Title: Cancer Chemoprevention
1Cancer Chemoprevention Surrogate End Point
Markers
- JianYu Rao, M.D.
- Associate Prof. Of Pathology
- UCLA
2CANCER PREVENTION
- PRIMARY
- STOP THE EXPOSURE
- SECONDARY
- INTERVENTION OR CHEMOPREVENTION
- TERTIARY
- TREATMENT
3CHEMOPREVENTION
- Administrating specific amounts of a particular
natural or synthetic chemical in an attempt to
identify agents that will prevent, halt or
reverse the process of carcinogenesis - The basic assumption is that treating early
stages of malignant process will halt the
progression of malignancy - The key is to define early lesions, and treat the
malignant field
4Additional Molecular Event
Exposure to Carcinogen
Precancerous Intraepithelial Lesions, (PIN,
CIN, PaIN..)
Cancer
Birth
CHEMOPREVENTION
5Multiyear progression from initiation and early
precancerous lesions to invasive disease in major
cancer target organs
Kelloff et al. 2000 (Fig. 1)
6THEORIES SUPPORT FOR CHEMOPREVENTION
- EPIDEMIOLOGICAL EVIDENCE
- OVER 50 CANCERS HAVE NO KNOWN RISK FACTORS
- NUMEROUS EVIDENCE TO DEMONSTRATE THE INVERSE
RELATIONSHIPS OF SOME NUTRIENT FACTORS WITH
CANCER RISKS
7THEORIES SUPPORT FOR CHEMOPREVENTION (Cont.)
- EXPERIMENTAL EVIDENCE
- ALTHOUGH CARCINOGENESIS IS REGARDED AS
NONREVERSIBLE PROCESS, STUDIES SHOWED THIS IS
ONLY TRUE AT LATE STAGE. IN FACT, A LARGE
PORTION OF THE LONG LATENCY PERIOD OF
CARCINOGENIC PROCESS IS REVERSIBLE. - IN VITRO CULTURE AND IN VIVO ANIMAL STUDIES
IDENTIFIED NUMEROUS AGENTS THAT CAN REVERSE, OR
HALT THE CARCINOGENESIS PROCESS, PARTICULARLY AT
THE EARLY STAGE.
8THEORIES SUPPORT FOR CHEMOPREVENTION (Cont.)
- CLINICALLY
- ADVANCES IN CERTAIN TYPES OF CANCER TREATMENT
HAVE LIMITED SUCCESS IN REDUCING THE OVERALL
INCIDENCE, OR EVEN MORTALITY OF CANCER.
9ChemopreventionSome Terminologies
- INDIVIDUAL RISK AND STRATIFICATION
- INTERMEDIATE END POINT MARKER (SURROGATE END
POINT MARKER) - FIELD CANCERIZATION
- MULTI-PATH OF CARCINOGENESIS
10RISK STRATIFICATION
- Identification of AT-RISK subjects who are also
SUSCEPTIBLE to treatment
11INTERMEDIATE END POINT MARKER (SURROGATE END
POINT MARKER)
- These are prevention biomarkers which are
specifically related to early stages of
carcinogenesis. - These markers are used to identify individuals
risk for developing cancer and to monitor the
effectiveness of intervention methods.
12FIELD CANCERIZATION
- The whole field of tissue of a particular organ
is exposed to the carcinogenic insult and is at
increased risk for developing cancer. - Although only a few foci eventually develop
malignancy, the other areas are not necessary
entirely normal. - Most common epithelia cancers are developed
through this mechanism. Examples of such cancers
are Head and neck ca, bladder ca, breast ca,
lung ca, GI ca, etc.
13MULTI-PATH OF CARCINOGENESIS
- The current model of carcinogenesis is that
cancer develops through multiple events which are
not necessary through linear steps, but rather
through overlapping networks.
14TARGET POPULATION
- INDIVIDUALS AT RISK
- LATENCY (20 YEARS) x EXPECTED TO DIE IN ONE
YEAR (1.1 MILLION) - 22 MILLION
15CHEMOPREVENTION IN DIFFERENT RISK CATEGORIES
Risk category
Parameter
General Population High Risk
Agent toxicity Trivial to none Slight Selectio
n method Public Health Clinical Other
consideration Use dietary supplements Need
biomarkers may be applicable
From lee W. Wattenberg, P.S.E.B.M., 1997
216133-141.
