Title: The Influence of NurseMidwife Education on Patient Outcomes
1The Influence of Nurse/Midwife Education on
Patient Outcomes
- Sean Clarke, RN, PhD, CRNP, FAAN
- Associate Director, Center for Health Outcomes
and Policy Research - Class of 1965 Reunion Term Associate Professor of
Nursing - University of Pennsylvania
- Philadelphia, PA, USA
2Outline
- History and background
- Research evidence related to the role of nursing
education in outcomes - Policy implications Why third-level nurse
education is likely to be beneficial to patients - Where next?
- Conclusion
3Education
- Initial formal preparation to begin professional
practice (prelicensure education) - In the U.S. still divided, with about 60 below
the bachelors degree - Post-basic formal education leading to degrees
and/or certificates - Broader rubric of lifelong learning including
individually-directed learning plans and
shorter-term organized activities
4Honors Nursing Graduates, U/Penn, 1927
51st Graduating Accelerated BSN Class Villanova
University, 2004
6(No Transcript)
73 Countries
8General Patterns in Evolution of Nursing
Education Across Countries
- Formalized training in hospitals
- Debates about service vs. education as focus of
nurse training programs - Concerns about nurse training occurring outside
of educational institutions - Baccalaureate and higher education within and
outside nursing for nurse leaders - Beginning of lobbying to shift the entry
credential to the baccalaureate level - Development of masters and higher education for
nurse leaders - Shift to the baccalaureate as the entry credential
9The U.S. Story
- 1872 First formal training program, New England
Hospital for Women and Children - 1903 Beginning of state regulation of nursing
practice - 1909 First bachelors degree program at
University of Minnesota - 1929 Goldmark Report recommends decreasing
service and increasing educational component, and
moving towards university education - 1920s through 1960s Period of intense growth in
certificate and degree programs for nurses and
nurse leaders after initial hospital diploma
education - 1952 Creation of associate degree (AD) programs
in nursing in community/junior colleges (lower
tier of higher education hierarchy) - 1960s through 1970s Cost factors lead many
hospitals to close diploma programsAD programs
take their place - 1970s through 1990s Steady growth of doctoral
programs in nursing, masters degrees
increasingly required to teach nursing at any
level - 1990s Shift in focus of masters education to
advanced practice, primarily for nurse
practitioners -
10Basic Nursing Education of the U.S. Registered
Nurse Population
Source National Sample Survey of Registered
Nurses, March 2004, HRSA
11(No Transcript)
12NCLEX-RN (National Licensing Examination) Pass
Rates for Newly-Graduated Registered Nurse
Licensure Candidates by Program Type in 2004
(Source NCSBN)
Program Type Number of Graduates NCLEX-RN
Pass Rate Diploma 3,162 88.2 Associ
ate Degree 53,275 85.3 Baccalaureate
Degree 30,648 84.8
13Initial Educational Preparation of Registered
Nurses, United States, 2004
Source National Sample Survey of Registered
Nurses, March 2004, HRSA
14Highest Educational Preparation of Registered
Nurses, United States, 2004
Source National Sample Survey of Registered
Nurses, March 2004, HRSA
15The Canadian Story
- 1874 First formal training program, Mack
Training School in St. Catharines, Ontario - 1919 First bachelors degree program at
University of British Columbia - 1932 Weir Report recommends decreasing service
and increasing educational component, and moving
towards university education - 1920s-1960s Period of intense growth in
certificate and degree programs for nurses and
nurse leaders after initial hospital diploma
education - 1959 First masters program at University of
Western Ontario - 1960s-1970s Many hospitals to close diploma
programscommunity college programs awarding
diplomas take their place - 1989 All provincial nursing associations adopt
motion in favour of baccalaureate entry to
practice - 1990s Birth, followed by steady growth of
doctoral programs in nursing - 2000 Movement is in place to consolidate basic
nursing education in university-level programs in
all provinces - 2001 All prelicensure students in Ontario
(largest province) enter bachelors programs,
bachelors degree required of all new licensees
in 2005 most other provinces close behind
16Highest Educational Preparation of Registered
Nurses in Canada, 1989 and 2004
2004
1989
Source Canadian Nurses Association
17The Irish Story
- Nightingale era First formal training programs
- 1917 Beginning of state regulation of nursing
practice - 1940s Discussions regarding university courses
for nurse leaders begin - Nurses, particularly leaders, pursue
post-diploma education in nursing and other
fields, sometimes abroad - 1980s and beyond Acceleration of discussions
around preparation and creation of programs at
undergraduate and postgraduate levels - 2001 Government approval for a 4-year
pre-registration degree as sole entry point to
practice - 2006 First class of university graduates emerges
18Back to North America
- Debate for past 40 years not so much about moving
away from having prelicensure RN education
programs in service institutions - Social forces pushed nursing education out of
hospitals in 1970s - Debates more about which educational institutions
should be entrusted with this (universities/4-year
colleges vs. community colleges) - criteria for admission, costs, accessibility
- what the content of the programs should be
- professional/leadership orientation
- VERSUS
- technical orientation
19The North American Fights Over Nursing Education
Much Heat Not Much Light
- Intensely political within nursing
- Clinicians, teachers, administrators, leaders
- Nursing education is big business in the U.S.
