Title: Integrated Treatment for Dual Disorders
1Integrated Treatment for Dual Disorders
- Kim T. Mueser, Ph.D.
- Dartmouth Medical School
- Dartmouth Psychiatric Research Center
- Kim.t.mueser_at_dartmouth.edu
2(No Transcript)
3Rates of Lifetime Substance Use Disorder (SUD)
among Recently Admitted Psychiatric Inpatients (N
325) (Mueser et al., 2000)
4Factors Influencing Prevalence of Substance Use
Disorders Client Characteristics
- Higher Rates
- Males
- Younger
- Lower education
- Single or never married
- Good premorbid functioning
- History of childhood conduct disorder
- Antisocial personality disorder
- Higher affective symptoms
- Family history SUD
5Factors Influencing Prevalence of Substance Use
Disorders Sampling Location
- Higher Rates
- Emergency rooms
- Acute psychiatric hospitals
- Jails
- Homeless
- Urban setting (drugs)
- Rural setting (alcohol)
6Clinical Epidemiology
- 1. Rates higher for people in treatment
- 2. Approximately 50 lifetime, 25-35 current
substance misuse - 3. Rates are higher in acute care,
- institutional, shelter, and emergency
- settings
- 4. Substance misuse is often missed in
- mental health settings
7Why Focus on Dual Disorders?
- 1. Substance misuse is the most common concurrent
disorder in persons with SMI - 2. Significant negative outcomes related to
- substance abuse
- a) Clinical relapse rehospitalization
- b) Demoralization
- c) Family stress
- d) Violent behavior
8- e) Incarceration
- f) Homelessness
- g) Suicide
- h) Medical illness
- i) Infections diseases
- j) Early mortality
- 3. Outcomes improve when substance misuse remits
- 4. Poor treatment is expensive for families
society
9Poor Outcomes of People with Mental Illness in
Addiction Treatment Settings
- Higher rates of drop out from treatment
- Addiction to more substances
- More problems in legal, social, functional,
medical outcomes - Higher relapse rates into addiction
- Lower utilization of self-help groups
10Major Subgroups of Comorbid Clients
- Severely mentally ill - psychotic
- Frequently abuse moderate amounts of substances
- Small amounts of substance use trigger negative
consequences - Anxiety and/or depression
- Substance use can cause or worsen symptoms
11- Frequently misuse moderate to high amounts of
substances - Personality Disorders
- Antisocial borderline most common
- Frequently abuse high amounts of substances
12Reasons for High Comorbidity Rates of Severe
Mental Illness and Substance Misuse
- Berksons Fallacy
- Self-medication
- Super-sensitivity to effects of alcohol drugs
- Socialization motives
- Acceptance
- Peer pressure
- Facilitates interactions/intimacy
13- Common factors for mental illness and substance
misuse - Poverty/deprivation
- Neurocognitive impairment
- Conduct disorder/antisocial personality disorder
14- Self-Medication
- More symptomatic clients dont misuse more
substances - Substance selection unrelated to type of symptoms
experienced - Types of substances misused unrelated to
psychiatric diagnosis - Self-medication may contribute to maintaining
substance misuse, but probably doesnt explain
high rates
15- Super-sensitivity Model
- Biological sensitivity increases vulnerability to
effects of substances - Smaller amounts of substances result in problems
- Normal substance use is problematic for clients
with SMI but not in general population - Sensitivity to substances, rather than high
amounts of use, makes many clients with mental
illness different from general population
16Stress-Vulnerability Model
Biological Vulnerability
17Status of Moderate Drinkers with Schizophrenia 4
- 7 Years Later (N45)
Source Drake Wallach (1993)