16Phase I Trial
- Objectives
- To determine the interventions short-term (lt1
yr.) dose-toxicity relationship - To determine the interventions human
pharmacokinetics - Design
- Single arm, nonrandomized
- Multiple dose levels
- Less than 1 yr. duration
- Accrual 25-100
17Phase II Trial
- Objectives
- To determine the interventions side effects
- To determine optimal recruitment methods of the
target population - To determine retention of study participants to
the study intervention and procedures - To determine optimal methods for the conducting
of a phase III trial - To determine the effect of the intervention on
biomarkers of carcinogenesis (phase II b) - Design
- Randomized, double-blind, placebo-controlled
- Multiple dose levels or agents
- One to five years in duration
- Accrual 100s-1000s
18Phase III Trial
- Objectives
- To determine the effect of the intervention on
the cancer incidence (total and specific cancer
type) - To determine the effect of the intervention on
death rate and disease incidence - To determine the long-term side effects of the
intervention - To determine the nature history of specific
biomarkers of carcinogenesis (placebo group) and
the effect of the intervention agent (treatment
group) on these markers. - Design
- Randomized, double-blind, placebo-controlled
- Multiple dose levels or agents, alone or in
combination - Five to ten years in duration
- Accrual 1000s-10,000s
19UNIQUE FEATURES OF CHEMOPREVENTION
- Participants are usually healthy or at least
cancer free - The degree and incidence of side effects that are
acceptable are low - The end point is disease prevention, not disease
response - The incidence of the study end point is low
20CATEGORIES OF CHEMOPREVENTIVE AGENTS
- BLOCKING CARCINOGEN METABOLISM AND EXPOSURE
- INCREASE TISSUE RESISTANCE/DIFFERENTIAITON
- TARGETING ONCOGENIC PATHWAYS
21CATEGORIES OF CHEMOPREVENTIVE AGENTS
- BLOCKING AGENTS
- Prevent metabolic activation of carcinogens or
tumor promoters - Enhance detoxification
- Glutathione-S-transferase,Oltipraz
- Trap reactive carcinogenic species
- Glutathione, N-Acetylcysteine
- Vaccines HBV, HPV
22CATEGORIES OF CHEMOPREVENTIVE AGENTS (Cont.)
- INCREASING TISSUE RESISTANCE
- Induce tissue maturation/differentiaiton
- Pregnancy or hormonal induced maturation of
terminal ducts of breast - decrease breast cancer - Retinoids, DMFO, etc
- Decrease target tissue function
- Castration - reduce risk of prostate ca
- Decrease cell proliferation
- Low fat diet decrease epithelial proliferation
rate in intestinal tract - reduce colon cancer
risk
23CATEGORIES OF CHEMOPREVENTIVE AGENTS (Cont.)
- PATHWAY SPECIFIC AGENTS
- Cox-2 inhibitors
- Anti-angiogenesis
- Anti-EGFR
- Hormone antagonists
- Augmenting tumor suppressor functions
- Inhibiting oncogenic activities (e.g., Ras)
24CHEMOPREVENTION TO HUMANS - UPDATE
- BREAST CANCER
- Two agents showed promising results Tamoxifen
and retinoids - Animal model well established
- PROSTATE CANCER
- SCID model established
- Hormonal modulation may have potential
- PCPT Trial Finasteride (5-a-reductase, 5mg/day)
- 2-arm trial, 18,882 subjects, 7 yrs
- PCP18.4 vs 24.8 in treated vs ctrl group
- Ongoing Trial Selenium/Vit E trial
25CHEMOPREVENTION TO HUMANS - UPDATE (CONT.)
- GASTRIC AND ESOPHAGEAL CANCER
- A combination of beta carotene, vitamin E, and
selenium may be effective in early stage lesions,
but not late severe dysplastic lesions. - LUNG CANCER
- Beta-carotene or alpha-tocopherol showed reverse
effect in lung cancer risk in heavy smokers in
Finland - Ongoing trials with COX-2 inhibitor in former
smokers here at UCLA
26CHEMOPREVENTION TO HUMANS - UPDATE (CONT.)
