FCA Enforcement Guide

1
Financial Regulation
2

• The function of the regulatory systems
  in the UK Financial deals is crucial. We can't
  ignore their factor in UK Finance. There are
  actually numerous regulatory systems for UK
  Finance and Auditing. Some of them are pointed
  out here.

3

• A non governmental independent company called the
  Financial Services Authority is accessible in the
  UK. This UK Finance organization is invested by
  the financial services industry. The guidelines,
  plans, and principles of the UK Finance company
  are clear and open. It is invested by the
  organizations that it controls.
• The website of this company has information for
  customers on their proper rights and FCA Platform
  Service Providers. It also provides details on
  the financial products obtainable. The financial
  services sector in the UK is controlled by FSA.
  They have enforcement powers and investigative
  powers. They've the strength to control deposit
  taking, Insurance investments, and Mortgage
  lending and general insurance guidance.

4

• Financial Ombudsman Service is one more company
  that helps the consumers to resolve any UK
  Finance conflicts with the financial companies in
  UK. Issues about Banking services, credits cards,
  endowment policies, health and private medical
  insurance, mortgages, motor insurance, and
  National Savings Investments could be completed
  with the support of FCA Service Company.
• In addition, they help you on problems about
  financial savings plan and accounts, stocks and
  shares, and travel insurance. For further
  information on the types of coverage that is
  completed by them you are able to visit their
  website.
• Just before you approach them for dealing with
  the issues it is much better you issue to the
  involved organization first. If the issue is not
  fixed by the company then you can solution the
  Financial Ombudsman Service for service.

5

• The public confidence workplace is another
  regulatory body associated to UK Finance that
  helps individuals to manage their money and
  property.
• The audit commission is a different independent
  regulating body that is accountable for tracking
  whether the public money is spent financially and
  effectively. Successful investing is supervised
  in government services, housing and health
  services.
• Flame and recovery services and criminal justice
  services are also supervised for investing of the
  Financial Services Authority.

6

• For More information Visit us

• Company Name FCA Assist
• Address 113a Jermyn Street
• St James,
• London
• SW1Y 6HJ
• ENGLAND.
• Phone [phone]
• Email contactus_at_fcaassist.co.uk

7
THANK YOU...