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Week 12. Acquirers and questions

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Title: Week 12. Acquirers and questions


1
GRS LX 700Language Acquisition andLinguistic
Theory
  • Week 12.Acquirers and questions

2
English wh-questions
  • What will John bake?
  • Two components to forming a (main clause)
    wh-question (in English)
  • Move a wh-word to SpecCP.
  • Move T to C (Subject-Aux InversionSAI)

3
Question formation
  • Declarative John will buy coffee.
  • Wh-inversion What will John buy?
  • Wh-fronting What will John buy?
  • Yes/No-inversion Will John buy coffee?
  • Greenberg (1963)
  • Wh-inversion implies Wh-fronting.
  • Yes/No-inversion implies Wh-inversion.

4
Wh-inversion?Wh-fronting
  • English, German Both.
  • What will John buy?
  • Japanese Korean neither.
  • John will buy what?
  • Finnish Wh-fronting only.
  • What John will buy?
  • Unattested Wh-inversion only.
  • Will John buy what?

5
Y/N-inversion?Wh-inversion
  • English Both
  • Will John buy coffee? What will John buy?
  • Japanese Neither
  • John will buy coffee? John will buy what?
  • Lithuanian Wh-inversion only.
  • John will buy coffee? What will John buy?
  • Unattested Y/N-inversion only.
  • Will John buy coffee? What John will buy?

6
Universals and parameters
  • Even if its not completely clear what accounts
    for the implicational universals, inversion and
    wh-fronting do seem to be independent.
  • A kid needs to learn what his/her language does
    in each domain.
  • Wh-inversion implies Wh-fronting Perhaps the
    only reason youd move T to C is to get a wh
    feature originally on T into a position where it
    can be checked by a wh-word in SpecCP
    (Wh-criterion, see Guasti).
  • Y/N-inversion implies Wh-inversion ?

7
Kids get these parameters down early
  • Guasti (2000) Adam, Eve, and Sarah pretty much
    never left wh-words in situ, and when they did it
    was generally in a (grammatical) echo question.
  • Same with inversion, there seem to be very few
    (on the order of 1) errors of non-inversion in
    German, Italian, Swedish.
  • Yet Bellugi (1971)very famouslyseemed to find
    something different in English Stages
  • SAI in yes-no questions, not in wh-questions
  • Notice this runs counter to Greenbergs univeral.
  • SAI in positive questions, not in negative
    questions.

8
Kuczaj Maratsos (1983)
  • Kids seem to learn auxiliaries one by one they
    appear at different times.

Form Abe Abe Ben Ben
Form Uninv Inv Uninv Inv
can 25 211 26 210
is (cop) 27 31 24 28
are (cop) 29 30 27 210
is (aux) 30 30 27 31
are (aux) 30 31 210 30
will 30 31 210 210
9
Kuczaj Maratsos (1983)
  • Each auxiliary seems be first used outside of
    inversion contexts, only later in inversions

Form Abe Abe Ben Ben
Form Uninv Inv Uninv Inv
can 25 211 26 210
is (cop) 27 31 24 28
are (cop) 29 30 27 210
is (aux) 30 30 27 31
are (aux) 30 31 210 30
will 30 31 210 210
10
Kuczaj Maratsos (1983)
  • Only correctly inverted verbs (auxiliaries)
    appear in child speech (no inversion of main
    verbs)

Form Abe Abe Ben Ben
Form Uninv Inv Uninv Inv
can 25 211 26 210
is (cop) 27 31 24 28
are (cop) 29 30 27 210
is (aux) 30 30 27 31
are (aux) 30 31 210 30
will 30 31 210 210
11
A famous non-result SAI in YNQs before SAI in
whQs
  • Adam At a certain point, inversion appears in
    yes-no questionsbut inversion with wh-questions
    is still infrequent. Soon afterwards, inversion
    is frequent for both types of questions.

YNQs YNQs WhQs WhQs
Inv Uninv Inv Uninv
30 0 1 0 3
35 198 7 9 22
38 33 5
12
A famous non-result SAI in YNQs before SAI in
whQs
  • Problem is, seems to be true of Adams files, but
    not true generally
  • Several later studies with better sampling show
    no identifiable stage where yes-no questions
    invert while wh-questions dontin fact, even the
    frequency doesnt go in one direction for all
    kids.

13
Stromswold (1990, table 5.5) of inversion WHQ
vs.YNQ
Child WH YN Child WH YN
Adam 88.3 96.6 Nathan 60.1 46.2
Allison 85.7 100 Nina 98.5 93.9
April 91.7 94.1 Peter 92.1 98.5
Eve 95.5 87.2 Ross 99.3 97
Mark 97.9 97.6 Sarah 92.9 91.9
Naomi 96.2 94.2 Shem 95.6 79
MEAN 93 93.7
14
Conclusion really seems to be
  • Kids will sometimes fail to invert.
  • Kids will sometimes fail to invert more in one
    construction (e.g., wh-questions) than in another
    (e.g., yes/no-questions), but which one gets the
    advantage seems to vary by kid.

15
SAI errors doubling
  • A double-auxiliary error, both an inverted and an
    un-inverted auxiliary
  • Why did you did scare me?
  • How can he can look?
  • A double-tensing error (where an auxiliary
    moves to I but the verb surfaces with tense).
  • What did you bought?
  • What did you did?

16
Doubling errors
  • Are the kids pronouncing a loud trace of
    (head-)movement? (Are they moving the auxiliary
    but failing to leave the trace unpronounced?)
    That would be interesting.
  • Are they just forgetting what they are trying to
    say midway through and blending two structures?
    (one with and one without movement)

17
Nakayama (1987)
  • The longer the subject is, the more likely a kid
    is to make a doubling error the length of the VP
    makes no difference.
  • Is the boy who is watching Mickey is happy?
  • Looks like blending, rather than the (more
    interesting) loud trace idea Common error
    type
  • Is the boy who is watching M, is he happy?