18CD, ASPD, and Recurrent Substance Use Disorders
N293
Source Mueser et. al. (1999)
19- Support for Super-sensitivity Model
- Clients with concurrent disorders are less likely
to develop physical dependence on substances - Standard measures of substance misuse are less
sensitive in clients with SMI - Clients are more sensitive to effects of small
amounts of substances - Few clients are able to sustain moderate use
without impairment - Super-sensitivity accounts for some increased
comorbidity
20Treatment Barriers
- Historical division of services and training
- Sequential and parallel treatments
- Organizational and categorical funding barriers
in the public sector - Eligibility limits, benefit limits, and payment
limits in the private sector - Primary/secondary distinction
21Primary/Secondary Distinction
- Often difficult or impossible to make, even with
extensive observation - Delays treatment of one disorder
- Is used to shift responsibility from one service
to another - Best to assume that both disorders are primary
until proven otherwise
22Integrated Treatment
- Mental health and substance abuse treatment
- Delivered concurrently
- By the same team or group of clinicians
- Within the same program
- The burden of integration is on the clinicians
23Other Features of Dual Disorder Programs
- No wrong door
- Comprehensive services
- Minimization of treatment-related stress
- Harm reduction philosophy
- Motivational enhancement (e.g., stages of change,
stages of treatment)
24No Wrong Door
- Multiple doors to services exist in systems
- Substance abuse or mental health services
accessed through entry to system via multiple
doors - Referrals to different services stigmatize
other disorder decrease chances of engagement - No referrals to other service providers
consultation/collaboration needed
25Services Provided
- Comprehensive assessment and monitoring of mental
health substance abuse - Concurrent treatment of dual disorders
- Coordination collaboration among treatment
staff - Teamwork among treatment providers recognition
of staff expertise
26Promises of a No Wrong Door Policy
- Successful engagement of most clients in
treatment - Systematic assessment of mental health
substance abuse disorders - Uniform record keeping
- No need to follow up on referrals
- More effective treatment of concurrent disorders,
leading to fewer relapses, hospitalizations,
detoxifications, etc. - Cost savings
27Challenges of a No Wrong Door Policy
- Need for comprehensive undifferentiated
training of all clinicians - How to integrate care while maintaining specialty
foci? - Formation of integrated treatment teams
clinicians from same service or different
services? - Fear of loss of professional identity
- Turf issues concern over funding streams that
target specific disorders - Need for treatment guidelines to address specific
dual disorders
28What are the Stages of Treatment?
- Based on the stages of change Pre-contemplation,
contemplation, preparation, action, maintenance - Stages of treatment Engagement, persuasion,
active treatment, relapse prevention - Not linear progress forward, relapses back
- Stage of treatment determines primary goal
- Goals determine interventions
- Multiple options at each stage
29Overview of Assessment of Substance Abuse in
Clients with Severe Mental Illness
30Detection
- Goal To identify clients who may be experiencing
problems related to substance use - Strategies
- 1. Maintain a high index of suspicion
- 2. Explore past history of substance abuse first
- 3. Be aware of clients characteristics related
- to substance abuse (age, sex, antisocial
- personality, etc.)
