Title: Crisis Theory in Behavioral Health:
1Crisis Theory in Behavioral Health
- Moving from stasis to developmental adaptation
Michael Bütz, Ph.D. Aspen Practice, P.C. Corey
Schwinn, LCSW Washington County Psychotherapy
Associates Linda Chamberlain, Psy.D. Pasco-Hernand
o Community College
2Our Background
Michael Bütz, Ph.D. Aspen Practice, P.C. Corey
Schwinn, LCSW Washington County Psychotherapy
Associates Linda Chamberlain, Psy.D. Pasco-Hernand
o Community College
This presentation has been adapted from an
earlier version given at the Society for Chaos
Theory in Psychology Life Sciences, 14th Annual
International Conference, Milwaukee, WI on July
16, 2004 written with Karen Kesselring and David
Whalen we gratefully acknowledge their earlier
contributions.
3Presentation Background
- Crisis Planning in-services across 4 county
Region over the past 2 years, - Working with a very busy regional crisis services
system, - Used the kinder gentler approach to
introducing crisis theory and nonlinear dynamics
as these concepts are somewhat unfamiliar, - And, snappy titles
Crisis Planning in a
Chaotic World
4Warning Avoid if at all possible!
- In our culture, that is, here in the United
States, - Stresses or emergencies are often seen as leading
causally to interpersonal crises (James and
Gilliland, 2001, pp. 9-10) - And, these experiences tend to be regarded as
something to avoided!!!
5Warning Avoid if at all possible!
So, how about a little existential crisis?
- Thats like being a little pregnant,
- Or, being mostly dead
For those of you, gripping for this odd
reference, see the movie The Princess Bride
(circa 1987), and reference character Miracle Max
and the notion of mostly dead.
6Consider, if you will
Consider if you will
Consider if you will
- Given these warnings, one may be left to ponder
the question. - WHY TAKE UP CRISIS THEORY AS AN AREA OF STUDY
AND, PRACTICE?
Consider if you will
Consider if you will
7So, Why Crisis?
- In essence, it is the seed from which all
developmental processes unfold, - And, crises are markers in time, a representative
embodiment of all significant change processes
8So, Why Crisis?
- The significance of a crisis is in its temporal
telescoping of development. Major alterations in
pattern may occur in a relatively short period
and may subsequently remain stable for a long
time. - Gerald Caplan 1964
9So, Why Crisis?
- And, common crisis descriptors, that
- Inappropriately continue to focus on
- Homeostasis,
- Equilibrium,
- And, static developmental notions of crises
10So, Why Crisis?
- Besides, its the Big Picture
- Crisis Theory truly belongs to no one discipline,
theoretical perspective, modality of treatment or
model of care. - Moreover, Crisis Theory applies regardless of the
point of service that is to say the individual,
couple, family, community or even nation.
11The Problem Wrangling Linearity
- Colleagues in Crisis Theory
- Still see stresses or emergencies leading
causally to interpersonal crises - Remember the whole avoid the crisis experience
deal?
12The Problem Wrangling Linearity
- Yet, the field also acknowledges that crises are
- Multi-determined
- Present unique opportunities for individuals,
families, communities and larger social systems - Shorthand acknowledgement
- Danger Opportunity
13The Problem Wrangling Linearity
- In fact, most mainstream crisis theorists
acknowledge this, and use this symbol as a
central theme - Aguilera, 1998
- Gilliland and James, 2001
- Hoff, 2001.
- And, make use of this Chinese symbol to represent
the phenomenon of crisis, that while there is
danger, there is opportunity for adaptation
and growth.
14Theory The ordinary language
- Discussing matters scientifically, they naturally
lend themselves to certain descriptions, words,
mathematical expressions and the like. - Here we will make use of words to represent
states of existence, though undoubtedly in the
future more refined descriptions would be
preferable.
15Theory The ordinary language
Warning! Prepare for an epistemological,
epistobabble deconstructionist moment, as we
confront how we explain ourselves
16Theory The ordinary language
- Mathematics essentially means the existence of
an algorithm which is much more precise than that
of ordinary language. History of science attests
that expression in ordinary language often
preceded mathematical formulation, i.e. invention
of an algorithm. -
- von Bertalanffy, 1968
17Crisis Theory Proper
- What is a crisis?
- According to leading authors on the topic (Hoff,
2001 James and Gilliland, 2001), in a clinical
context a crisis is - an acute emotional upset arising from
situational, developmental, or sociocultural
sources and resulting in a temporary inability to
cope by means of ones usual problem-solving
devices - crisis is a perception or experiencing of an
event or situation as an intolerable difficulty
that exceeds the persons current resources and
coping mechanisms.