- COLON CANCER
- Sulindac, a nonsteroidal anti-inflammatory
compound hold great promise. Others, such as
Oltiparz, selenium, and antioxidants vit. E/A,
etc, may also be effective. - HEAD AND NECK CANCER
- Retinoids showed promising results in both animal
models and human studies.
27PROBLEMS OF CHEMOPREVENTION
- TOO LONG
- TOO LARGE COHORT
- TOO MUCH COST
- ANSWER
- NEED TO DEVELOP RELIABLE SEMS
28BIOMARKERS OF CANCER
- CLINICAL SETTINGS (TUMOR MARKERS)
- EPIDEMIOLOGICAL AND PREVENTIVE SETTINGS
(INTERMEDIATE END POINT OR SURROGATE END POINT
MARKERS).
29CURRENT CLINICALLY USED TUMOR MARKERS
- PSA - Prostate Adenocarcinoma
- Alpha FP - Hepatoma some Ovarian Ca
- HCG - Choriocarcinoma
- CEA - Ovarian CA
30BIOMARKERS
- Genetic susceptibility markers
- Markers of exposure
- Markers of biological effects
- -Detect early lesions
- -Prognostic indicators
31GENETIC SUSCEPTIBILITY MARKERS
- Glutathione S-transferase (GST) M1 and T1
- N-acetyl transferase (NAT)
- Cytochrome P-450
- DNA repair gene defect (Lynch syndrome)
32MARKERS OF EXPOSURE
- Metabolic product of carcinogen in urine
- DNA, RNA and hemoglobin adducts
- -Reflects only current exposure
- -Only a small fraction of DNA adducts will
result in mutation - DNA repair targets
33BIOMARKERS OF EFFECT
- Reflect the interactions of genetics and
exposures and so the first choice for SEM - If they persist, may also be the markers of
disease - Histopathologic evaluation is the gold standard
34HOW TUMOR MARKERS ARE USED CLINICALLY
- Early detection
- Predict the biological potential of cancer
(metastasize and recurrence) - Monitor the effectiveness of therapy
35Additional Molecular Event
Exposure to Carcinogen
Precancerous Intraepithelial Lesions, (PIN,
CIN, PaIN..)
Cancer
Birth
Surrogate End Point Markers
Markers for Exposure
Markers of Effect
Tumor Markers
Genetic Suscep. Marker
CHEMOPREVENTION
36CRITERIA FOR SELECTING SEM
- FITS EXPECTED BIOLOGICAL MECHANISM
- BIOMARKER AND ASSAY PROVIDE ACCEPTABLE
SENSITIVITY, SPECIFICITY, AND ACCURACY - BIOMARKER IS EASILY MEASURED
- BIOMARKER MODULATION CORRELATES TO DECREASED
CANCER INCIDENCE
37FITS EXPECTED BIOLOGICAL MECHANISM
- DIFFERENTIALLY EXPRESSED IN NORMAL AND HIGH RISK
TISSUE - CLOSELY LINKED, EITHER DIRECTLY OR INDIRECTLY, TO
CAUSAL PATHWAY FOR CANCER - MODULATED BY CHEMOPREVENTIVE AGENTS
- LATENCY IS SHORT COMPARED WITH CANCER
38ASSAY VALIDITY
- ASSAY SHOULD BE STANDARDIZED AND VALIDATED
- DOSE-RELATED RESPONSE TO THE CHEMOPREVENTIVE
AGENT IS OBSERVED - STATISTICALLY SIGNIFICANT DIFFERENCE BETWEEN
LEVELS IN TREATMENT GROUPS AND CONTROLS
39OTHER ASSAY ISSUES
- BIOMARKER CAN BE OBTAINED BY NON-INVASIVE
TECHNIQUES - ASSAY IS NOT TECHNICALLY DIFFICULT
- MULTIPLE MARKERS CAN BE EVALUATED SIMULTANEOUSLY
IN LIMITED SAMPLE VOLUMES - COST
- FALSE POSITIVE OR FALSE NEGATIVE RESULTS ARE LESS
IMPORTANT, IN COMPARING WITH CLINICAL TUMOR
MARKERS
40CATEGORIES OF SEM
- HISTOLOGICAL AND MORPHOMETRIC MARKERS
- PROLIFERATION, DIFFERENTIATION AND INVASION
MARKERS - SPECIFIC ONCOGENES/GROWTH REGULATORS
- MARKERS OF GENETIC AND EPIGENETIC INSTABILITY
41POTENTIAL SEMS FOR BREAST, COLON AND PROSTATE
Adenomatous polyps
Histological
DCIS, LCIS, ADH
Aberrant polyps
PIN
Proliferation S-phase fraction S-phase
fraction PCNA
Ki-67 Brdu Uptake, PCNA Ki-67
Differentiation Myoepithelial (s-100 BGA, Mucin
core ag HM Cytok
Vimentin), etc Cytokeratins BGA, actin
Genetic Onc (erb-2, myc Onc (ras, myc, src) Onc
(erb-2) fos, ras) Suppressor (p53, Suppressor
(p53) DCC)
Biochemical Estradiol Ornithine Decarboxylase
Polyamine TGF-beta, PSA
42SEM Modulation in Chemoprevention
- Complete Phenotypic Response -idea
- Less Than Complete Phenotypic Response -Genotypic
markers to distinguish chemoprevention from
selecting regressing of existing disease - true effect is seen if post-treated lesion has
less genotypic change than baseline or control) - No Response.