- Many disciplines (e.g. nutrition/dietetics,
rehabilitation professions, pharmacy, etc.) all
moved to postgraduate entry during 1980s and
1990s in U.S. - Physicians and health care administrators
uninterested except when they believe RN supply
threatened - Data very thin on both sides (quite biased
research) and never related to much to patient
care until outcomes research methods started to
be applied to the question
20Research Evidence
21Key Papers Directly Tying Educational Composition
of Hospital Nursing Staff to Patient Outcomes in
Acute Care
- Aiken et al. (2003), Journal of the American
Medical Association - Estabrooks et al. (2005), Nursing Research
- Tourangeau et al. (2007), Journal of Advanced
Nursing
22Hospital Nurse Staffing and Patient Mortality,
Nurse Burnout, and Job Satisfaction
- Linda H. Aiken, PhD, RN
- Sean P. Clarke, PhD, RN
- Douglas M. Sloane, PhD
- Julie Sochalski, PhD, RN
- Jeffrey H. Silber, MD, PhD
October 23/30, 2002. Journal of the
American Medical Association, 288,
1987-1993 Funding Source National Institute of
Nursing Research, National Institutes of Health
23Patient Selection Criteria
- between the ages of 20 and 85
- hospitalized between April 1, 1998 to November
30, 1999 - underwent general surgical, orthopedic, or
vascular procedures - hospitalized in an institution that could be
linked to survey and administrative datasets as
an individual agency
24Surgical Proceduresin the 232,342 Patients
Vascular
Digestive Tract
Orthopedic
Hepatobiliary
Skin/Breast
Endocrine/Metabolic
25Comorbidities in PA Surgical Patients (in s)
26Patient Characteristics PA Surgical Analyses
- 43.7 of the patients were male
- Mean age of the patients 59.3 ? 16.9 years
- 27.3 of these patients were admitted on an
emergency basis
27Number of Beds 168 PA Hospitals
28168 PA Hospitals Hospitals with Open Heart
and/or Major Organ Transplant Capacity
29168 PA Hospitals Teaching Status(Graduate
Medical Education)
30168 PA Hospitals Average Patient Load Carried By
Nurses on Last Shift Worked
31Outcomes in the 232,342Surgical Patients
- 4,535 (2.0) died within 30 days of admission
- 53,813 (23.2 ) were observed to experience a
major complication - the death rate among complicated patients
(failure to rescue rate) was 8.4
32Effect of Nurse Staffingon Mortality
- For every one patient-per-nurse increase in
nursing workload in Pennsylvania hospitals 14
increase in risk of death within 30 days for an
individual patient - After controlling for 136 hospital and patient
variables 7 increase in risk of death
33Education Levels of Hospital Nurses and Patient
Mortality
- Aiken, Clarke, Cheung, Sloane, Silber
(September 24, 2003, Journal of the American
Medical Association) - The proportion of hospital staff RNs holding
baccalaureate or higher degrees as their highest
(not initial) credential ranged from 0 to 77
across the hospitals.
