Fca Application - PowerPoint PPT Presentation

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Fca Application

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We created FCA ASSIST because since the Financial Services Act 2012 came into force on the 1st April 2013, a new regulatory framework is in place in the United Kingdom for the regulation of the financial services industry, to include Banks, Consumer Credit Organisations, Insurance providers and any other organisation connected with the provision of financial services. – PowerPoint PPT presentation

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Title: Fca Application


1
Fca regulation
2
  • We created FCA ASSIST because since the Financial
    Services Act 2012 came into force on the 1st
    April 2013.
  • A new regulatory framework is in place in the
    United Kingdom for the regulation of the
    financial services industry, to include Banks,
    Consumer Credit Organisations.
  • Insurance providers and any other organisation
    connected with the provision of financial
    services.

3
  • Many consultants are hired who work for FCA and
    they are termed as FCA compliance consultants.
  • These consultants give compliance advice to their
    customers on the topic of financial adviser firms
    i.e. how to invest and how to increase the
    profit.
  • We have a complete knowledge of solving
    compliance issues. We provide a complete
    compliance support that covers all the compliance
    obligations that took place in investment firm.

4
  • We are here to hire and looking for an FCA
    compliance consultant.Our FCA compliance
    consultants who are already working with us are
    highly experienced in their respective field.
  • Our consultant team provide high standard
    services to their clients.
  • They share their experience and knowledge with
    you wheneverrequired.
  • We provide FCA compliance consultancy services
    to various FCA regulated firms.

5
  • We deal with small as well as medium sized
    financial firms that help to meet FCA ongoing
    compliance obligations.
  • Our consultants follow the rules set by FCA
    Regulation and thus provide expert advice to
    their clients.
  • We have well experience to tackle all the
    consultancy services such as handle acquisitions,
    client money and sale, prepare regulations, legal
    status, etc.

6
Purpose of FCA compliance consultants
  • Handle all the complaints related to finical firm
    in the mostefficient manner
  • Can recruit new advisers and get them FCA
    authorized
  • Maintain relationship of their clients with FCA
  • Handle and maintain competence scheme with RDR
    complaint training
  • Operate new and effective range of outsourced
    compliance scheme
  • Explore acquisitions and their mergers
  • Manage complete capital adequacy

7
More Details
  • Address
  • 113a Jermyn Street 
    St James,  London 
    SW1Y 6HJ ENGLAND
  • Phone 44 02070788866
  • Email contactus_at_fcaassist.co.uk
  • Website http//www.fcaassist.co.uk

8
THANK YOU
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