Title: Politics and the Social Contract: Hobbes and Rousseau
1Politics and the Social Contract Hobbes and
Rousseau
Clark Wolf Iowa State University jwcwolf_at_iastate.
edu
2Argument for Analysis
- Fairness requires that people should own the
products of their own labor. But if you hire me
to produce goods, then my labor produces goods
that belong to you. So its unfair for you to
hire me to produce goods. -
3Argument for Analysis
- Fairness requires that people should own the
products of their own labor. But ownership of
labor also means that we should have the right
and the ability to alienate or sell our labor
to others whenever we regard it as advantageous
to do so. When I sell you my labor, you are the
owner of the labor, so you should also be the
owner of the product made through that labor. -
4Argument for Analysis
- Hobbes believed that people in the state of
nature would be selfish and violent. But he
believed this only because the people he saw
around him were selfish and violent. The people
around him werent in a state of nature they
were corrupted by exposure to modern society. In
a real state of nature, people would not acquire
the passions that lead to selfishness and
violence, and they would have a natural
disposition to be compassionate toward others.
But while people in a state of nature are
compassionate, people who have grown up in modern
society and who are then turned out into the
state of nature really may behave selfishly and
violently. Hobbes mistake was to imagine what
people as he knew them would do in the absence of
state coercion. He should have gone further, to
imagine how people would be essentially different
if they grew up in circumstances of freedom.
5NOTICE
- Those who would like to re-take midterm or Quiz
may do so on Friday between 1200 and 300. Catt
Hall 407. - If you cant make it then, see me!
- Anyone may re-take these exams. The new grade
will not replace the old, but will be taken into
account in your final grade for the course. - FINAL EXAM 11 December 1200-200
- No Surprises
- Study session
6Argument for Analysis
- Since people have fundamentally equal rights and
abilities, radically unequal distribution of
wealth and goods is fundamentally unjust. But
where political institutions protect rights to
private property, radical inequalities are sure
to arise. Since the right to property leads to
injustice, property rights are unjust.
7Argument for Analysis
- If property rights can arise without the
violation of anyones rights, then property
rights are permissible. If property rights are
required for implementation of Natural Law, then
property rights are required by justice. But the
protection of property rights leads to radical
inequalities. It follows that radical
inequalities are sometimes consistent with
justice.
8Argument for Analysis
- Locke argues that we can gain property in land
by mixing our labor with it, as long as we
dont appropriate more than we can use without
waste, and as long as we leave enough and as
good for others. But Lockes theory cant
justify existing property rights the world is
finite, and the human population of the earth is
large. At this point, there is no land left to
appropriate. So previous appropriation cannot
have left enough and as good in the common, so
it must have violated the enough and as good
requirement. So on Lockes view, existing
property rights in land are illegitimate.
9Argument for Analysis
- 1) Locke specifies that legitimate appropriation
must leave enough and as good for others. - 2) At present there is no land left in a common.
- 3) previous appropriation did not leave enough
and as good in the common. - 4)Previous appropriation was unjustified.
- 5) on Lockes view, existing property rights in
land are illegitimate.
10Argument for Analysis
- The political theories of Hobbes and Locke are
irrelevant. Hobbes and Locke both describe
civil government as arising from a pre-social
state of nature, where society is unorganized and
has no strucuture. But people have never lived
in such a state, so we cant learn anything about
real societies by looking at such an artificial
construct.
11- 1) Hobbes and Locke both describe civil
government as arising from a pre-social state of
nature, where society is unorganized and has no
structure. - 3) But people have never lived in such a state,
so - 4) we cant learn anything about real societies
by looking at such an artificial construct. - 5) IP If we cant learn anything about real
societies from the works of a political theorist,
then that theorists work is irrelevant. - 6) The political theories of Hobbes and Locke
are irrelevant. - Two kinds of answer
- People really are (or have been) in a state of
nature. - Conceiving of political institutions on the model
of a contract can still inform us about their
essential properties.