18
Inversion in negation
  • Guasti, Thornton Wexler (BUCLD 1995) looked at
    doubling in negative questions.
  • Previous results (Bellugi 1967, 1971, Stromswold
    1990) indicated that kids tend to invert less
    often in negative questions.
  • First True?
  • Second Why?

19
GTW (1995)
  • Elicited negative questions
  • I heard the snail doesnt like some things to
    eat. Ask him what.
  • There was one place Gummi Bear couldnt eat the
    raisin. Ask the snail where.
  • One of these guys doesnt like cheese. Ask the
    snail who.
  • I heard that the snail doesnt like potato chips.
    Could you ask him if he doesnt?

20
GTW (1995)
  • Kids got positive questions right for the most
    part.
  • 88 of kids wh-questions had inversion
  • 96 of kids yes-no questions had inversion
  • Except youngest kid (38), who had inversion only
    42 of the time.
  • Kids got negative declaratives right without
    exception, with do-support and clitic nt.

21
GTW (1995)
  • Kids got lots of negative wh-questions wrong.
  • Aux-doubling
  • What kind of bread do you dont like? (310)
  • Neg Aux doubling
  • Why cant she cant go underneath? (40)
  • No I to C raising (inversion)
  • Where he couldnt eat the raisins? (40)
  • Not structure
  • Why can you not eat chocolate? (41)

22
GTW (1995)
  • But kids got negative subject wh-questions right.
  • which one doesnt like his hair messed up? (40)
  • as well as how-come questions.
  • How come the dentist cant brush all the teeth?
    (42)
  • Re Not structure
  • Why can you not eat chocolate? (41)
  • Kids only do this with object and adjunct
    wh-questionsif kids just sometimes prefer not
    instead of nt, we would expect them to use it
    just as often with subject wh-questions.

23
GTW (1995)
  • So, in sum
  • Kids get positive questions right
  • Kids get negative declaratives right
  • Kids get negative subject questions right.
  • Kids get negative how-come questions right.
  • Kids make errors in negative wh-questions where
    inversion is required. Where inversion isnt
    required (or where the sentence isnt negative),
    theyre fine.

24
GTW (1995)
  • The kids errors all seem to have the character
    of keeping negation inside the IP.
  • What did he didnt wanna bring to school? (41)
  • What she doesnt want for her witchs brew? (38)
  • Why can you not eat chocolate? (41)
  • Why cant she cant go underneath? (43)
  • GTW propose that this is a legitimate option
    citing Paduan (Italian dialect) as a language
    doesnt allow neg-gtC.

25
GTW (1995)
  • Re subject and how come questions
  • In a subject question, we dont know that the
    subject wh-word got out of IPmaybe kids left it
    in IP heck, maybe even adults do.
  • Who left?
  • Who did leave?
  • How come questions dont require SAI in the adult
    language./?
  • How come John left?
  • How come did John leave?

26
Auxless questions
  • Guasti (2002) discusses questions like
  • Where Daddy go? (Adam 23)
  • What I doing? (Eve 20)
  • By making some assumptions (inherited from
    Rizzi), Guasti finds these problematic.
    Wh-movement requires SAI, so what moved to C?
  • Specifically, wh-movement depends on SAI, which
    happens because wh starts on T and must move
    to C so it can be in a Spec-head relation with
    the wh-word in SpecCP. Also subject questions
    need no inversion on this story.

27
Auxless questions
  • Auxless questions are relatively common among
    wh-questions in the 2-4 age range.
  • Guasti/Rizzis suggestion An auxiliary at the
    head of the root can be null (similar to the null
    subject story). For adults, the head of the root
    is ForceP, but for kids it might be lower (FocP,
    where wh-words go).
  • Kids who might otherwise say What I doing? will
    nevertheless not say Who laughing?. Subject
    wh-questions seem immune from auxiliary drop.
  • The Guasti/Rizzi explanation is pretty contrived,
    actually. The aux need not proceed as high as
    FocP for subject questions, so it ends up not
    being highest.
  • Not really any clear alternative, though

28
Early, early wh-questions
  • There may be an early formulaic stage where
    kids ask questions by just asking Wh(s) NP?.
  • OGrady (1997) Because of their formulaic
    character, it seems reasonable to treat these
    utterances as instantiations of a simple template
    rather than the product of whatever mechanism
    forms wh-questions in the adult grammar.
  • But why? We already have lots of reason to think
    young kids know a lot about adult grammar by
    then What is simpler about a simple template?

29
Wh-subjects and wh-objects
  • Is there a difference in the timing of emergence
    between subject wh-questions and object
    wh-questions? In English, there is an apparent
    difference in complexity (distance of movement,
    SAI).

30
Early, early, early wh-questions
  • Seidl and Hollich (2003) looked at headturn
    preferences in really young kids.
  • Minimizes demands of task
  • Use looking preferences to answer wh-questions.
  • What hit the apple?
  • What did the apple hit?
  • Where is the apple?

31
Seidl et al.
  • Kids saw a little simplistic computer-generated
    movie where, e.g., a book hit some keys.
  • Then there were two screens presented side by
    side, one with a book displayed, one with keys
    displayed.
  • What hit the keys? (book)
  • What did the book hit? (keys)
  • Where is the book? (book)

32
Seidl et al.
  • Graph shows differences (target minus
    non-target).
  • 20-month-olds seemed quite capable of
    comprehending all three kinds.
  • 15-month-olds couldnt do objects 13-month-olds
    couldnt do any.

33
Processing, structural distance
  • The distance between the base and derived
    positions for an object wh-word is greater than
    the distance between the base and derived
    positions for a subject wh-word.
  • Whati did IP John VP buy ti ?
  • Whoi IP ti VP bought coffee ?