-
43Genome Wide Genotypic SEM Analysis
- Identify high risk population
- Identify individuals with genetic susceptibility
for treatment (pharmacogenomics) - Monitoring/analyzing individuals treatment
response
44Issues in Using SEM
- The observed SEM change may not correlate with
end point (cancer incidence). - Can not measure the quality of life.
- Adverse effect may not be observed in short term
SEM studies.
45Lessons learned from SELDI-TOF
- Initial study on patient serum from cancer
patients (ovarian, prostate, etc) versus cancer
showed very promising results (nearly 100
sensitivity/specificity to separate cancer from
normal) - Used case-control design
- Only 2 group-comparison (cancer vs. normal)
- No validation
- However, recent validation studies were rather
disappointing
46Biomarker-Directed Targeted Design
- Increase the efficiency of the trial, but
depends on - The performance of the biomarker test
(sensitivity/specificity) - Size of the treatment effect for target-negative
patients
47BIOMARKER STUDY DSEIGN
a. Untargeted Design
Treatment
Register
Randomize
Control
b. Untargeted Design
Treatment
Biomarker
Test Biomarker
Randomize
Register
Control
48BIOMARKER STUDY DSEIGN
Biomarker by Treatment Interaction Design
Treatment
Biomarker
Randomize
Control
Test Biomarker
Stratify
Register
Treatment
Biomarker -
Randomize
Control
49BIOMARKER STUDY DSEIGN
Biomarker Based Strategy Design
Biomarker
Treatment A
Test Biomarker
Biomarker -
Treatment B
Register
Randomize
No Biomarker Evaluation
Treatment B
50BIOMARKER STUDY DSEIGN
Modified Biomarker Based Strategy Design
Biomarker
Treatment A
Test Biomarker
Biomarker -
Treatment B
Register
Randomize
Treatment A
No Biomarker Evaluation
Randomize
Treatment B
51Actin Remodeling As a Target for Biomarker
Development
52NORMAL
CA
- Morphological hallmarks of cancer cells
- Altered N/C-ratio
- Altered membrane (cytoplasmic and nuclear)
- Loss of cell adhesion
- Increased motility/invasion/met.
- etc..
- ALMOST All ARE RELATED TO ACTIN REMODELING
53WHAT TO DO WITH THIS?
54HYPOTHESIS/RATIONALE
- Altered cytoskeletal proteins, e.g., actin
remodeling, is the foundation for malignant
morphological phenotype - Thus, signaling pathways associated actin
remodeling may provide a potential target for
anti-cancer drug development as well as
biomarkers for a more objective assessment of
malignant transformation and progression - These targets can be identified through
genomic/proteomic approach
55Model in Focal Adhesions
F-Actin
Tenuin
VASP
Zyxin
- Ras Sup. Family (Rac/Rho/CDC42) -
pp60sro - pp125FAK -Abl
Actinin
Vinculin
Paxillin
p-Tyr?