34Excess Surgical Deaths (Observed-Expected) per
1000 Cases Across PA Hospitals With Differing
Proportions of BSN/MSN-Educated Nurses
More deaths than expected
Fewer deaths than expected
Proportion of Nurses with BSNs/MSNs
35Odds Ratios for Patient Mortality (Fully-Adjusted
Model)
- Nurse education
- (10 increase in BSN)
- Nurse workload/staffing
- (1 pt per nurse increase)
- Nurse experience
- (per 1 year increase)
- Board-certified surgeon
- .95 (.91-.99) p.008
- 1.06 (1.01-1.10) p.02
- 1.00 (.98-1.02) p.86
- .85 (.73-.99) p.03
36Patient deaths after surgery were lowest in
hospitals where nurses cared for fewer patients
on average and had higher levels of education
Patient-to-nurse ratios
Estimated deaths per 1000 patients
Bachelors-prepared nurses
37Impact of Hospital Characteristics on 30-Day
Medical Mortality (N18,142), Alberta,
CanadaEstabrooks et al. (2005), Nursing
Research, Final Model
38Tourangeau et al., J Adv Nurs 2007 57(1) 32-44.
- 46,993 patients with 4 medical conditions (AMI,
CVA, pneumonia, sepsis) in 75 Ontario (Canada)
hospitals in 2003 - Significant associations seen between risk
adjusted 30-day mortality and - Hours per patient day
- Registered Nurses
- baccalaureate-educated nurses
- Perceptions of staffing adequacy and support from
managers
39The Bottom Line
- Early research suggests that patient mortality is
lower in hospitals where higher proportions of
front-line staff nurses hold undergraduate and
higher degrees - In studies where patient and hospital
characteristics are measured and analyzed - In studies where other organizational and
physician-related factors are observed to have
effects
40Caveats
- Correlational results at present
- Other factors may be involved in the association
- Proportion of BSN nurses may be partially a proxy
for hospital/community characteristics - Mortality is the best studied objective outcome
of care to date (!) - Currently lack empirical evidence that actual
nurse practice differs at a clinically
significant level across levels of education and
across patient populations - This is coming
41What else is missingFuture avenues for research
- Outcomes for patients/clients in setting other
than acute care - Positive outcomes of acute care
- Outcomes that tend not to be observed when the
educational composition is lower
42Caveats/Other Factors to Be Disentangled
- Role of jobs/academic preparation before
professional nursing education - Variable quality of students and of educational
programs at all levels - Role of non-nursing academic preparation
- Role of vision of practice established by nurse
leaders and resources for enacting professional
approach - Role of (the right types of) clinical experience
43How Does Education Make a Difference? Thoughts
for Policymaking and Future Research
44How Does Academic Preparation Improve Quality of
Care Outcomes in General?
- Broader base of knowledge
- Courses and practice often can build on a more
rigorous science and humanities preprofessional
foundation - Depth of coverage in courses possible when
broader aims than technical proficiency targeted - Benefits of being educated where knowledge is
being created - Learning to learn
- Greater flexibility in mastering new bodies of
knowledge, new techniques - Ability to see longer-term, bigger-picture
aspects of care
45Attitudinal/Affective Benefits of a
Professionally Oriented Education
- A humanism in practice built on a deeper
understanding of the profession, its history and
its scientific basis - Values
- Reflective practice
- Education (formal and informal)
- Community of care/working environments
- Importance of leadership
- Sense of self as a knowledge worker/self-confidenc
e
46U.S. Institute of Medicine Report Crossing the
Quality Chasm
- Six aims in health care systems reform
- Safety avoid injuries
- Effectiveness evidence-based
- Patient-centeredness patient values guide
decisions - Timeliness reduce waiting and delay
- Efficiency avoid waste
- Equity care doesnt vary by gender, ethnicity,
etc,
47Potential Impacts of Educationon Safety and
Quality
- Willingness to question other clinicians
(colleagues, clinicians from other disciplines),
managers - Effective communication
- Effective leadership
- Longer-term, bigger-picture view that enables
patients interests to be first priority - Getting beyond task completion
48Potential Impacts of Educational Programs in
Other Aspects of Quality
- Timely, cost-effective
- Diagnosing problems in systems and acting as
change agents - Communication, leadership
- Effective
- Evidence-based practice (specifics and general
methods) - Culturally-sensitive, culturally-appropriate,
patient-centered - Humanism, philosophy of practice formal content
49Advantages of Addressing Prelicensure Education
- Where Irish nursing has succeeded and U.S.