34
Processing, structural distance
  • Re preference for subject wh-questions perhaps
    kids are sensitive to the number of phrases a
    moving wh-phrase has to escape. This also makes
    other predictions
  • Whati will IP Sue VP read ti ?
  • Whati will IP Sue VP talk PP about ti ?
  • Whati will IP Sue VP read NP a book PP
    about ti ?

35
Hildebrand (1987)
  • Tested (fairly old) kids on a paradigm of
    wh-questions of varying depth to see if more
    embedded wh-words are harder.
  • In a repetition task (4-10 year olds), it was
    almost uniformly true that the more deeply
    embedded the wh-word was, the more errors the
    kids made trying to repeat it.

36
But wait
  • So kids make more errors extracting from more
    deeply embedded structures. Is this a fact about
    the acquisition of wh-movement? Or is it just a
    fact about language processing in general?
  • What do adults do?
  • My guess Even for adults, the more complex
    structures are (marginally) harder to process.
    Certainly true for subject vs. object relative
    clauses (the man who _ left vs. the man who I met
    _).
  • Cf. NPAH later.

37
Does child wh-movement obey the adult rules for
wh-movement?
  • When the kids ask wh-questions, what structures
    are they using? Are they like the adult
    structures? If not, how are they different? Are
    they performing movement? Are there traces? Do
    the movements obey constraints (e.g., wh-island,
    ECP, )?

38
Do kids have wh-traces in their wh-questions?
  • How do they perform on wanna-contraction?
  • Who do you want to help t?
  • Who do you wanna help t?
  • Who do you want t to help you ?
  • Who do you wanna / t help you ?
  • Crain Thornton (1991) studied this

39
Crain Thornton (1991)
  • There are three guys in this story Cookie
    Monster, a dog, and this baby. One of them gets
    to take a walk, one gets to take a nap, and one
    gets to eat a cookie. The rat gets to choose who
    does each thing. So one gets to take a walk,
    right? Ask Ratty who he wants.
  • Kid Who do you want to take a walk?

40
Crain Thornton (1991)
  • The kids (210 to 55) all knew the wanna
    contraction rule
  • 59 of the time kids contracted to wanna with
    object questions (as allowed)
  • 4 of the time kids contracted to wanna with
    subject questions (out for adult)

41
The ECP and argument-adjunct asymmetries
  • Moving a wh-word out of a wh-island is better or
    worse depending on whether the wh-word is an
    argument (subject or object) or an adjunct.
  • How did he ask wh where to fix the car t ?
  • What did he ask wh how to fix t ?

42
De Villiers, Roeper, and Vainikka (1990)
  • Kid takes a shortcut home, rips dress, that
    night, kid tells parent about dress
  • When did she say t she ripped her dress t?
  • at night that afternoon
  • When did she say t wh how she ripped her dress t
    t ?
  • at night that afternoon
  • 3-6 year-olds allow short and long distance
    questions for complement clauses, dont like long
    distance adjunct questions out of wh-islands

43
De Villiers, Roeper, and Vainikka (1990)
  • And kids make the argument-adjunct distinction
    the ECP makes for adults
  • No wh-island, arguments/adjuncts both take long
    distance interpretation about 30-40 the time
  • Argument wh-island, neither argument nor adjuncts
    can move out (2-8 LD)
  • Adjunct wh-islands, arguments can move out (30
    LD) but not adjuncts (6 LD).

44
Again, kids have a lot rightbut what do they
have wrong?
  • When kids make a mistake with a question like
  • When did she say how she ripped her dress?
  • it will often be that they answer something like
    climbing over the fenceanswering the question
    How did she say t she ripped her dress? instead.

45
What are kids doing when they answer a medial
wh-word?
  • Are they answering the last wh-word they saw?
  • Kids dont answer medial wh-words in yes-no
    questions.
  • Did Mickey tell Minnie what he bought?
  • Kids dont answer wh-words in relatives.
  • How did you meet the man who sang?

46
German partial wh-movement?
  • Kids have been observed to produce questions with
    an initial wh-word and a lower copy.
  • What do you think whats in her hat?
  • What do you think is in her hat?
  • What do you think where the marble is?
  • Where do you think the marble is?
  • What do you think what Cookie Monster eats?
  • What do you think Cookie Monster eats?

47
German partial wh-movement?
  • Was hat er gesagt wie er das Kuchen machen
    kann ?
  • What has he said how he the cake make can
  • How did he say he could make the cake?
  • Are kids treating the upper wh-word like a scope
    marker? (Are they speaking German?)
  • Hard to say with confidence, but its an
    interesting possibility. German partial
    wh-movement does have certain restrictions.
    Thornton (1990) and van Kempen (1997) showed that
    kids do this only out of finite clauses, and
    German only allows partial movement out of finite
    clauses too.

48
Processing constraints?
  • OGrady (last years textbook) suggests that
    another reason why kids might answer the
    intermediate wh-word is that theyve already
    forgotten the matrix clause (citing Phinney 1981,
    who found that 3-year olds often delete the
    matrix subject and verb when repeating biclausal
    sentences).
  • Kids dont answer a medial wh-word in a yes-no
    question, though..?

49
Speaking Irish? French?
  • Another crosslinguistic analogy we could make is
    to Irish, French, and other languages that seem
    to show a certain amount of wh-agreement when a
    wh-word passes through SpecCP.
  • Ceapann tú go bhuailfidh an píobare an
    t-amhrán.think you that play.fut the piper the
    songYou think that the piper will play the
    song.
  • Caidé aL cheapann tú aL bhuailfidh an
    píobare?what WH think you WH play.fut the
    piperWhat do you think the piper will play?
  • Je crois que Marie est partie.
  • Qui crois-tu qui et partie?