18Crisis Theory Proper
- will one day make a systematic study of the
unfolding of the significant ideas in this
transitional period, assuming that events confirm
our prediction that we are witnessing the
beginning of a metamorphosis - Caplan, 1964
19Crisis Theory Proper
- Lindemann (1944)
- Studied responses to Coconut Grove Fire
- Identified emotional responses of people
exhibiting signs/symptoms that resembled mental
illness initiated discussion on crisis
20Crisis Theory Proper
- Janosiks description of Lindemanns work (1994)
emphasized equilibrium as a central concept as
well - Disturbed equilibrium,
- Grief therapy or grief work,
- Clients working through the problem or grief,
- Restoration of equilibrium.
21Crisis Theory Proper
- Despite Lindemanns limited treatment of crises
per se (1944, p. 141), Caplan afforded him
important status stating that he developed the
fundamentals of crisis theory as a conceptual
framework for preventative psychiatry (1964, p.
10). - Yet, it was Caplan who subsequently identified
that the response to a crisis situation involved
the assessment of what was termed an individuals
equilibrium or disequilibrium (1964, p.
38-41).
22Crisis Theory Proper
- The normal consistency of pattern, or
equilibrium, is maintained by homeostatic
re-equilibrating mechanisms, so that temporary
deviations from the pattern call into operation
opposing forces which automatically bring the
pattern back to its previous state. - Caplan,1964
23Considering Caplan
- Non-linear focus?
- If the scale is quite small, e.g., if the
pattern is inspected from minute to minute, it
appears to be in constant change and movement.
But a longer interval will show that the pattern
continually reverts to a certain mean. If on the
other hand, a much longer interval is taken, the
pattern will be seen to change to a greater or a
lesser degree. - Caplan, 1964
24Caplans Legacy
- Current researchers and theorists have pointed
out that using equilibrium and homeostasis for
describing the condition of any living being
and/or system is, at best, problematic
25Caplans Legacy
- Natural systems collect information over time
that is stored and exerts an effect on both their
current and future activity. Therefore, it is
impossible in a natural system to start over
again or return to a baseline. Time cannot be
reversed, nor can the inevitable changes that
occur over time be undone. - Chamberlain (1995)
- Its essentially meaningless to talk about a
complex adaptive system being in equilibrium the
system can never get there. It is always
unfolding, always in transition. In fact, if the
system ever does reach equilibrium, it isnt
stable. Its dead. - Waldrop (1992)
26Caplans Legacy
- Adaptation and the irreversibility of time are
critical elements -Time is the medium in which we
adapt, that is, we adapt across time, and time
changes both individuals and systems
irreversibly. - You can never go home. That is to what home
once was in the past home changes without the
individual, and the individual changes as well. - As concepts, equilibrium and homeostasis provide
a false set, an illusion that an individual or
system returns to a certain level of functioning,
perhaps even a so called baseline.
27Caplans Legacy
- From a systems perspective, von Bertalanffy
squarely addressed both equilibrium and
homeostasis - We may also say that homeostasis is
inappropriate as an explanatory principle for
those human activities which are nonutilitatrian
i.e., not serving the primary needs of
self-preservation.symbolic rather than
biological.
28Caplans Legacy
- Every living organism is essentially an open
system. It maintains itself in a continuous
inflow and outflow, a building up and breaking
down of components, never being, so long as it is
alive, in a state of chemical and thermodynamic
equilibrium but maintained in a so-called steady
state which is distinct from the latter.
29Caplans Legacy
30Crisis Theory Proper Is it Proper?
- We are left to consider the possibility that
behavioral scientists have mostly got it wrong
theoretically in Crisis Theory missing the
difference between first and second order change
(Hoffman, 1981, pp. 50-66) - That clients can never return to baseline,
equilibrium or homeostasis, and a pill will not
smooth out the personality (Kramer, 1993) - Moreover, It is unlikely that a clinician,
talented though they may be, is able to re-set
an individual or a system back to a certain
point or room temperature via negative
feedback.
31Getting back on track
- So, what may be useful in considering how
individuals and/or living organic systems adapt
to the world around them, good, bad or
otherwise, as well as how systems grow and
change over time? - Historically two schools of thought have in
combination, and separately, fit the bill, for
building such a model - Cybernetic Theory
(Wiener, 1961) and General Systems Theory (von
Bertalanffy, 1968).