12Argument for Analysis
- Soujourner Truth, Women's Convention in Akron,
Ohio, 1851 - Well, children, where there is so much racket
there must be something out of kilter. I think
that 'twixt the negroes of the South and the
women at the North, all talking about rights, the
white men will be in a fix pretty soon. But
what's all this here talking about? - That man over there says that women need to be
helped into carriages, and lifted over ditches,
and to have the best place everywhere. Nobody
ever helps me into carriages, or over
mud-puddles, or gives me any best place! And
ain't I a woman? Look at me! Look at my arm! I
have ploughed and planted, and gathered into
barns, and no man could head me! And ain't I a
woman? I could work as much and eat as much as a
man - when I could get it - and bear the lash as
well! And ain't I a woman? I have borne thirteen
children, and seen most all sold off to slavery,
and when I cried out with my mother's grief, none
but Jesus heard me! And ain't I a woman? - Then they talk about this thing in the head
what's this they call it? member of audience
whispers, "intellect" That's it, honey. What's
that got to do with women's rights or negroes'
rights? If my cup won't hold but a pint, and
yours holds a quart, wouldn't you be mean not to
let me have my little half measure full? - Then that little man in black there, he says
women can't have as much rights as men, 'cause
Christ wasn't a woman! Where did your Christ come
from? Where did your Christ come from? From God
and a woman! Man had nothing to do with Him. - If the first woman God ever made was strong
enough to turn the world upside down all alone,
these women together ought to be able to turn it
back , and get it right side up again! And now
they is asking to do it, the men better let them.
- Obliged to you for hearing me, and now old
Sojourner ain't got nothing more to say.
13Argument for Analysis
- Either Ill stay on campus between classes, or
Ill go home. If I go home, my roommate will
distract me and I wont get my Philosophy reading
done. But if I stay on campus, I wont have
anyplace quiet to work, so I wont be able to get
my philosophy reading done. I guess I wont get
my reading done!
14Argument for Analysis
- 1) Either Ill stay on campus between classes,
or Ill go home. - 2) If I go home, my roommate will distract me
and I wont get my Philosophy reading done. - 3) But if I stay on campus, I wont have
anyplace quiet to work, so I wont be able to get
my philosophy reading done. - 4) I wont get my reading done!
15Dilemma
- 1) Either C or H
- 2) If H then D P
- 3) if C then W and P.
- 4) P
16Argument for Analysis
- If we arm campus police, then there will be more
guns on campus because the campus police will
bring them. But if we dont arm campus police,
then the criminals will bring more guns to
campus. So no matter what we do, there will be
more guns on campus. -
- If there are guns on campus, its better that
they be in the hands of the police than in the
hands of the criminals. So we should arm the
police.
17Argument for Analysis
- There can be no such thing as justice unless
there are institutions to punish people who break
their promises and contracts. Justice involves
the rational requirement that people should keep
their promises and abide by the contracts to
which they freely agree. But unless there are
public institutions that will punish people who
break promises and contracts, it is not rational
for people keep them. Since requirements of
justice must be requirements of reason
(rationality), it isnt just to keep contracts
where there is no punishment, its just
irrational and foolish.
18Argument for Analysis
- 1) Justice involves the rational requirement
that people should keep their promises and abide
by the contracts to which they freely agree. - 2) But unless there are public institutions that
will punish people who break promises and
contracts, it is not rational for people keep
them. - 3) Since requirements of justice must be
requirements of reason (rationality), it isnt
just to keep contracts where there is no
punishment, its just irrational and foolish. - 4) There can be no such thing as justice unless
there are institutions to punish people who break
their promises and contracts
19Argument for Analysis
- Terms like good and beautiful essentially
refer to the attitudes of the person who uses
them to say that something is beautiful is to
say that one likes looking at it to say that
something is good is to say that one appproves of
it. Since different people find different things
beautiful and good, such terms change their
meaning when they are used by different people.
But reasoning requires terms that have a stable
meaning proper reasoning cannot be done with
terms that have a different meaning for
different speakers. Ethics is the philosophy of
good, just as aesthetics is the philosophy of
beauty. It follows that there can be no
reasoning in ethics or aesthetics.
20Argument for Analysis
- 1) Ethics is the philosophy of good, just as
aesthetics is the philosophy of beauty. - 2) To say that something is beautiful is to say
that one likes looking at it to say that
something is good is to say that one approves of
it. - 3) Since different people find different things
beautiful and good, such terms change their
meaning when they are used by different people. - 4) Reasoning requires terms that have a stable
meaning - 5) Therefore, there can be no reasoning in
ethics or aesthetics.
21ROUSSEAU
- 1) Is social inequality natural or artificial?
