arrangement
Install meters/replacement of meters
Extort payment to reduce meter readingBribes to
reduce meter readingPayment to overlook an
illegal connectionFalse meter readings
Meter reading
Enter meter reading into billing system
Billing
Outputs billing/estimate billing for unmetered
accounts
Payment to reduce bill
Computerized billing
Account summaries prepared and billing prepared
for distribution
Step 1 corruption risk mapping
Payment
.
WEDC, Loughborough University
69
Designing integrity indicators
The method
1. Trace the steps in the delivery of a service
2. Identify corruption hot spots
3. Identify corresponding anti-corruption
mechanisms
4. Design indicators to match
5. Quantify indicators
70
Example procurement (Macedonia RTA Index)
Hot spot Publication of and invitation for
bids done in a way that does not inform as many
bidders as possible AC mechanism Public
procurements, particularly those of a larger
value, should be published in the daily newspaper
with the largest circulation, instead of in
newspapers with limited circulation Indicator
(quantitative) Number (as of total number of
procurements) and value (as of total value of
procurements) of procurementrs advertised in
papers of large circulation
71
Example of a qualitative indicators of integrity
in procurement Developing a scale to quantify
qualitative indicators
In practice, are major public procurements
effectively advertised? Score 100 There is a
formal process of advertising public
procurements. This may include a government
website, newspaper advertising, or other official
announcements. All major procurements are
advertised in this way. Sufficient time is
allowed for bidders to respond to
advertisements. Score 50 There is a formal
process of advertising but it is flawed. Some
major procurements may not be advertised, or the
advertising process may not be effective. The
time between advertisements and bidding may be
too short to allow full participation. Score 0
There is no formal process of advertising major
public procurements or the process is superficial
and ineffective.

72
How to quantify qualitative indicators? Example 2
Example In practice, are national level judges
protected from political interference? Scale
100 points, 50 points, 0 point (Source Global
Integrity Scorecard)
100 points - National level judges operate
independently of the political process, without
incentive or pressure to render favourable
judgments in politically sensitive cases. Judges
never comment on political debates. Individual
judgments are rarely praised or criticized by
political figures.
73
How to quantify?
50 points - National level judges are typically
independent, yet are sometimes influenced in
their judgments by negative or positive political
incentives. This may include favourable or
unfavourable treatment by the government or
public criticism. Some judges may be demoted or
relocated in retaliation for unfavourable
decisions. 0 point - National level judges are
commonly influenced by politics and personal
biases or incentives. This may include
conflicting family relationships, professional
partnerships, or other personal loyalties.
Negative incentives may include demotion, pay
cuts, relocation, threats or harassment.
74

Part six Corruption Assessment Tools

Photos by Adam Rogers/UNCDF
75
Existing instruments for assessing corruption
assessing AC mechanisms

Theres no point in reinventing the wheel!
Many existing corruption assessment
methodologies can provide templates for a
research focus, research design and even
indicator sources.
76
Country-level corruption and Anti-corruption
assessment tools
Transparency/Accountability/Integrity
Corruption
Diagnostic Assessments
Compliance monitoring
Perception
Experience/ victimisation
Public opinion
General population / vulnerable groups
Institutions
Processes
Experts
Sectors
Public sector
Public sector
Mapped by Transparency International
Local level
Private sector
77
www.gaportal.org Profile for each tool
  • Purpose
  • Type of data used
  • Methodology
  • Pro-poor / gender sensitive aspects
  • Actionability
  • Complementarity (de jure / de facto inputs /
    outcomes)
  • Example indicators
  • URL

78
www.gaportal.org
www.gaportal.org
79
Selecting an appropriate assessment tool
  • Start with a clear objective
  • Map out relevant tools, and select a
    methodology that is suited to your purpose
    and focus
  • Dont just replicate a generic tool developed
    by an international organization, or a tool used
    in another country adapt it to your setting
    (method data sources, country-specific
    indicators, scales to quantify qualitative
    indicators)
  • Make sure to use indicators that are actionable
    action-worthy indicators, and complementary
    (input vs. outcome de jure vs. de facto)
  • Invest in proper design, testing and initial
    consultation of stakeholders

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