nursing has and will not
50The U.S. Story (Continued)
- Mobility has been a big attraction for entry to
nursing historically - BUT, upgrading to 4-year preparation after entry
to practice is expensive for the student and
society (particularly in a higher education in
the US where public-private mix renders costs
very high) - Motivation for upgrading waxes and wanes
depending on job market (wage incentives for
upgrading now waning) - Front-line clinicians in short supply (any RN
qualifications more or less guarantee employment) - Front-line management and education considered
hard work for little benefit (both training and
the work itself) - Advanced practice clinical positions quite
saturated
51Percentage of US RNs Who Upgrade Their Education,
by Age
Biviano et al., HRSA, 2004
52Declining Proportions of US Hospital Nurses in
Higher Education and Getting Employer Tuition
Assistance (NSSRN, 1984-2000)
53Problems Posed By Stagnant Growth in Numbers of
Nurses With Bachelors and Higher Preparation
- Many institutions, especially tertiary ones,
would like 60 or more of their nurses to hold
university degrees to deal with clinical and
leadership challenges on the front lines - Not possible with current mix
- Pipeline for leadership roles and for teaching in
jeopardy - Nursing education capacity limited by teacher
shortage - MSN required to teach in the US in any type of
program
54Where the U.S. may be going
- BSN bachelors/university-level in 10
- All current license holders grandfathered
(allowed to retain credential)no new
requirements - As of a certain date, allowing graduates of all
types of programs to register initially but by
year 10, must hold a university degree to renews - Proposal working its way through in New York
State and is under discussion in a number of
other states - Can colleges/universities keep up?
55Arguments of Increased Formal Education for
Nurses--Summary
- Implications for quality of care of a broader
base, more depth in knowledge base, greater
adaptability - Environments for caresystems thinking, greater
understanding of contexts of care and of quality
of care - Followership and stewardship
- Sowing the seeds for a new generation of clinical
leaders, managers/executors, researchers,
educators who will shape environments and steer
practice
56Ongoing Challenges for Managers and Leaders
57- Managing work environments
- Work environments The common link between nurse
retention and optimal quality of care - Challenges of influx of individuals with academic
instruction Reality shock and its remedies
58Work Environments and Well-Educated Staff Nurse
Chicken and Egg?
Higher quality of patient care, superior
environments
Better patient and staff outcomes
Better educated staff
Recruitment and retention
How do we lead highly-educated clinicians to
maximize their contributions to patient care over
a career?
59What Leads Some Institutions to Differentially
Attract and Retain Educated Nurses?
- Salary
- Differentials that recognize educational
preparation - Benefits
- Including tuition reimbursement
- Working conditions
- Stimulation
- Challenging patient care
- Like-minded colleagues
- Autonomy
- Opportunities for advancement
60Reality Shock Work Environments and the New
Clinician
- The Role of Nursing Leadership
61Kramer, M. (1974). Reality shock Why nurses
leave nursing. St. Louis Mosby.
- Reality shock stems from the realization that the
way the graduate was taught to do things in
school is not necessarily the way things are
actually done on the job - Originally developed to describe difficulties in
socialization experienced by nurses in the US
educated in the university model
62Where the conflict can arise Academia vs.
practice
- comprehensive vs. episodic/specialized health
care - quality vs. quantity of work
- unclear expectations/testing by coworkers
- bureaucratic/part-task orientation vs.