In Rousseau's work, this seems to be a question
about the justification of inequality Are vast
inequalities justified by the law of nature or
are they unjustifiable and horrible? - 2) What social circumstances make it possible
for some people to subjugate and enslave others? - 3) What features of human beings are natural,
and what features are social accretions? And how
can we tell? - 4) When we look around the world, we see people
oppressing one another and perpetrating
unspeakable violence on one another. What makes
people capable of such brutality? What must a
person believe or desire in order to have the
ability to brutalize other human beings?
22PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
- The Problem of Distributive JusticeHow should
the burdens and benefits of social organization
be distributed? - Egalitarianism These goods (and bads) should be
distributed equally. People should not be treated
differently unless there are good justifying
reasons for unequal treatment.
23PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
- Rousseau "...since inequality is practically
non-existent in the SON, it derives its force and
growth from the development of our faculties and
the progress of the human mind, and eventually
becomes stable and legitimate through the
etablishment of property and laws. Moreover, it
follows that moral inequality, authorized by
positive right alone, is contrary to natural
right whenever it is not combined in the same
proportion with physical inequality" a
distinction that is sufficient to determine what
one should think in this regard about the sort of
inequality that reigns among all civilized
people, for it is obviously contrary to the law
of nature, however it be defined, for a child to
command an old man, for an imbecile to lead a
wise man, and for a handful of people to gorge
themselves on superfluities while the starving
multitude lacks basic necessities."
24PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
- Propertarianism (Locke) Give to each person what
she or he is entitled to. People own whatever
they legitimately acquire. Acquisition is either
creation, original appropriation, or transfer
from another legitimate owner. - What considerations support property rights
(Lockean or otherwise)? The notion that people
are entitled to things they've made with their
own efforts is ancient, and has roots in widely
divergent social traditions. It may not be
"natural" in the sense that Locke thinks the
laws of Acquisition don't seem to be objective
universal truths like the laws of physics or
mathematics. But they may be natural in the sense
that it's easy to understand how people could
come to feel proprietary. Where laborers have
been forced to work without gaining any
entitlement to the fruits of their labor, they
have often resented their situation as unjust.
25PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
- What considerations support egalitarianism? The
notion that social institutions should treat
people equally also has an ancient history, and
once again the idea has sprung up in widely
different societies around the world. Oddly
enough, equality seems most likely to be
articulated as an ideal in societies that are
most flagrantly inegalitarian. - Question Are these conceptions of justice
"natural?" What would it mean for a conception of
justice to be "natural?"Perhaps not in the sense
Locke implies. But it may be that common
properties of human beings and common features of
the human condition lead people to develop
notions of property and equality, and to regard
these notions as a kind of ideal.
26PROPERTY, EQUALITY, AND DISTRIBUTIVE JUSTICE
- PROBLEM These two conceptions of distributive
justice are not compatible. Where property rights
are guarded, ineqalities will eventually arise.
Over time, inequalities will become more
pronounced, until eventually some are
extravagantly wealthy while others are destitute.
Or so argues Rousseau. Was he wrong? - Locke's Solution Property rights are clearly OK
(they're part of Natural Law). So if property
rights generate inequalities, then some
inequalities must be OK. As long as no one's
rights are violated, there's no limit to the
extent of justified inequalities. - Rousseau's Solution Extreme Inequalities are
pernicious, oppressive, and clearly can't be
justified as part of the "Natural" order of
things. If property rights are sure to generate
these inequalities, then property rights must be
illegitimate (un-natural).
27Rousseaus Conjectural History
- 1) "Natural Man" (Sprung from the ground
overnight, full grown like a mushroom expresses
many of Rousseau's own prejudices and
idealizations) - 2) Families stay together
- 3) Villages of families (tools huts). There
are problems already at this stage (803). - 4) Agriculture (property rights arrive on the
scene...) (878) Dependence introduces
possibility of oppression (878) - 5) Notions of Right and Justice set in stone the
oppression of the weak, lead them to see their
oppression as part of the natural order of
things. (Locke, Hobbes) - 6) Devotion to Abstractions like Natural Right
and Natural Law (These are just artificial
creations, says Rousseau.) - 7) Nationalism Devotion to abstractions of group
identity. (889) (Atrocities become possible.)
28Rousseaus Conjectural History
- The Psychology of Rousseau's "Natural" Human
Being - 1) Two Principles of Natural Motivation Empathy
and Self Interest. - 2) Hobbes was wrong to suggest that lacking an
idea of goodness, human beings would be vicious.