Talin
R/E/M
Tensin
Integrin
ECM
a
a
b
b
PM
Substrate
56ACTIN ASSCOIATED MOLECULARS IMPLICATED IN
MALIGNANT TRANSFORMATION
- Oncogene signal transduction pathways
- Ras family ( GTPase)
- Rho (stress fibers)
- Rac (lamellipodia)
- Cdc42 (filopodia)
- Src family (tyrosine kinase)
- FAK
- Relate to intergin signaling
- Tumor Suppresor
- Gelsolin
- Tropomyosin/merlin
- Alpha-actinin
- E-cadhelin
- Beta-Catanin
- Vinculin
- Fodrin
- Implicated in apoptosis
57Increased cellular F-actin is a marker of
cellular differentiation
- Using leukemic cell linesHL-60-
Transformed/Differentiable - Daudi- Transformed/Undifferentiable
- RPMI - Nontransfomed
- We demonstrated that increased F-actin content is
associated with cellular differentiation - (J. Rao, Cancer Res., 1990)
58In contrast, loss of F-actin is a marker for
cellular transformation and bladder cancer risk
- Bladder wash samples from a spectrum of cases
with various risk for TCC show a strong
correlation of loss of cellular F-actin contents
with increased bladder cancer risk. - (J. Rao, Cancer Res., 1991)
59Furthermore, actin alteration is a field disease
marker for bladder cancer
- A careful mapping analysis on touch prep slides
obtained from distant, adjacent and tumor tissues
showed that increased G-actin is seen in over 50
of the distant field epithelial cells of cancer
bearing bladder. - (J. Rao, P.N.A.S., 1993)
60QFIABiomarker Profile
G-actin Texas-Red conjugated DNase I M344
FITC (or Rhodamin) 3- Step Immunofluorescence
DNA Hoechst or DAPI
61(No Transcript)
62Test Our Biomarker Profile
Test Our Biomarker Profile
)
to Detect Bladder Cancer
to Detect Bladder Cancer
in Workers Exposed to
in Workers Exposed to
Cancer Causing Chemicals
Cancer Causing Chemicals
63Study Design in Worker Risk Assessment Study
TREAT
Very High
Positive
Risk
1788
High Risk
Cystoscopy
Workers
Negative
Monitor in
Moderate
1 yr
Risk
373
Monitor in 3 yrs
controls
Low Risk
Action/Intervention
Screen Workers
Classify
Markers
Risk
Exposure
Physical Exam
Questionnaire
Smoking Asses.
64Procedures in Screening Program
Notification of exposed workers.
Notification of exposed workers.
!
!
Selection of matching controls.
!
Selection of matching controls.
!
Administration of questionnaire.
Administration of questionnaire.
!
!
Occupational history.
Occupational history.
6
6
Medical history.
Medical history.
6
6
Genitourinary tract history.
Genitourinary tract history.
6
6
Smoking assessment.
Smoking assessment.
6
6
Physical examination.
Physical examination.
!
!
Urinalysis
Urinalysis
!
!
Papanicolaou cytology
!
Papanicolaou cytology
!
DNA, M344, G-actin biomarkers
DNA, M344, G-actin biomarkers
!
!
65Pathology Summary
30 Cancers detected
6
29 Transitional Cell Carcinoma
)
1 Squamous Cell Carcinoma
)
4 Cases of Muscle Invasion
(gtT2)
6
20 Cases Grades 1-2 8 Cases Grade 3.
6
66Incidence Rate (per 100,000 person-year) of
Bladder
Cancer in the Cohort Exposed to Benzidine (
1991-1997)
No. of
Cancer
Cohort
Subjects
Age ( Mean SD )
Incidence
Cases
Followed
Unexposed
373
57.7 10.8
2
87.23
Exposed
1788
55.4 10.5
28
263.35
Total
2161
55.8 10.5
30
232.11
67TEST POSITIVE PRIOR TO OR AT
TEST POSITIVE PRIOR TO OR AT
THE TIME OF DIAGNOSIS
THE TIME OF DIAGNOSIS
NO. OF
RATE
BIOMARKERS
POSITIVE/NO.