50
Speaking Irish? French?
  • So, perhaps the kids non-adult use of
    intermediate wh-words is actually a mis-analysis
    of English.
  • First, they suppose it is Irish, and the
    intermediate wh-words are the pronunciations of
    agreeing complementizers.
  • A medial wh-word is never a whole wh-phrase. A
    head?
  • Then, they suppose it is French, and limit the
    agreement to subject wh-words.
  • Sometimes production goes from SO medial
    wh-questions to just S.
  • Then, they get to English.

51
Other constraints on wh-movement from 3-5 year
olds
  • They reject adjunct extraction from NP
  • Howi did the mother see his riding ti?
  • But they allow argument extraction?
  • Whoi did the mother show his copying ti ?
  • This is de Villiers example seems ambiguous to
    me between extraction and non-extraction
    readings. Better might be What did the mother
    show his eating?
  • They reject adjunct extraction from rel. clause
  • Howi did the woman who knitted ti swim?
  • And reject extraction from temporal adjuncts
  • Who did the elephant ask before helping ti ?

52
Superiority 3-5
  • Adults
  • Whoi ti slept where?
  • Wherei did who sleep ti ?
  • And the kids seem to have that down cold. (Kid
    Its better if I start.)
  • (from deVilliers and Plunkett, unpublished as of
    1995?)

53
That-trace?
  • Who did the pig believe that swam in the pond?
  • Kids opt for the interpretation where the
    questions asks which, of the animals the pig
    believes, swam.
  • Kids dont go at all for the interpretation which
    entails a violation of that-trace (the pig
    believed that who swam)
  • (Phinney 1981)
  • This is sort of mysterious, since languages
    differ as to whether they respect the that-trace
    filter.

54
That-trace?
  • Some conflicting results?
  • Thornton (1990), production experiment found
    that-trace violations 18 of the time subject
    wh-questions were used.
  • McDaniel, Chiu and Maxfield (1995) found an
    acceptance rate of 24 for that-trace effects.

55
Grammar vs. Preferences
  • These experiments are really testing preferences
    not grammaticality. If they prefer the that-less
    variant, we wont see that-trace violations even
    if they are strictly grammatical for the kid.
  • Just because a structure is dispreferred (for
    whatever reasonfrequency, difficulty, etc.) does
    not mean that it is ungrammatical in the childs
    grammar.
  • Preferences are not the best route to discovering
    the properties of child grammar, though its hard
    to design grammaticality judgment experiments..

56
Questioning out of quotations
  • Adult languages generally can not question out of
    a quotation
  • Whati did the boy say Can I bring ti ?
  • But English, French and German kids (3-6 years)
    seem to allow it.
  • Why?

57
Correlates to questioning out of quotations
  • Kids may not quite grasp the quotation yet.
  • A significant proportion of kids around the same
    age range allow co-reference between a pronoun in
    the quotation and the subject
  • Hei can sit here said Mickeyi.
  • Perhaps, it has more to do with the fact that it
    requires getting into someone elses head

58
False beliefs
  • Kids before a certain age (usually before 4) seem
    unable to take another persons perspective
  • Little rabbit puts carrot in red basket, leaves.
    Mother rabbit comes in, moves carrot to blue
    basket. Little rabbit comes back. Where does he
    look for the carrot?
  • Some kids will answer the blue basketunable to
    see that the little rabbit shouldnt have known.

59
False beliefs quotations
  • Those same kids who answered blue basket were
    also those who would do this
  • Mother bought cake, but wanted to surprise girl.
    When asked, mother claimed to have bought paper
    towels.
  • What did Mother say she bought?
  • The blue basket kids answer cake.

60
False beliefs quotations
  • So, perhaps it is understanding what a quotation
    is that is allowing kids to extract from
    themthey treat a quotation as a regular clausal
    complement.

61
Weak islands
  • In the adult language, there is a certain
    configuration which seems to create an island for
    movement of wh-adjuncts, which arguably has to do
    with the logical meaning.
  • Coming by train is a subset of the events coming.
  • John said Mary was coming by train implies John
    said Mary was coming.

62
Weak islands
  • In weak islands the implication fails
  • Negation
  • John didnt say Mary was coming by train.
  • John didnt say Mary was coming.
  • Factives
  • John forgot Mary was coming by train.
  • John forgot Mary was coming.
  • With quantificational adverbs
  • John often eats grapes with a fork.
  • John often eats grapes.

63
Weak islands
  • And in those cases, you cant extract wh-adjuncts
    in the adult language.
  • Whyi did John say (ti) that Mary left (ti)?
  • Whyi did John forget (ti) that Mary left (ti)?
  • Whyi didnt John say (ti) that Mary left (ti)?
  • Whyi does John often say (ti) that Mary left
    (ti)?

64
Weak islands
  • Four-year-olds have been observed to fail on the
    implication
  • Jim forgot that his aunt was arriving by train,
    so he went to the bus station to pick her up Did
    Jim forget that his aunt was coming?
  • Yes!
  • Guess They havent gotten the implication
    pattern down for these non-monotonic-increasing
    environments.

65
Weak islands
  • Now If kids havent gotten the implication
    pattern, and if the implication pattern is
    implicated in the islandhood, do kids fail to
    observe weak islands just when they also fail on
    the implication pattern?
  • Philip and de Villiers (1992) looked into this

66
Philip and de Villiers (1992)
  • Kids never allow LD association out of a
    wh-island (they obeyed the purely syntactic
    constraint).
  • Whyi did the mother ask what he made ti ?
  • The other facts were generally in support(de
    Villiers 1995) of the conclusion that where kids
    fail to make the inferences required by
    non-monotone-increasing environments, they also
    fail to treat them as movement islands.

