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Statistical and practical challenges in estimating flows in rivers

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Title: Statistical and practical challenges in estimating flows in rivers


1
Statistical and practical challenges in
estimating flows in rivers
  • From discharge measurements to hydrological
    models

2
Motivation
  • River hydrology Management of fresh water
    resources
  • Decision-making concerning flood risk and drought
  • River hydrology gt How much water is flowing
    through the rivers?
  • Key definition discharge, Q
  • Volume of water passing through a
  • cross-section of the river each time
  • unit.
  • Hydraulics Mechanical properties

    of liquids. Assessing discharge under


    given physical circumstances.

3
Key problem
  • Wish Discharge for any river location and for
    any point in time.
  • Reality No discharge for any location or any
    point in time.
  • From B to A
  • Discharges estimated from detailed measurements
    for specific locations and times.
  • Simultaneous measurements of discharge and a
    related quantity gt relationship. Time series of
    related quantity gt discharge time series.
  • Completion, ice effects.
  • Derived river flow quantities.
  • Discharge in unmeasured locations.

2000
3/3-1908 now
3/3-1908 1/1-2001
3/3-1908, 12/2-1912 13/2-1912 ..
Annual mean, 10 year flood
1980
1/3-2000, 23/5-2000 14/12-2000 5/4-2004
1/1-2000 now
Annual mean, Daily 25 and 75 quantile, 10 year
flood, 10 year drought
1960
1940
22/11-1910, 27/3-1939 5/2-1972 8/8-2004
27/3-1910 now
1920
100 year flood
1/8-1972 31/12-1974
15/8-1972, 18/4-1973 31/10-1973 .
1900
4
1) Discharge measurements and hydraulic
uncertainties
  • Discharge estimates are often made using
    hydraulic knowledge and a numerical combination
    of several basic measurements.
  • De-composition of estimation errors
  • Systematic contributions method, instrument,
    person.
  • Individual contributions.

5
1) Discharge measurement techniques
  • Many different methods for doing measurements
    that results in a discharge estimate (Herschy
    (1995))
  • Velocity-area methods
  • Dilution methods
  • Slope-area methods

6
1) Velocity-area methods
  • Basic idea Discharge can be de-composed into
    small discharge contributions throughout the
    cross-section.
  • Q(x,y)v(x,y)?x?y

x x?x
y
y y?y
A
x
7
1) Velocity-area measurements
  • Measure depth and velocity at several locations
    in a cross-section. Estimate
    Lambie (1978), ISO 748/3
    (1997), Herschy (2002).

Alternative Acoustic velocity-area methods (ADCP)
Current meter approach
L2
L1
L4
L3
L5
L6
v1,1
v5,1
v2,1
v4,1
v3,1
v1,2
v5,2
v4,2
d1
d5
v2,2
v3,2
d4
d2
d3
8
1) Current-meter discharge estimation
  • Now Numeric integration/hydraulic theory for
    mean velocity in each vertical. Numeric
    integration for each vertical contribution.
    Uncertainty by std. dev. tables. ISO 748/3 (1997)
  • Could have Spatial statistical method
    incorporating hydraulic knowledge.

Calibration errors number of rotations per
minute vs velocity. Creates
dependencies between measurements done with the
same instrument.
v
v8
v1
v7
v4
v2
v9
d1
v6
d7
v3
d2
d6
v5
d3
d5
rpm
d4
9
1) Dilution methods
  • Release a chemical or radioactive tracer in the
    river. Relative concentrations downstream tells
    about the water flow.
  • For dilution of single volume QV/I, where V is
    the released volume and I is the total relative
    concentration,
  • and rc(t) is the relative concentration of
    the tracer downstream at time t.
  • Measure the downstream
    relative
    concentrations as
    a time series.

10
1) Dilution methods - challenges
  • Uncertainty treated only through standard error
    from tables or experience. ISO 9555 (1994), Day
    (1976).
  • Concentration as a process? Uncertainty of the
    integral.
  • Calibration errors. (Salt temperature-conductivit
    y-concentration calibration)

t
11
1) Slope-area methods
  • Relationship between discharge, slope, perimeter
    geometry and roughness for a given water level.
  • Artificial discharge measurements for
    circumstances without proper discharge
    measurements.
  • Mannings formula Q(h)(A(h)/P(h))2/3S1/2 /n,
    where h is the
    height of the water surface, S is the slope, A is
    the cross-section area, P is the wetted perimeter
    length and n is Mannings roughness coefficient.
    Barnes Davidian (1978)
  • Area and perimeter length geometric
    measurements.

P(h)length of A(h)Area of
h
12
1) Slope-area challenges
  • Current practice Uncertainty through standard
    deviations (tables) ISO 1070 (1992).
  • Challenge Statistical method for estimating
    discharge given perimeter data knowledge about
    Mannings n.
  • Handle the estimation uncertainty and the
    dependency between slope-area measurements.