professional orientation to nursing practice
63Bureaucratic Orientation
- Workers have specialized roles/tasks
- Extensive rules
- Overall orientation to rational, efficient
implementation of goals - Hierarchical authority structure
- Depersonalization of worker-client contacts
64Part-Task Orientation
- Relatively few skills needed, mostly learned on
the job - Evaluation through completion of tasks
- Hierarchical control and authority structure
- Rules and regulations serve as external standards
- Control and coordination removed from workers
- A layer of the organization to maintain the
structure
65Professional (Whole-Task) Orientation
- Specialized competence with an intellectual
foundation (total knowledge and skills) for
global approach to work - Extensive authority, influence, responsibility in
exercising special competence - Commitment
- Peer control/authority
66Reality Shock Conceptualized
Professional values
Bureaucratic values
ROLE CONFLICT ROLE DEPRIVATION
67Reality ShockFour Phases
- Honeymoon Phase
- Shock (Rejection) Phase
- Recovery Phase
- Resolution Phase
68Kramers Four Typologies of Nurses Dealing with
the Conflict
69Counteracting Reality Shock
- Sociological immunization anticipatory
guidance and other types of educational
interventions - Careful and thoughtful orientation of new
graduates - Improve the odds that students will become
bicultural - Training in change theory
- Reform nursing education
- Nursing leadership on the front lines through the
executive level that visibly promotes the
professional model
70Challenges in Practice
- Respecting experience and length of
serviceturbulence and uncertainty produced by
change - Particularly when a lot of other change is going
on - Generational considerations (not just educational
difference) - Fostering mutual respect among staff with
different backgrounds
71What issues/questions are arising in your
institutions and settings?
72What Aspects of Education Need To Be Modified to
Ensure/Protect/Advance Quality of Care?
- Basic clinical preparation
- Postgraduate/advanced clinical education
- Preparation of managers and leaders
- Lifelong learning for all
- Areas for research
- Modes of delivery
- Use of technologies
- Evaluation of outcomes for nurses and their
clients(!)
73(No Transcript)
74(No Transcript)
75Next Steps in Research and Evaluation
- Currently, no tools/datasets for examining
individual nurses practice and outcomes in
relation to education/experience that permit
direct comparisons/evaluations of educational
models - Major challenge to be addressed
76The Challenges of Nursingin the Academy
- Challenges of educating clinicians
- for meeting healthcare needs of very complex
societies in changing healthcare systems - equipping them for lifelong learning
- Adding more is decreasingly an
optionfundamental reworking is necessary (at
least in North America) - Scholarly imperativefiguring out personnel mix
in Schools of Nursing and designing manageable
jobs to allow top-flight student experiences and
permit nurse academics to meet the institutional
expectations
77ConclusionPutting It Together and Making It
About Patients
78Scenario
- September, 2000 17-year-old patient with
neurological complications of sickle-cell
disease, undergoes gallbladder surgery at
internationally-renowned pediatric hospital with
10-week-old preop bloodwork - returns to general surgical floor from recovery
room, initially under the care of an RN trained
in a well-regarded BSN program with one year of
experience (who has been assigned 5 patients) - preponderance of nurses working on floor had less
than three years experience, and there was an
exodus of experienced nurses from the ward
since October, 1999
79Scenario (Contd)
- 2 hour delay in transfer from recovery room.
320 p.m. 45 minutes after admission to floor,
HR and RR elevated, BP 80/40 - Testimony of RN at coroners inquest "I did not
realize how serious her blood pressure was. I did
realize her blood pressure was low and it was not
normal." - RN continues to record worsening VS (not BP) at
prescribed intervals, patient develops cold hands
and feet
80Scenario (Contd)
- 6 p.m.--Electronic monitor begins sounding
nurses disregard it, believing readings to be in
error - Around 6 p.m.--Surgeon visits patient, standing
in doorway, chatting with patients mother, and
then leaving without physically examining the
teen, reading a vital-signs chart close by, or
reviewing the read-outs on her heart and breath
monitors - 750 p.m.--Nurses respond to respiratory rate
alarm - 800 p.m.--Patient goes into cardiac arrest and
dies - Cause of death six hours after admission
Postoperative hemorrhage
81Unhelpful (and erroneous) explanations
- A focus on individual practitioners, their