67
Multiple questions
  • A fair amount of theoretical work has concerned
    the treatment of multiple wh-questions.
  • E.g., the wh-typology English (move one) vs.
    Japanese (move none) vs. Bulgarian (move all).
  • What do kids do with them?
  • Well, but thats lunacyadults barely use them,
    how are we going to find out about kids?

68
Grebenyova (2005)
  • Russian as a multiple-movement language
  • chto kuda Smurf polozhil?What where S put?
  • Interpretation
  • PL (Pair-list) Who invited who for dinner?
  • SP (Single pair) Which diplomat invited which
    journalist? Who invited the roommate of who for
    dinner?
  • Who invited who for dinner?
  • English, Russian PL, SP
  • Serbo-Croatian, Japanese PL, SP

69
Grebenyova (2005)
  • Ok, lets check CHILDES (parental speech).
    Varvara (17-211).
  • 737 single questions.
  • 1 multiple question.
  • kto tebe chto podaril ?Whonom you whatacc gave?
  • Not very much input here.

70
Grebenyova (2005)
  • Attempts to elicit multiple interrogatives.
  • Story 3 characters each hide a different thing.
  • Characters and items not in a natural category
  • Avoiding Which x hid which Y? Who hid which X?
    Which x hid what?
  • Add a character who doesnt hide anything (and
    pointing that out).
  • Avoiding What did everyone hide?
  • Not mentioning the names of the characters in the
    lead-in
  • Avoiding What did they hide?
  • First time single question. Decide to ask a more
    difficult question next time.

71
Grebenyova (2005)
  • And it worked Kids (and adult controls) produced
    multiple wh-questions in PL contexts (but not SP
    contexts) about a third of the time in English,
    about half the time in Russian.
  • Syntax English kids did it like adults. Russian
    kids 15 of the time did it like English
    kids/adults
  • Kto sprjatal chto?Who hid what

72
Grebenyova (2005)
  • Tried non-subjects and adjuncts to figure out
    more about the syntax
  • Who hid what?
  • Who did Lizard give what?
  • Who did the dog find where?
  • Found some wh-in-situ for kids, both notably both
    for kids and adults found about two-thirds
    multiple fronting and one-third partial fronting
  • Kogo sobaka gde nashia?Who dog where found
  • Perhaps (for wh-in-situ but partial fronting?)
  • Acquisition of focus?
  • Mixed/confusing input (which phrases can stay in
    situ)?

73
?
  • ? ?
  • ?
  • ? ?
  • ? ?
  • ?
  • ?

74
Stepping back a bit
  • Lets take some time to look at a few results
    coming out of an earlier tradition, not strictly
    Principles Parameters (and not covered by
    White) but still suggesting that to a certain
    extent L2 learners may know something (perhaps
    unconsciously) about what Language is like
    (which is a certain way we might characterize the
    content of UG).

75
Typological universals
  • 1960s and 1970s saw a lot of activity aimed at
    identifying language universals, properties of
    Language.
  • Class of possible languages is smaller than you
    might think.
  • If a language has one property (A), it will
    necessarily have another (B).
  • AB, AB, AB but never AB.

76
(Typological) universals
  • All languages have vowels.
  • If a language has VSO as its basic word order,
    then it has prepositions (vs. postpositions).

VSO? Adposition type Yes No
Prepositions Welsh English
Postpositions None Japanese
77
Markedness
  • Having duals implies having plurals
  • Having plurals says nothing about having duals.
  • Having duals is markedinfrequent, more complex.
    Having plurals is (relative to having duals)
    unmarked.
  • Generally markedness is in terms of comparable
    dimensions, but you could also say that being VSO
    is marked relative to having prepositions.

78
Markedness
  • Markedness actually has been used in a couple
    of different ways, although they share a common
    core.
  • Marked More unlikely, in some sense.
  • Unmarked More likely, in some sense.
  • You have to mark something marked unmarked is
    what you get if you dont say anything extra.

79
Unlikeliness
  • Typological / crosslinguistic infrequency.
  • VOS word order is marked.
  • More complex constructions.
  • ts is more marked than t.
  • The non-default setting of a parameter.
  • Non-null subjects?
  • Language-specific/idiosyncratic features.
  • Vs. UG/universal features?

80
Berlin Kay 1969 Color terms
  • (On the boundaries of psychophysics, linguistics,
    anthropology, and with issues about its
    interpretation, but still)
  • Basic color terms across languages.
  • It turns out that languages differ in how many
    color terms count as basic. (blueish,
    salmon-colored, crimson, blond, are not basic).

81
Berlin Kay 1969 Color terms
  • The segmentation of experience by speech symbols
    is essentially arbitrary. The different sets of
    words for color in various languages are perhaps
    the best ready evidence for such essential
    arbitrariness. For example, in a high percentage
    of African languages, there are only three color
    words, corresponding to our white, black, red,
    which nevertheless divide up the entire spectrum.
    In the Tarahumara language of Mexico, there are
    five basic color words, and here blue and
    green are subsumed under a single term.
  • Eugene Nida (1959)

82
Berlin Kay 1969 Color terms
  • Japanese (Japan)
  • Korean (Korea)
  • Pomo (California)
  • Spanish (Mexico)
  • Swahili (East Africa)
  • Tagalog (Philippines)
  • Thai (Thailand)
  • Tzeltal (Southern Mexico)
  • Urdu (India)
  • Vietnamese (Vietnam)
  • Arabic (Lebanon)
  • Bulgarian (Bulgaria)
  • Catalan (Spain)
  • Cantonese (China)
  • Mandarin (China)
  • English (US)
  • Hebrew (Israel)
  • Hungarian (Hungary)
  • Ibibo (Nigeria)
  • Indonesian (Indonesia)

83
Eleven possible basic color terms
  • White, black, red, green, yellow, blue, brown,
    purple, pink, orange, gray.
  • All languages contain term for white and black.
  • Has 3 terms, contains a term for red.
  • Has 4 terms, contains green or yellow.
  • Has 5 terms, contains both green and yellow.
  • Has 6 terms, contains blue.
  • Has 7 terms, contains brown.
  • Has 8 or more terms, chosen from purple, pink,
    orange, gray

84
Color hierarchy
  • White, black
  • Red
  • Green, yellow
  • Blue
  • Brown
  • Purple, pink, orange, gray
  • Even assuming these 11 basic color terms, there
    should be 2048 possible setsbut only 22 (1) are
    attested.