POSITIVE
OF CASES
QFIA HIGH OR
MODERATE
28/29
96.5
RISK
PAP
15/28
53.6
CYTOLOGY
HEMATURIA
4/28
14.3
68Biomarker Results of Cohort Study Detection
69Biomarker Results of Cohort StudyRisk Assessment
70Cox Proportional Regression Model with Time
Dependent Covariates
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72Abnormal G-actin in the Field Predicts Tumor
Recurrence
73(No Transcript)
74Cellular actin levels can be used to monitor the
effectiveness of chemoprevention
- Cellular F/G-actin levels in the non-tumor field
epithelial cells after tumor was removed by TUR
predicted the recurrence potential of the tumor. - In addition, cellular F/G-actin levels fluctuate
from abnormal to normal as results of
chemopreventive effect of differentiation agent
DMSO. - (G.P. Hemstreet, J. Rao, Cancer Det. And Prev.,
1999)
75SUMMARY Actin Remodeling in Cancer
- Actin remodeling as a generalized marker for
- Cancer field changes
- Precancerous lesions
- and thus, a candidate for chemopreventive SEM
- However
- Measuring actin remodeling is technically
challenging - New method/tools are needed
76Nanomechanical analysis of cancer cell
softness/elasticity
- Atomic Force Microscope
- A new tool for cancer research
- Ideal for analyzing the functional role of actin
remodeling in various cellular events in single
living cells - Combine functional analysis with morphology at
nanometer level
77NEWS HEADLINES
- Nanotechnology shows cancer cells are 'softer'
than normal cells - Microscopic 'tools' can identify cancer cells by
'feel - Nano breakthrough in cancer detection study
- .
78- Fig. 1. Schematic of an AFM tip
- approaching,
- indenting and
- retracting from a cell
79(No Transcript)
80A
B
Mesothelial cells
Tumor
Phase-contrast
D
C
81(No Transcript)
82(No Transcript)
83Chemoprevention of Superficial Bladder Cancer in
Former Smokers Parallel, Randomized,
Double-blind, Placebo-Controlled, Phase II
Adjuvent Studies of Erlotinib and Polyphenol E to
Prevent the Recurrence and Progression of
Tobacco-Related, High-grade Superficial Bladder
CancerU01-CA-96116
84Study Objectives
- Primary
- To evaluate the effects of a daily dose of PE,
Erlotinib, and placebo on tumor recurrence for
pts with superficial bladder ca (former smokers) - Secondary
- To assess toxicities of PE and Erlotinib
- To correlate the modulation of biomarkers with
tumor recurrence/progression - To assess the effects of PE and Erlotinib on
tumor progression
85Study Design
- Phase II, randomized, double-blinded,
placebo-controlled, 3-arm trials - A random permuted study design with one
stratification factor (Ta vs T1 vs CIS) - Two agents PE- 800mg/daily, Erlotinib (up to
100mg/daily - 330 former smokers (lt12 months) with prior
superficial bladder ca
Placebo
Treatment PE Erlotinib
Stage Ta T1 CIS
86Specimen Types
- Blood
- Urine cytological specimens
- Voided urine
- Catheterized urine
- Bladder wash
- Tissue
- Biopsy
- Cystectomy specimen
87Key Secondary Biomarkers
- Cytology
- QFIA Profile
- DNA G-actin by LSC
- M344/19A211/LDQ10 by Immunocyt kit
- Microsatellite Instability Markers (M.S.I.)
- bFGF
- Survivin
88Biomarker Core
5 cc
Urinary Cytology (VU/CU/BW, 100 cc each)
Tissue (ca, random)
Blood (20 cc)
Store
10 cc
2-bFGF Brooks lab
Leukocyte
Plasma
3- Genetic Polym. (Zhangs lab)
Thin Prep (3)
Fresh Frozen
Paraffin Emb.
2 slide
1 slide
Store (Raos lab)
2-QFIA Raos Lab
2- Cytology
1- Histology
4- Polyphenol (Hebers lab)
3- Tissue Array EGFR, Ki67, Gelsolin, p53,
etc (Seligsons lab)
Extract Genomic DNA
1- Primary end point 2- Secondary end
point 3-Tertiary end point 4- Compliance marker
2- M.S.I. (Core facility)
3- Genetic Polymorphism (Zhangs lab)
89Summary
- Biomarker is needed in Chemoprevention Trial to
- Detect early preventable lesions
- Monitoring the efficacy
- Actin remodeling and associated cellular
nanomechanical changes provide a wealth of
targets for chemopreventive biomarker selection - Actin change occurs in premalignant field lesion
- Chemopreventive agents (e.g., green tea)
modulates actin remodeling - Actin change can be detected either by
traditional biochemical assays or AFM
measurements of cellular nanomechanics