32Getting back on track
- Basic to both is that these theories describe how
systems are able to grow and adapt through
elegantly simple explanations. - While Cybernetic Theory uses negative and
positive feedback to indicate how systems are
encouraged to do less of one thing, and more of
another - General Systems Theory (hereafter GST) describes
how systems move through progressively more
developed and differentiated steady states.
33Getting back on track
- Simply put, Cybernetic Theory describes negative
feedback as a mechanism that focuses on slowing,
halting or dampening the behavior of a system
for instance, a thermostat when the room
reaches a certain set point and shuts off. - Positive feedback, on the other hand, encourages
or promotes more behavior from, and/or
information, to come into the system for example
a third-base coach in baseball waving the base
runner on toward home plate.
34Getting back on track
Negative Feedback Positive Feedback
35Getting back on track
- Systems thought, Cybernetics, GST, and other
conceptions, describe individuals and systems as
decreasing or increasing feedback accordingly via
the description of being a closed or an open
system, i.e. closed or open to more information.
- Closed, in that he/she is not listening to what
I am saying, open in that he/she hears me, and
understands. Take for example our base runner.
36Getting back on track
- Should the runner stop on second base and ignore
the base coaches exuberant encouragement to run
home, the runner may be said to be closed to the
information the coach is conveying while if the
runner accelerates toward home base in response
to the coach the runner is described as open. - Whether or not a system is open or closed and
exchanges, energy, information or matter with the
external environment is critical (von
Bertalanffy, 1968, pp. 158, 161-163) as the
ability to do so defines the individual or system
as living open.
37Getting back on track
- Both theories complement each other in
emphasizing the limitations equilibrium and
homeostasis face as explanatory metaphors. - These theories highlight the fact that biological
systems really never return to any set point,
per se that time moves on and systems adapt or
do not adapt. - That living systems never truly return to what
they once were - as it is very difficult to
unscramble an egg
38Integrations, and the Edge
- There have been models, largely in family
therapy, that do discuss both Cybernetics and
GST, exemplars are - Halpern, Canale, Gant and Bellamy, 1979
- Selvini-Palazzoli, Boscolo, Cecchin, and Prata,
1978 - And though, von Bertalanffy was familiar with
Prigogines work (1968), his novel concept of
far-from-equilibrium, modified the way
scientists approached this topic (Prigogine and
Stengers, 1984).
39Integrations, and the Edge
- Still, others in behavioral health entered the
fray, and began to describe the benefits of using
the language of nonlinear dynamics for crisis
practitioners. - Chamberlain, 1995
- Ramsay, 1997
- Chamberlain was one of the first, and offered the
following - Suicidal behavior may serve as a means of
preventing change (chaos) and maintaining
stability (order).a suicide threat may also
serve to destabilize a family that is not
adequately responding to change and is somehow
stuck in more of the same when a difference is
needed.
40Integrations, and the Edge
- Chamberlain went on to describe the basic
iterative cycle described in various forms
earlier from different vantage points, that is
the process of individual or systemic
transformation, in stating that (p. 122), - reorganization can occur that establishes a new
order using its own energy. The system, however,
must first interact in some new way either within
itself (between different elements) or with the
environment.
41Integrations, and the Edge
- She also supplied a host of novel readers with
some of the fundamental concepts and language
through basic laws of the nonlinear paradigm
generated by our perception of phenomena, not by
the phenomena itself (1995, p. 121). - In a similar vein, Ramsay (1997), provided
language and process descriptions, but he added a
critical element defining what may be healthy
or unhealthy development
42Integrations, and the Edge
- The loss of equilibrium orderliness in complex
systems does not mean they are governed by
randomness they do have upper thresholds of
stability that, if transgressed, produce critical
instabilities (Laszlo, 1985, p. 35). These
instabilities occur when sudden or anticipated
events of a minor or major nature trigger a
system to branch or transition toward a new or
different state of equilibrium. The vital instant
when a branch or fork in the evolution of a
system occurs is called a bifurcation and though
causality operates at every instant, the
branching takes place unpredictably (Briggs
Peat, 1989, p. 145). Over time, thousands of
bifurcation points, some planned, others out of
the blue, become critical milestones in the
healthy progression or pathological
regression of a system.