13
1) General discharge measurement challenges
  • Ideally, find f(e1, e2,,en s1, s2,,sn,C,S),
    ei(Qmeas-Qreal)/Qreal, sispecific
    data for measurement i, Ccalibration data,
    Sknowledge of other systematic error
    contributions.
  • User friendliness in statistical hydraulic
    analysis.
  • What we have got now
    f(e1, e2,,en )fe(e1)fe(e2)fe(en)

14
2) Making discharge time series
  • Discharge generally expensive to measure.
  • Need to find a relationship between discharge and
    something we can measure as a time series.
  • Time series of related quantity relationship to
    discharge
  • Discharge time series
  • Most used related quantity Stage
    (height of the water surface).

15
2) Water level and stage-discharge
  • Stage, h The height of the water surface at a
    site in a river.

Stage-discharge rating-curve
h
Q
h0
Datum, height0
Discharge, Q
16
2) Stage time series stage-discharge
relationship discharge time series
h
Q
Maybe the stage series itself is uncertain, too?
17
2) Basic properties of a stage-discharge
relationship
  • Simple physical attributes
  • Q0 for h?h0
  • Q(h2)gtQ(h1) for h2gth1gth0
  • Parametric form suggested by hydraulics (Lambie
    (1978) and ISO 1100/2 (1998)) QC(h-h0)b
  • Alternatives
  • Using slope-area or more detailed hydraulic
    modelling directly.
  • Qab h c h2 Yevjevich (1972),
    Clarke (1994)
  • Fenton (2001)
  • Neural net relationship. Supharatid (2003),

    Bhattacharya
    Solomatine (2005)
  • Support Vector Machines. Sivapragasam Muttil
    (2005)

18
2) Segmentation in stage-discharge
  • QC(h-h0)b may be a bit too simple for some
    cases.
  • Parameters may be fixed only in stage intervals
    segmentation.

h
h
width
Q
19
2) Fitting QC(h-h0)b, the old ways
  • Observation QC(h-h0)b q?log(Q)ab
    log(h-h0)
  • Measure/guess h0. Fit a line manually on
    log-log-paper.
  • Measure/guess h0. Linear regression on qi vs
    log(hi-h0).
  • Plot qi vs log(hi-h0) for some plausible values
    of h0. Choose the h0 that makes the plot look
    linear.
  • Draw a smooth curve, fetch 3 points and calculate
    h0 from that. Herschy (1995)
  • For a host of plausible value of h0, do linear
    regression. Choose h0 with least RSS.
  • Max likelihood on qiab log(hi-h0) ?i ,
    i?1,,n, ?i N(0,?2) i.i.d.

20
2) Statistical challenges met for QC(h-h0)b
  • Statistical model, classical estimation and
    asymptotic uncertainty studied by Venetis (1970).
    Model qiab log(hi-h0) ?i , i?1,,n, ?i
    N(0,?2) i.i.d. Problems discussed in Reitan
    Petersen-Øverleir (2006)
  • Alternate models Petersen-Øverleir (2004),
    Moyeeda Clark (2005).
  • Using hydraulic knowledge - Bayesian studies
    Moyeeda Clark (2005) and Árnason (2005), Reitan
    Petersen-Øverleir (2008a).
  • Segmented curves Petersen-Øverleir Reitan
    (2005b), Reitan Petersen-Øverleir
    (2008b).
  • Measures for curve quality curve uncertainty,
    trend analysis of residuals and outlier
    detection Reitan Petersen-Øverleir (2008b).

21
2) Challenges in error modelling
  • Venetis (1970) model qiab log(hi-h0) ?i ,
    ?i N(0,?2) can be written as QiQ(hi)Ei,
    EilogN(0,?2), Q(h)C(h-h0)b.
  • For some datasets, the relative errors does not
    look normally distributed and/or having the same
    error size for all discharges?
    Heteroscedasticity.

Residuals (estimated ?is) for segmented
analysis of station Øyreselv, 1928-1967
22
2) More about challenges in error modelling
  • With uncertainty analysis from section 1
    completed
  • Uncertainty of individual measurements and of
    systematic errors.
  • With the information we have
  • Modelling heteroscedasticity. So far, additive
    models. Multiplicative error model preferable.
  • Modelling systematic errors (small effects?).
  • Uncertainty in stage gt heteroscedasticity?
  • ISO form not be perfect gt model small-scale
    deviations from the curve? Ingimarsson et. al
    (2008)
  • Non-normal noise / outlier detection?
    Denison et. al (2002)

23
2) Other QC(h-h0)b fitting challenges
  • Ensure positive b.
  • Not really a regression setting stage-discharge
    co-variation model?
  • Handling quality issues during fitting rather
    than after (different time periods).
  • Handling slope-area data.
  • Doing all these things in reasonable time.
    Prioritising

Before flood After
flood
24
2) Fitting discharge to other quantities than
single stage
  • Time dependency changes in stage-discharge
    relationship can be smooth rather than abrupt.
    Can also explain heteroscedasticity.
  • Dealing with hysteresis stage time
    derivative of stage. Fread (1975),
    Petersen-Øverleir (2006)
  • Backwater effects stage-fall-discharge model.
    El-Jabi et. al (1992), Herschy (1995),
    Supharatid (2003), Bhattacharya Solomatine
    (2005)
  • Index velocity method - stage-velocity-discharge
    model. Simpson Bland (2000)

25
3) Completion
  • Hydrological measuring stations may be
    inoperative for some time periods. Need to fill
    the missing data.
  • Currently Linear regression on neighbouring
    discharge time series.
  • Problem
  • Time dependency means that the uncertainty
    inference from linear regression will be wrong.