85
Color terms
  • BW Jalé (New Guinea) brilliant vs. dull
  • BWR Tiv (Nigeria), Australian aboriginals
    in Seven Rivers District, Queensland.
  • BWRG Ibibo (Nigeria), Hanunóo (Philippines)
  • BWRY Ibo (Nigeria), Fitzroy River people
    (Queensland)
  • BWRYG Tzeltal (Mexico), Daza (eastern Nigeria)
  • BWRYGU Plains Tamil (South India), Nupe
    (Nigeria), Mandarin?
  • BWRYGUO Nez Perce (Washington), Malayalam
    (southern India)

86
Color terms
  • Interesting questions abound, including why this
    order, why these elevenand there are potential
    reasons for it that can be drawn from the
    perception of color spaces which we will not
    attempt here.
  • The point is This is a fact about Language If
    you have a basic color term for blue, you also
    have basic color terms for black, white, red,
    green, and yellow.

87
Implicational hierarchy
  • This is a ranking of markedness or an
    implicational hierarchy.
  • Having blue is more marked than having (any or
    all of) yellow, green, red, white, and black.
  • Having green is more marked than having red
  • Like a set of implicational universals
  • Blue implies yellow Brown implies blue
  • Blue implies green Pink implies brown
  • Yellow or green imply red Orange implies brown
  • Red implies black Gray implies brown
  • Red implies white Purple implies brown

88
L2A?
  • Our overarching themeHow much is L2/IL like a
    L1?
  • Do L2/IL languages obey the language universals
    that hold of native languages?
  • This question is slightly less theory-laden than
    the questions we were asking about principles and
    parameters, although its similar
  • To my knowledge nobody has studied L2
    acquisitions of color terms

89
Question formation
  • Declarative John will buy coffee.
  • Wh-inversion What will John buy?
  • Wh-fronting What will John buy?
  • Yes/No-inversion Will John buy coffee?
  • Greenberg (1963)
  • Wh-inversion implies Wh-fronting.
  • Yes/No-inversion implies Wh-inversion.

90
Eckman, Moravcsik, Wirth (1989)
  • L1 Korean (4), Japanese (6), Turkish (4)
  • L2 English
  • Note L1s chosen because they are neither/neither
    type languages, to avoid questions of transfer.
  • Subjects tried to determine what was going on in
    a scene by asking questions.

91
Eckman, Moravcsik, Wirth (1989)
  • Example Y/N Qs
  • Did she finished two bottle wine?
  • Is Lou and Patty known each other?
  • Sue does drink orange juice?
  • Her parents are rich?
  • Is this story is chronological in a order?
  • Does Joan has a husband?
  • Yesterday is Sue did drink two bottles of wine?

92
Eckman, Moravcsik, Wirth (1989)
  • Example Wh-Qs
  • Why Sue didnt look solution for her problem?
  • Where Sue is living?
  • Why did Sue stops drinking?
  • Why is Pattys going robbing the bank?
  • What they are radicals?
  • What Sue and Patty connection?
  • Why she was angry?

93
Eckman et al. (1989)wh-inv?wh-fronting?result
s
Whinv Whfr
SM K 25 NO 100 YES
UA T 54 NO 100 YES
TS J 70 NO 100 YES
MK K 80 NO 100 YES
RO J 88 NO 100 YES
KO J 95 YES 100 YES
MH J 95 YES 100 YES
NE T 95 YES 100 YES
SI J 95 YES 100 YES
G T 100 YES 100 YES
MA T 100 YES 100 YES
ST J 100 YES 100 YES
TM K 100 YES 100 YES
YK J 100 YES 100 YES
94
Eckman et al. (1989)YN-inv.? wh-inv.?results
YNinv WHinv
SM K 8 NO 25 NO
MK K 38 NO 80 NO
YK J 51 NO 100 YES
TS J 67 NO 70 NO
TM K 83 NO 100 YES
RO J 85 NO 88 NO
BG T 86 NO 100 YES
MA T 88 NO 100 YES
UA T 91 YES 54 NO
KO J 93 YES 95 YES
MH J 95 YES 95 YES
NE T 100 YES 95 YES
SI J 100 YES 95 YES
ST J 100 YES 100 YES
95
Eckman, Moravcsik, Wirth (1989)
Yes/no inversion Wh-inversion Yes (VS) No (SV)
Yes (VS) 5 4
No (SV) 1 4
96
Eckmans Markedness Differential Hypothesis
  • Markedness. A phenomenon or structure X in some
    language is relatively more marked than some
    other phenomenon or structure Y if
    cross-linguistically the presence of X in a
    language implies the presence of Y, but the
    presence of Y does not imply the presence of X.
  • Duals imply plurals.
  • Wh-inversion implies wh-fronting.
  • Blue implies red.
  • (but what counts as a phenomenon or structure?)