43Integrations, and the Edge
- Ramsay makes a critical point, that one of the
greatest advantages to a nonlinear systems
description is how the arrow of time is revealed,
- Or, how directionally a system may de-evolve,
or in more familiar behavioral therapeutic
language regress - The greatest advantage of the far-from-equilibriu
m model is its capacity to accommodate the
directional duality of devolution (entropy) and
evolution (anti entropy) of system processes. The
two directional nature of the model fits much
better than the original equilibrium model with
the commonly described danger and opportunity
characteristics of a crisis. (Ramsay, 1997, p.
32).
44Developmental Stage AdaptationLife Cycle of
Corn
Hence, the Basics
                                               Â
                      Â
45Hence, the Basics
- Each stage
- Resembles the previous
- Carries the struggles successes of the previous
- Carries with it new behavior level of
adaptability
46Hence, the Basics
- Crisis represents developmental movement of some
sort
Steady State
Progression
?
?
?
Steady State
Developmental Movement
?
?
?
Regression
Adaptation
47Our approach, nonlinear
- Cybernetics feedback (-/)
- GST progressive steady states
- Nonlinear Dynamics
- Chaos
- Complexity
48Our approach, definitions
- Nonlinear Dynamics
- An umbrella term for a whole variety of nonlinear
phenomenon such as chaos, complexity, emergence
and fractals to name a few - Chaos
- Originally used by the Greeks to describe the
limitless void, it is now used to describe
unpredictable and apparently random structures.
(Davies, 1989) - Complexity
- A kind of an abstract phase transition called
the edge of chaos, you also find complexity a
class of behaviors in which the components of the
system never quite lock into place, yet never
quite dissolve into turbulence, either.
(Waldrop, 1992)
49Our approach
- Transformative Crisis Intervention (TCI)
- Always working toward transformation fully
considering the coherence and energy of the
individual or system, - Honoring the behavioral health and nonlinear
dynamics literature that has been laid down
before, incorporating a lessons learned stance
given current vernacular,
50Our approach
- Transformative Crisis Intervention (TCI)
- And focusing on a growth model, acknowledging
that development may be represented by a variety
of psychiatric-appearing states, such as an
anxiety, depression, disorientation, and periodic
regressions.
51Transformative Crisis Intervention
- Filling Gaps
- There are a number of gaps, and terms that may be
miss-ques in the theory that exists on the
overall flow of the growth process. - Terminology
- Though von Bertalanffy has made use of steady
states, and describe an adaptive process by using
such terms, in the face of nonlinear dynamics, a
more descriptive term is required.
52Transformative Crisis Intervention
- Terminology
- Dynamic Steady States both honors von
Bertalanffys contribution to the field, as well
as describes the dynamic nature of a stable
state informed by nonlinear dynamics in a
developmental framework. - Transformative States is also a required
introduction, not explicitly described in earlier
GST, and more fully describes unstable states
with cybernetic properties, bifurcation cascades,
complexity and chaos as transformative processes.
53Transformative Crisis Intervention
- These terms represent developmental movement
through successive states
Dynamic Steady State
Progression
?
?
Transformative State
?
Dynamic Steady State
Developmental Movement
?
?
?
Regression
Adaptation
54Transformative Crisis Intervention
- A Constant Striving No Matter What
- Another premise here is that whether or not it is
evident, that individuals or systems are
constantly striving to adapt - regardless of
whether or not they are successfully adapting. - When systems lack either coherence or energy, or
both, they may exist in a phase of development in
which they toil at the edge of complexity without
adequate transformative resources to make use of
complexity, no less, chaos, as a transformative
process.
55Transformative Crisis Intervention
- A Constant Striving No Matter What
- Resource Structural Maladaptations describes this
process, wherein the system lacks the metabolic
and structural properties that would enable it to
continue on its developmental path . - Resource Structural Maladaptations may also be
may also be viewed as somewhat dangerous if left
to cycle too long, akin to a kayaker being caught
in what is termed colloquially as a
keeper-hole, as the system may begin to run out
of energy and call upon its own structure,
physical or psychological, to maintain it...
56Transformative Crisis Intervention
- Striving, via a Resource Structural
Maladaptations (RSM) may prove to be a risk to a
system akin to a fever left uncontrolled by the
act of attempting to heal itself, it harms
itself.
Dynamic Steady State
Progression
Dynamic Steady State
?
?
Transformative State
?
?
?
?
Developmental Movement
Developmental Movement
?
?
RSM
Regression
Adaptation
57Add In Nonlinear Dynamics
INSERT ATTRACTORS THAT CORRESPOND
58Add In Nonlinear Dynamics
Progression
Dynamic Steady State
?