qualifications, and what they did or didnt do at
specific moments - Shame and blame
- The second victim
- Treating symptoms
- A focus on specific procedures and regulations
heeded or not heeded alone
82What elements might explain what
happened?Possible Root Causes 1
- Staffing levels relative to patient needs
- Staff mix (levels of experience)implications for
recruitment and retention - Opportunities for senior clinical staff to assist
less experienced nurses - Staff development issues
- NURSE HUMAN RESOURCES IN A BROAD SENSE (not
staffing numbers alone)
83What other elements might explain what
happened?Possible Root Causes 2
- Maintaining high level of suspicion for rare, but
potentially fatal complications in a busy,
intense environment - Team functioning--overlapping functions,
cross-checking, building in redundancies to build
in safety - Climate, culture and resources to remain
patient-focused in context of heavy demands - SAFETY CLIMATE, INTER- AND INTRAPROFESSIONAL
COMMUNICATION
84Another Case, This OneFrom the U.K. in 1998
- 54-year-old woman undergoes hysterectomy
- Registered nurse patient ratio on postsurgical
floor 301 - Patient experiences severe internal bleeding when
arterial ligature slips and detection is delayed
heart attack and brain death - 2 d postoperatively, life support discontinued
- See Nursing Standard, September 6 2006, p. 16
85Successful Rescues When Complications Arise
- Surveillance
- Interpreting cues
- Taking appropriate immediate actions
- Bringing the right personnel to the bedside
- Instituting appropriate definitive corrective
treatment in time
Clarke Aiken, 2003
86Surveillance in Practice
Intervention
Yes
Assessment Patient condition and potential
for complications (frequency and risk)
Plan Assessment parameters and frequency
of assessments
Implementation Surveillance and interpretation of
cues
Abnormalities Correction needed?
No
Regular review With passage of time Change of
settings Handover, etc.
87Abnormal assessment findings needing correction
Establish immediate priorities
No
Immediate actions
Reestablish surveillance with new data
Inform other clinicians
Problem resolved?
Yes
Collaborative actions
Intervention Phase
88Package of Work Environment Issues Associated
With Rescue
- Basic staff competencies
- Experience issuesopportunities for oversight of
less experienced nurses care - Culture of clinical practice style
- Staffing levels
- Unit physical layout
- Policies/procedures for adjusting staffing
- Culture of interprofessional interactions
- Resources for rescue (equipment/personnel)
- Dealing with the rare/unusual or off-service
care
89Recent Patient Safety Events in North
America--Importance of Systems Thinking
- Labor and delivery unitMadison, Wisconsin
- A 16-year-old dies in labor when a bag with
epidural anesthetic is connected to her IV line
instead of the prescribed antibiotic experienced
nursefatigue implicated in the event - Neonatal ICUIndianapolis
- 3 infants die from heparin overdoses
- Adult dose vials of heparin mistakenly delivered
to the unit by a pharmacy technician - Emergency DepartmentWaukegan, Illinois
- 47 year old woman with 10/10 Chest pain, nausea
made to wait 15 minutes to be triaged and 2 hours
in the waiting room before being seen died an
hour later - Quebec, Canada
- Report on 12 deaths from respiratory depression
following the use of narcotic analgesics in
otherwise healthy adults under 50 over a 10-year
period coroner directly attributed 8 to failure
of nurses to adequately monitor patientsHigh
profile news stories
90Another Case, This OneFrom the U.K. in 1998
- 54-year-old woman undergoes hysterectomy
- Registered nurse patient ratio on postsurgical
floor 301 - Patient experiences severe internal bleeding when
arterial ligature slips and detection is delayed
heart attack and brain death - 2 d postoperatively, life support discontinued
- See Nursing Standard, September 6 2006, p. 16
91 In the end
- Education is a critical piece of the puzzle
- as are adequate staffing levels
- as is a positive work environment
- Front-line workers cover non-nursing tasks
- Clinical resource nurses/specialists
- Collegial relations with physicians and other
workers and professionals - Support of front-line nurses by
managers/administrators - Profile of nursing in the institution/facility
- Orientation, lifelong learning
- Quality measurement and improvement
- All are needed to get optimal patient outcomes
and to retain staff
92- Without good and careful nursing many must
suffer greatly, and probably perish, that might
have been restored to health and comfort, and
become useful to themselves, their families, and
the public, for many years after.
Benjamin Franklin (1751)
93sclarke_at_nursing.upenn.eduhttp//www.nursing.upen
n.edu/chopr