31- 4. Use laboratory tests
- 5. Carefully monitor clients who use but do not
misuse substances - 6. Use self-report screens for substance abuse
- 7. Evaluate clients for common
- consequences of substance abuse
- in SMI
32Common Consequences of Substance Abuse in SMI
- Relapse re-hospitalization
- Financial problems
- Family burden
- Housing instability homelessness
- Non-compliance with treatment
- Violence
- Suicide
- Legal problems
- Prostitution
- Health problems
- Infectious disease risky behaviors
33Classification
- Goal To determine whether client meets criteria
for a substance use disorder - Strategies
- 1. Use Clinician Rating Scales for Alcohol
- and Drug Use
- 2. Base ratings on multiple sources of
- information
- Client self-reports
34- Clinician observations
- Reports of other treatment providers
- Reports of significant others
- Records, laboratory tests
- 3. Make rating every 6 months
- 4. Rate based on the worst period over the
- past 6 months
- 5. Stick to the evidence -- dont assume
- consequences of substance abuse
- 6. Gather additional information when
- necessary
35Clinician Rating Scales
- 1. Abstinent
- 2. Use without impairment
- 3. Abuse
- 4. Dependence
- 5. Dependence with institutionalization
36Substance Use Disorders(Based on DSM Series)
- Substance Abuse
- A pattern of substance use resulting in
significant problems in the areas of social or
psychological functioning, work, health, or use
in dangerous situations - Substance Dependence
- The use of substances that results in development
of the dependence syndrome
37- Psychological Dependence
- Use of more substance than intended, unsuccessful
attempts to cut down, giving up important
activities to use substances, or spending lots of
time obtaining substances - Physical Dependence
- Development of tolerance to effects of substance,
withdrawal symptoms following cessation of
substance use, use of substance to decrease
withdrawal symptoms
38Functional Assessment
- Goals To understand clients functioning across
different domains to gather information about
substance use behavior - Domains of Functioning
- 1. Psychiatric disorder
- 2. Physical health
- 3. Psychosocial adjustment (family social
- relationships, leisure, work, education,
- finances, legal problems, spirituality)
39- Dimensions of Substance Misuse
- 1. 6-Month Time-Line Follow-Back Calendar
- 2. Substances misused route of use
- 3. Patterns of use
- 4. Situations in which use occurs
- 5. Reported motives for use
- Social
- Coping
- Recreational
- Structure/sense of purpose
- 6. Consequences of use
40Social Factors for Substance Use
- Does consumer have non-substance using peers?
- Is substance use serving to maintain a
pre-existing social network? - Is substance use facilitating social contacts
with a new social network? - Can person resist offers to use substances?
- Is the person lonely?
41Common Symptoms Self-Medication
- Depression, suicidal thoughts
- Anxiety, nervousness, tension
- Hallucinations
- Delusions of reference paranoia
- Sleep disturbance
42Recreational/Leisure Substance Use
- Boredom/relaxation as motivation for using
substances - What does the client do for fun?
- Hobbies, sports?
- What is persons involvement with others in
recreational activities? - Does the person not participate in activities
which he/she previously did?
43Other Motivating Factors for Using Substances
- Escape from unpleasant memories of psychosis
(sealing over) - Increased unstructured time due to dropout from
school or not working - Demoralization due to shattering of personal
goals assault on self-esteem - Ready access to money through family, disability
income - Normal rebelliousness of delayed
adolescence/early adulthood
44Functional Analysis
- Goal To identify factors which influence or
control substance use behavior - Constructing a Payoff Matrix
- 1. List advantages disadvantages of using
- substances, advantages disadvantages of not
using - 2. Use all available information from functional
- assessment
- 3. Consider advantages disadvantages from the
- clients perspective
- 4. View different reasons listed as hypotheses
about maintaining factors, not established facts
reasons may change as new information emerges - 5. If client is using, the pros of using cons
of - not using should outweigh the pros of not
- using cons of using
45Pay-Off Matrix
Using Substances
Not Using Substances
Advantages
Disadvan-tages
46Common Advantages Disadvantages of Using
Substances Not Using
47Examples of Interventions Based on the Payoff
Matrix
48Treatment Planning
- Goals To determine which interventions are most
likely to be effective how to measure outcome - Steps
- 1. Engage the client significant others
- Assess motivation to change
- Select target behaviors, thoughts, emotions to
change - Identify interventions to address targets
- Choose measures to assess effects of intervention
49What do We do During Engagement?
- Goal To establish a working alliance with the
client - Clinical Strategies
- 1. Outreach
- 2. Practical assistance
- 3. Crisis intervention
- 4. Social network support
- 5. Legal constraints
50What do We do During Persuasion?
- Goal To motivate the client to address substance
abuse as a problem - Clinical Strategies
- 1. Psychiatric stabilization
- 2. Persuasion groups
- 3. Family psychoeducation
- 4. Rehabilitation
- 5. Structured activity
- 6. Education
- 7. Motivational interviewing
51What do We do During Active Treatment?