?
?
?
?
Transformative State
?
?
Developmental Movement
?
?
?
RSM
Regression
Adaptation
59Nonlinear Dynamics Informed Approach...
- Two forms of transformation
- Chaos
- Complexity
- Inherent problems, coherence and energy
- Systems may use chaos as a developmental/transform
ative process, but the energy and structural
costs are great, another process that may be used
is complexity when either are not sufficient for
this more costly form of transformation Bütz,
1997 (pp. 64, 132-142).
60Applied Theory
- Case Examples
- Applying TCI
- What are the Crisis Domains?
- What would be important to assess?
- What are the markers of adaptation?
61Nonlinear Dynamics Informed Approach...
- Two general outlines for those experiencing
crisis - Person struggling w/no supports and/or actively
suffering from a mental illness who need
stabilization support - Person has good support system, interpersonally
woven together, who is experiencing an
existential crisis
62Nonlinear Dynamics Informed Approach...
- Does the client have the internal structure
external resources to push through the crisis?
63Coherence
- tension due to frustration of need rises, and
this in itself involves problems in maintaining
the integrity of the organism or group and may be
associated with feelings of subjective discomfort
or strain - Caplan, 1964
64Coherence
- Goldstein, (1994, p. 49) addressing
organizational structure and drawing an analogy
between a Bernard system, also focuses on the
coherence of the system - With regard to self-organization in human
systems, the two aspects of an organizations or
work groups boundaries are also necessary the
boundaries must be firm enough to contain the
process of self-organization yet permeable enough
to allow vital exchange with the environment.
65Coherence
- Coherence is a fundamental concept in considering
the development or maintenance of the personality
(Bütz, 1997, pp. 199-202 Proskauer and Bütz,
1998, pp. 197-199). - Call it ego-strength, as in psychodynamic theory,
or coherence (Antonovsky, 1993) it is an
elemental concept akin to energetic fabric that
holds cosmos together (Greene, 2004).
66Markers of Available Energy
- Considering energy, how is it we are able to
measure this within the individual or system? - Dont reinvent the wheel,
- And, what are well known psychiatric markers?
- Answer Anxiety and Depression Of Course
67Markers of Available Energy
- Anxiety and depression are not only markers of
available energy - They are also developmental markers,
- And, tell us where the system has been, and where
the system is at, at this point in time - Consider Eeyore
- Or, Rabbit
68Crisis Domains
- As cited by some authors in the crisis field
(James and Gilliland, 2001, pp. 5-6), Brammer
(1985, pp. 94-95) introduced three crises
domains - There are normal developmental crises, such as
birth or a child going off to school.
Situational crises are associated with severe
loss of status, possessions, or loved ones.
Existential crises refer to the conflicts and
anxious feelings experienced when facing the
significant human issues of identity, purpose,
responsibility, freedom and commitment.
(Brammer and MacDonald, 1999, p. 103)
69Crisis Domains
Developmental
Existential
Beliefs Values
Situational
Environmental
70An Early Matrix to Consider
- Caplan outlined escalation of crisis
- Phase 1 Initial rise in tension as well as
that persons usual methods of coping to maintain
homeostasis - Phase 2 Lack of success leads to rise in
tension as well as a sense of ineffectiveness
71An Early Matrix to Consider
- Caplan outlined escalation of crisis
- Phase 3 Further rise in tension and the
mobilization of internal and external resources
using experimenting with new methods. Active
resignation on unattainable goals new levels
of awareness.
72An Early Matrix to Consider
- Caplan outlined escalation of crisis
- Phase 4 Problem continues and does not subside
with usual coping skills Breaking point where
major disorganization with drastic results
occurs.
73An Early Matrix to Consider
- Halpern, et. al., included person-in-environment
- Human eco-system
- Internally (intra-psychic)
- Individually
- Primary Group (small clusters in society)
- Secondary Group (social/institutional)
74Considering the above Matrix
- Internal structure
- (Caplan Matrix level of organization)
- External resources
- (Halpern, et. al., Matrix human eco-system)
Encourage Support
?
Provide Safety Slow Process
?
?
Dynamic Steady State
Progression
Developmental Movement
?
?
?
Regression
Chaos
Adaptation
Complexity
75Crisis Domains Updating the Matrix
Open
External Structure/Resources
Internal Structure/Resources
High Risk
Moderate Risk
Low Risk
Closed
76Principles in Action
- Case Studies
- Open vs. Closed
- Internal Structure?
- External Resources?
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