26
3) Completion meeting the challenge
  • Challenge Take the time-dependency into account
    and handle uncertainty concerning the filling of
    missing data realistically.
  • Kalman smoother
  • Other types of time-series models
  • Rainfall-runoff models
  • Ice effects Ice affects the stage-discharge
    relationship. Completion or tilting the series to
    go through some winter measurements? Morse
    Hicks (2005)
  • Coarse time resolution -
    Also
    completion?

27
3) Rainfall-runoff models (lumped)
  • Physical models of the hydrological cycle above a
    given point in the river. Lumped works on
    spatially averaged quantities.
  • Quantities of interest precipitation,
    evaporation, storage potential and storage
    mechanism in surface, soil, groundwater, lakes,
    marshes, vegetation.
  • Highly non-linear inference. First OLS-optimized.
    Statistical treatment Clark (1973). Bayesian
    analysis Kuczera (1983)

P
E
T
S0
S1
S5
S4
S2
S3
Q
28
4) Derived river flow quantities
  • Discharge time series used for calculating
    derived quantities.
  • Examples mean daily discharge, total water
    volume for each year, expected total water volume
    per year, monthly 25 and 75 quantiles, the
    10-year drought, the 100-year flood.

29
4) Flood frequency analysis
  • T-year-flood QT is a T-year flood if
    Qmaxyearly maximum
    discharge.
  • Traditional Have
  • Sources of uncertainty
  • samples variability Coles Tawn (1996), Parent
    Bernier (2003)
  • stage-discharge errors Clarke (1999)
  • stage time series errors Petersen-Øverleir
    Reitan (2005a)
  • completion
  • non-stationarity

30
5) Filling out unmeasured areas
  • For derived quantities regression on catchment
    characteristics
  • Upstream/downstream scale discharge series
  • Routing though lakes.
  • Distributed rainfall-runoff models. Example
    gridded HBV. Beldring et. al (2003)

From an internal NVE presentation by Stein
Beldring.
31
Layers
Derived quantities in unmeasured areas
Discharge series in unmeasured areas
Meteorological estimates
Hydrological parameters
Derived quantities
Stage time series
Parameters inferred from discharge sample
Completion
Rating curve
Individual discharge measurements
Model deviances
Other systematic factors
Instrument calibration
32
Conclusions
  • Plenty of challenges. Not only statistical but in
    the possibility of doing realistic statistical
    analysis information flow.
  • Awareness of uncertainty in the basic data is
    often lacking in the higher level analysis.
    Building up the foundation.
  • User friendly combinations of statistics and
    programming.
  • How much is too much?
  • Computer resources
  • Programming resources
  • ISO requirements difficult to change the
    procedures.
  • Sharing of research, resources and code.

33
References
  1. Árnason S (2005), Estimating nonlinear
    hydrological rating curves and discharge using
    the Bayesian approach. Masters Degree, Faculty of
    Engineering, University of Iceland
  2. Barnes HH, Davidian J (1978), Indirect Methods.
    Hydrometry Principles and Practices, first
    edition, edited by Herschy RW, John Wiley Sons,
    UK
  3. Beldring S, Engeland K, Roald LA, Sælthun NR,
    Voksø A (2003), Estimation of parameters in a
    distributed precipitation-runoff model for
    Norway. Hydrol Earth System Sci, 7(3) 304-316
  4. Bhattacharya B, Solomatine DP (2005), Neural
    networks and M5 model trees in modelling water
    level-discharge relationship, Neurocomputing, 63
    381-396
  5. Coles SG, Tawn JA (1996), Bayesian analysis of
    extreme rainfall data. Appl Stat, 45(4) 463-478
  6. Clarke RT (1973), A review of some mathematical
    models used in hydrology, with observations on
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  7. Clarke RT (1994), Statistical modeling in
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  8. Clarke RT (1999), Uncertainty in the estimation
    of mean annual flood due to rating curve
    indefinition. J Hydrol, 222 185-190
  9. Day TJ (1976), On the precision of salt dilution
    gauging. J Hydrol, 31 293-306
  10. Denison DGT, Holmes CC, Mallick BK, Smith AFM
    (2002), Bayesian Methods for Nonlinear
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  11. El-Jabi N, Wakim G, Sarraf S (1992),
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  12. Fenton JD (2001), Rating curves Part 2
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34
References
  1. Fread DL (1975), Computation of stage-discharge
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  2. Herschy RW (1995), Streamflow Measurement, 2nd
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35
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