97
Markedness Differential Hypothesis
  • MDH The areas of difficulty that a second
    language learner will have can be predicted on
    the basis of a comparison of the NL and TL such
    that
  • Those areas of the TL that are different from the
    NL and are relatively more marked than in the NL
    will be difficult
  • The degree of difficulty associated with those
    aspects of the TL that are different and more
    marked than in the NL corresponds to the relative
    degree of markedness associated with those
    aspects
  • Those areas of the TL that are different than the
    NL but are not relatively more marked than in the
    NL will not be difficult.
  • Notice that this is assuming conscious effort
    again. Perhaps it need not, depending on how you
    interpret difficulty but it seems like Eckman
    means it this way.
  • Another possible way to look at it is in terms of
    parameter settings and (Subset Principle
    compliant) defaults, coupled with a FT/FA type
    theory

98
MDH exampleWord-final segments
  • Voiced obstruents most marked Surge
  • Voiceless obstruents Coke
  • Sonorant consonants Mountain
  • Vowels least marked Coffee
  • All Ls allow vowels word-finallysome only allow
    vowels. Some (e.g., Mandarin, Japanese) allow
    only vowels and sonorants. Some (e.g., Polish)
    allow vowels, sonorants, but only voiceless
    obstruents. English allows all four types.

99
Eckman (1981)
Spanish L1 Spanish L1 Mandarin L1 Mandarin L1
Gloss IL form Gloss IL form
Bob b p Tag tæg
Bobby b bi And ænd
Red r?t Wet w t
Wet w t Deck d?k
Sick sIk Letter l?t r
Bleeding blidIn
c
e
c
e
e
e
e
100
MDH exampleWord-final segments
  • Voiced obstruents most marked Surge
  • Voiceless obstruents Coke
  • Sonorant consonants Mountain
  • Vowels least marked Coffee
  • Idea Mandarin has neither voiceless nor voiced
    obstruents in the L1using a voiceless obstruent
    in place of a TL voiced obstruent is still not L1
    compliant and is a big markedness jump. Adding a
    vowel is L1 compliant. Spanish has voiceless
    obstruents, to using a voiceless obstruent for a
    TL voiced obstruent is L1 compliant.

101
MDH and IL
  • The MDH presupposes that the IL obeys the
    implicational universals too.
  • Eckman et al. (1989) suggests that this is at
    least reasonable.
  • The MDH suggests that there is a natural order of
    L2A along a markedness scale (stepping to the
    next level of markedness is easiest).
  • Lets consider what it means that an IL obeys
    implicational universals

102
MDH and IL
  • IL obeys implicational universals.
  • That is, we know that IL is a language.
  • So, we know that languages are such that having
    word-final voiceless obstruents implies that you
    also have word-final sonorant consonants, among
    other things.
  • What would happen if we taught Japanese L2
    learners of English onlyand at the outsetvoiced
    obstruents?

103
Generalizing with markedness scales
  • Voiced obstruents most marked Surge
  • Voiceless obstruents Coke
  • Sonorant consonants Mountain
  • Vowels least marked Coffee
  • Japanese learner of English will have an easier
    time at each step learning voiceless obstruents
    and then voiced obstruents.
  • Butif taught voiced obstruents immediately, the
    fact that the IL obeys implicational (markedness)
    universals means that voiceless obstruents come
    for free.

104
Nifty!
  • Does it work? Does it help?
  • Answers seem to be
  • Yes, it seems to at least sort of work.
  • Maybe it helps.
  • Learning a marked structure is harder. So, if you
    learn a marked structure, you can automatically
    generalize to the less marked structures, but was
    it faster than learning the easier steps in
    succession would have been?

105
The Noun Phrase Accessibility Hierarchy
  • Keenan Comrie (1977) observed a hierarchy among
    the kinds of relative clauses that languages
    allow.
  • The astronaut (that) I met yesterday.
  • Head noun astronaut
  • Modifying clause(that/who) I met yesterday.
  • Compare I met the astronaut yesterday.
  • This is an object relative because the place
    where the head noun would be in the simple
    sentence version is the object.

106
The Noun Phrase Accessibility Hierarchy
  • There are several kinds of relative clauses,
    based on where the head noun comes from in the
    modifying clause
  • The astronaut
  • I met yesterday object
  • who met me yesterday subject
  • I gave a book to indirect object
  • I was talking about obj. of P
  • whose house I like Genitive (possessor)
  • I am braver than obj. of comparative

107
The Noun Phrase Accessibility Hierarchy
  • Turns out Languages differ in what positions
    they allow relative clauses to be formed on.
  • English allows all the positions mentioned to be
    used to make relative clauses.
  • Arabic allows relative clauses to be formed only
    with subjects.
  • Greek allows relative clauses to be formed only
    with subjects or objects.

108
Resumptive pronouns
  • The guy who they dont know whether he wants to
    come.
  • A student who I cant make any sense out of the
    papers he writes.
  • The actress who Tom wondered whether her father
    was rich.
  • In cases where relative clause formation is not
    allowed, it can sometimes be salvaged by means of
    a pronoun in the position that the head noun is
    to be associated with.

109
NPAH and resumptive pronouns
  • Generally speaking, it turns out that in
    languages which do not allow relative clauses to
    be formed off a certain position, they will
    instead allow relative clauses with a resumptive
    pronoun in that position.
  • Arabic allows only subject relative clauses. But
    for all other positions allows a resumptive
    pronoun construction, analogous to
  • The book that John bought it.
  • The tree that John is standing by it.
  • The astronaut that John gave him a present.

110
NPAH
  • The positions off which you can relativize
    appears to be an implicational hierarchy.

Lang. SUB DO IO OP GEN OCOMP
Arabic
Greek ? ?
Japanese /
Persian ()
111
Noun Phrase Accessibility Hierarchy
  • More generally, there seems to be a hierarchy of
    difficulty (or (in)accessibility) in the
    types of relative clauses.
  • A language which allows this
  • Subj gt Obj gt IO gt OPrep gt Poss gt OComp

112
Noun Phrase Accessibility Hierarchy
  • More generally, there seems to be a hierarchy of
    difficulty (or (in)accessibility) in the
    types of relative clauses.
  • A language which allows this
  • Will also allow these.
  • Subj gt Obj gt IO gt OPrep gt Poss gt OComp

113
Noun Phrase Accessibility Hierarchy
  • More generally, there seems to be a hierarchy of
    difficulty (or (in)accessibility) in the
    types of relative clauses.
  • A language which allows this
  • Will also allow these. But not these
  • Subj gt Obj gt IO gt OPrep gt Poss gt OComp

114
Relation to L2A?
  • Suppose that KoL includes where the target
    language is on the NPAH.
  • Do L2ers learn the easy/unmarked/simple relative
    clauses before the others?
  • Do L2ers transfer the position of their L1
    first?
  • Does a L2ers interlanguage grammar obey this
    typological generalization (if they can
    relativize a particular point on the NPAH, can
    they relativize everything higher too?)?

