Preliminary Survey

1
Preliminary Survey

• Opening conference
• Agenda
• Tone teamwork
• On-site tour--MBWA
• Document study
• Auditee analysis
• Analytical procedures
• Ratios
• Objectives

KTT
2
Internal Control Review

• Description
• Evaluation
• Matrix
• Objectives
• Results
• Risks
• Controls
• Evaluation
• Reassessment--Go or no go