868 (Did Hobbes really hold this view?) - 3) Pity a natural disposition to virtue (869)
- 4) Sentience, not rationality, is source of
moral concern. (870) - 5) Other virtues spring from pity (870)
- 6) Reason can eliminate this natural source of
virtue. (870) - 7) Philosophical accounts of morality always get
things wrong. (855) - 8) Pity takes the place of Law in the SON (870)
29Rousseaus Conjectural History
- None are more completely enslaved than those who
falsely believe themselves to be free. - -Goethe
30Rousseaus Conjectural History
- Question There are many points at which some of
us probably don't agree with Rousseau. If we're
unconvinced by his account of "Natural Human
Beings," does it follow that his account of
oppression and inequality is also flawed? - Consider the reasons he gives why we should
believe the account he gives (883) 1) supposed
"right of conquest" could not arise in any other
way. (Referring to the notion that the wealthy
are justified as Conquerors) 2) words "strong"
and "weak" are equivocal, since we're naturally
equal from the metaphysical/natural perspective.
These then stand in for "rich" and "poor."3) The
poor had nothing to loose but their liberty, and
could not rationally have submitted that for any
price. (As Locke's argument against Hobbes!) 4)
Further, it's reasonable to believe that a thing
was invented by those to whom it is useful rather
than by those to whom it is harmful.
31(No Transcript)
32Karl Marx Alienated Labor
- Example 1 "Case No. 14- Isabella Read, 12 years
old, Coal Bearer "I carry about 125 pounds on my
back. Have to stoop much and am frequently in
water up to calves of my legs. When first went
down, fell frequently asleep while waiting for
coal and from heat and fatigue. I do not like
the work, nor do the lassies, but they are made
to like it. When the weather is warm, there is
difficulty breathing and frequently the lights
go out." -Great Britain Parliamentary Report,
Ashley Mines Commission, 1842. - Example 2 Nike worker in micronesia, working 15
hour days, earning less than the price of a days
meals.
33Karl Marx Alienated Labor
- Question What is exploitation?
- Case 1 I find you stranded with a flat tire in
the desert. Knowing that you will die of thirst
without my help, I offer you my help... but only
on condition that you sign a legally binding
document that gives me title to your house, car,
and all your worldly possessions. - Problem Obviously my offer is unfair, but
without me you would be even worse off than you
are with my help. How can my act be harmful or
wrong, since it results in your being better off
than you would have been without my help? - Case 2 Same as case 1, except that you are
stranded because I put holes in your tires before
you set off. I then set off to find you, knowing
that my act would cause you to be stranded so
that you will need my help... and so that you
will be willing to offer me most anything to get
that help.
34Karl Marx Alienated Labor
- 1) The general conception of exploitation
Exploitation occurs iff a person A harmfully
utilizes a person B as a mere means for A's
benefit. Exploitation is the harmful, merely
instrumental use of persons for the benefit of
others who utilize them. - 2) The Transhistorical conception of exploitation
in the labor process This conception is more
specialized than (1). It is limited to relations
within the labor process, while (1) is not.
According to Marx, each type of social formation
in the history of class divided societies has its
own distinctive labor process in ancient
city-states, it was slavery, in the Middle ages,
it was the Feudal system of serf labor, in modern
capitalist society, it's wage-labor. The
following conception is 'transhistorical' in that
it picks out elements common to all the labor
processes of the various class divided societies.
These elements are - 1) The labor is forced2) Part of the labor is
uncompensated3) the labor produces surplus
products4) the worker doesn't have control over
the product.
35Karl Marx Alienated Labor
- Surplus product is the value created by the
worker which goes beyond the value embodied in
his wages. According to Marx, the worker receives
only compensation for his necessary labor (the
amount of labor necessary to provide for his
subsistence needs) and that the surplus goes to
the owner.
36Karl Marx Alienated Labor
- 3) The concept of exploitation in Capitalism
- (The Wage Labor Process)
- Even more specialized applies only to
capitalist societies. - 1) Labor is forced not through violence, but
through monopoly, by which the capitalist
provides the only means of production the worker
must work for the capitalist to survive. - 2) Worker is paid only for part of the value he
or she produces - 3) there is surplus value created
- 4) the worker does not own the product, since
the owner has legal rights over it.