115
NPAH and L2A?
  • Probably The higher something is on the NPAH,
    the easier (faster) it is to learn.
  • So, it might be easier to start by teaching
    subject relatives, then object, then indirect
    object, etc. At each step, the difficulty would
    be low.
  • But, it might be more efficient to teach the
    (hard) object of a comparisonbecause if L2ers
    interlanguage grammar includes whatever the NPAH
    describes, knowing that OCOMP is possible implies
    that everything (higher) on the NPAH is possible
    too. That is, they might know it without
    instruction. (Same issue as before with the
    phonology)

116
NPAH in L2A
  • Very widely studied implicational universal in
    L2Amany people have addressed the question of
    whether the IL obeys the NPAH and whether
    teaching aa marked structure can help.
  • Eckman et al. (1989) was about this second
    question

117
Change from pre- to post-testEckman, Bell,
Nelson (1988)
118
Transfer, markedness,
  • Do (2002) looked at the NPAH going the other way,
    English?Korean.
  • English Relativizes on all 6 positions.
  • Korean Relativizes on 5 (not OCOMP)

S SU do IO OP GE
13
14 -
16 - -
29 - - -
31 - - - -
20 - - - - -
119
Transfer, markedness,
  • The original question Do was looking at was Do
    English speakers transfer their position on the
    NPAH to the IL Korean?
  • But look If English allows all 6 positions, why
    do some of the learners only relativize down to
    DO, some to IO, some to OPREP?
  • It looks like they started over.

120
Subset principle?
A tempting analogy in some cases, parameters
seem to be ranked in terms of how permissive each
setting is.
I
E
  • Null subject parameter
  • Option (a) Null subjects are permitted.
  • Option (b) Null subjects are not permitted.
  • Italian option a, English option b.

121
Reminder Subset Principle
  • The idea is
  • If one has only positive evidence, and
  • If parameters are organized in terms of
    permissiveness,
  • Then for a parameter setting to be learnable, the
    starting point needs to be the subset setting of
    the parameter.
  • The Subset principle says that learners should
    start with the English setting of the null
    subject parameter and move to the Italian setting
    if evidence appears.

I
E
122
Reminder Subset Principle
  • The Subset Principle is basically that learners
    are conservativethey only assume a grammar
    sufficient to generate the sentences they hear,
    allowing positive evidence to serve to move them
    to a different parameter setting.
  • Applied to L2 Given a choice, the L2er assumes
    a grammatical option that generates a subset of
    the what the alternative generates.
  • Does this describe L2A?
  • Is this a useful sense of markedness?

123
Subset principle and markedness
  • Based on the Subset principle, wed expect the
    unmarked values (in a UG where languages are
    learnable) to be the ones which produce the
    smallest grammars.
  • Given that in L1A we dont seem to see any
    misset parameters, we have at least indirect
    evidence that the Subset principle is at work. Is
    there any evidence for it in L2A? Do these NPAH
    results constitute such evidence?

124
Subset vs. Transfer
  • The Subset Principle, if it operating, would say
    that L2A starts with all of the defaults, the
    maximally conservative grammar.
  • Another, mutually exclusive possibility
    (parameter by parameter, anyway) is that L2A
    starts with the L1 setting.
  • This means that for certain pairs of L1 and L2,
    where the L1 has the marked (superset) value and
    L2 has the unmarked (subset) value, only negative
    evidence could move the L2er to the right
    setting.
  • Or, some mixture of the two in different areas.

125
NPAH and processing?
  • At least a plausible alternative to the NPAH
    results following from the Subset Principle is
    just that relative clauses formed on positions
    lower in the hierarchy are harder to process.
    Consider
  • The astronaut
  • who IP t met me yesterday SUB
  • who IP I VP met t yesterday DO
  • who IP I VP gave a book PP to t IO
  • who IP I was VP talking PP about t OPREP
  • whose house IP I VP like DP t s house GEN
  • who IP I am AP brave degP -er thanP than t
    OCOMP

126
NPAH and processing?
  • If its about processing, then the reason L2ers
    progress through the hierarchy might be that
    initially they have limited processing
    roomtheyre working too hard at the L2 to be
    able to process such deep extractions.
  • Why are they working so hard?
  • (Well, maybe L2A is like learning history?)

127
NPAH and processing?
  • Is the NPAH itself simply a result of processing?
  • The NPAH is a typological generalization about
    languages not about the course of acquisition.
  • Does Arabic have a lower threshhold for
    processing difficulty than English? Doubtful.
  • The NPAH may still be real, still be a markedness
    hierarchy based in something grammatical, but it
    turns out to be confounded by processing.
  • So finding evidence of NPAH position transfer is
    very difficult.

128
Subset problems?
  • One problem, though, is that many of the
    parameters of variation we think of today dont
    seem to be really in a subset-superset relation.
    So there has to be something else going on in
    these cases anyway.
  • V?T
  • Yes vSVAO, SAVO
  • No SVAO, vSAVO
  • Anaphor type
  • Monomorphemic vLD, Non-subject
  • Polymorphemic LD, vNon-subject

129
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  • ? ?
  • ?
  • ? ?
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