37Karl Marx Alienated Labor
- THEORY OF ALIENATION1) Shows how people can be
used as means-- as things.2) shows why this is
harmful to people. - WHAT CONSTITUTES ALIENATION OF LABOR?1) Labor is
external to the worker2) labor is forced3)
worker puts value into commodity4) worker's
value (objectified) is no longer his own5) this
value is used as a means to his continued
oppression
38Karl Marx Alienated Labor
- HOW ESTRANGED LABOR HARMS THE WORKER1)
alienates 'nature from man' (object is no longer
the workers')2) 'man from himself' (put into the
object)3) alienates man from man4) turns man's
species-being into a being alien to him, and a
means of his individual existence. - SPECIES BEING The property that distinguishes us
from other things the thing that's special about
us. According to Marx, what's special about us is
our capacity for creativity and productivity the
capacity to work.
39Karl Marx Alienated Labor
- MARX ON THE VALUE OF WORK135?1145 an animal
is not distinct from the activities it
performs.1351146 animals create only in
response to need, but Humans create even when
free from physical need, and truly produces only
in freedom from such need. Animals produce only
according to the standards of need, while human
beings produce according to standards of
beauty.1341144 Alienated laborers are "at
home" only in their animal functions, and are
"not at home" when they are exercising their
highest human capacities. Alienation as the "loss
of self." - According to Marx, Alienation makes a person's
"species life" a mere means to physical (animal)
existence.
40Karl Marx Alienated Labor
- "Let me hunt in the morning, fish in the
afternoon, breed cattle in the evening, and
criticize after dinner, just as I like, without
ever becoming a hunter, fisher, herdsman, or
critic." (The German Ideology)
41Karl Marx Alienated Labor
- Marx on the DEVALUATION OF THE WORKER "The
devaluation of the worker (and the worker's
misery) is in direct proportion to the power and
volume of the worker's production." (1143)133 - 1) As the worker produces more, the owner becomes
richer. (Where there's a surplus of labor,
impersonal working conditions, and few employers,
the worker's subsistence wages don't change as
s/he works harder) 2) The wealth of the owner
just is the work of the worker the worker sells
work to the owner. 3) But work is the creative
product of the worker it is the worker's value.
(In selling this human value to the owner, Marx
believes that the worker has entered a kind of
slavery contract.) 4) Through the labor process,
a worker objectifies his or her human value by
changing labor into a commodity.5) Except for
wages, this is surplus value and is the property
of the owner, not the worker.6) To the ownder,
this surplus value is power. (As the owner
becomes richer, s/he gains more power.)7) The
owners power is used to maintain the status quo,
and to find better and more efficient ways to
make workers work harder (to oppress the
workers). Thus the inverse relation between the
value of workers and the volume of their
production.) 9) Ultimately, it is the worker's
own value which is the means to his and her
oppression.
42Karl Marx Alienated Labor
- MEASURING EXPLOITATION SURPLUS VALUE AND WAGES
- SURPLUS VALUE (value produced by the worker -
value of wages paid) In a monopoly, it is most
economically rational for the monopolist to pay
the worker as little as he can. That is, just
enough for him to subsist. Since there's no way
for the worker to survive except by working for
the monopolist, he will be willing to work for
mere subsistence. - Rate of Marxian exploitation
- surplus value/value of wages (time
worked-'time required to produce value of
wages)/value of wages
43Karl Marx Alienated Labor
- Questions on Marx
- 1) What is the characteristic that distinguishes
human beings from nonhuman animals? Compare
Marx's view on this question to Aristotle's view.
How is this capacity related to Marx's theory of
exploitation? 2) What does Marx mean in claiming
that exploited workers are alienated (i) from
nature, (ii) from themselves, (iii) from one
another? 3) What, in general, is Marx account of
exploitation? What is the difference between the
general account, and the more specific accounts
of the way exploitation takes place in difference
kinds of societies? 4) How, according to Marx,
are workers exploited in capitalist societies?5)
Compare Marx, Rousseau, and Thrasymachus on the
nature of "justice," explaining similarities
differences. Don't worry about this one!6) Why
does Marx believe that workers will be more
deeply oppressed the harder they work? 9) Why
does Marx believe that workers' wages will be
bare subsistence wages? 10) What is the value of
"work" for Marx? How is our capacity for work
connected with our need for freedom? 11) Explain
the elements of Marx's concept of "alienation"
estrangement of labor.