- Goal
- To reduce clients abuse of substance
- Clinical Strategies
- 1. Self-monitoring
- 2. Social skills training
- 3. Social network interventions
- 4. Self-help groups
- 5. Substitute activities
- 6. Cognitive-behavioral techniques to address
- High risk situations
- Craving
- Motives for substance use
52What do We do During Relapse Prevention?
- Goals
- To maintain awareness of vulnerability expand
recovery to other areas - Clinical Strategies
- 1. Self-help groups
- 2. Cognitive-behavioral supportive
interventions to enhance functioning in - Work, relationships, leisure activities, health,
quality of life
53Recovery Mountain
- Combat demoralization related to relapses
- Reframe relapses as part of road to recovery
- Dont loose sight of gains made between relapses
- Learning experience, modify relapse prevention
plan
54Stages of Substance Abuse Treatment
- 1. Pre-engagement No contact with a counselor.
- 2. Engagement Irregular contact with a
counselor. - 3. Early Persuasion Regular contact with a
counselor, but no reduction in substance misuse. - 4. Late Persuasion Regular contact with a
counselor and reduction in substance misuse (lt 1
month).
55- 5. Early Active Treatment Reduction in substance
use (gt 1 month). - 6. Late Active Treatment No misuse for 1-6
months. - 7. Relapse Prevention No misuse 6-12 months.
- 8. Remission No misuse for over one year.
56What is Motivation?
- Motivation can be understood not as something
that one has, but as something that one does. It
involves recognizing a problem, searching for a
way to change, and then beginning and sticking
with that change strategy. - - W.R. Miller
57Motivational Interviewing
- Goal
- To create a salient dissonance or discrepancy
between the persons current substance abuse
behavior and important personal goals. - Core Principles
- 1. Express empathy
- 2. Establish personal goals
- 3. Develop discrepancy
- 4. Roll with resistance
- 5. Support self-efficacy
58Expressing Empathy
- Goal
- To understand the clients world
- Strategies
- Active listening skills
- Good eye contact
- Responsive facial expression
- Body orientation
- Verbal and non-verbal encouragers
- Reflective listening
- Asking clarifying questions
- Avoiding challenges, expressing doubt, judgment,
and unsolicited advice
59Establishing Personal Goals
- Goal
- To establish personal, meaningful goals that the
client wants to work towards - Strategies
- Talk with clients about their
- Aspirations
- Thoughts about how things could be different
- Fantasies
60- Get to know what the client was like in the past,
such as - Preferred activities
- Admired people
- Personal ambitions
- Dont discourage ambitious goals
61Examples of Goals
- Finding a job
- Completing high school
- Finding a girlfriend
- Getting married
- Rekindling a relationship with an old friend
- Going fishing with ones father
- Getting ones own apartment
- Resuming parenting responsibilities
- Re-establishing relationships with siblings
- Handling ones own money
- Buying a car
62Developing Discrepancy
- Goal
- To develop a salient discrepancy between the
clients personal goals and current substance
abuse behavior - Strategies
- Use the Socratic Method to help clients reach
their own conclusions - Break large, long-term goals into smaller, more
manageable steps - Use questions to explore with clients how
substance abuse may interfere with achieving
personal goals - Avoid direct argumentation
63Rolling with Resistance
- Goal
- To overcome resistance to change in substance
abuse behavior - Strategies
- Avoid over-pathologizing resistance is normal
- Rather than opposing resistance, explore it
- Identify specific concerns about attaining
sobriety and problem solve about these concerns
64Supporting-Efficacy
- Goal
- To foster hope in clients that they can achieve
desired changes - Clinical Strategies
- Express optimism that change is possible
- Reframe prior failures as examples of clients
personal strengths and resourcefulness to cope
with problems such as
65- Homelessness
- Trauma
- Persistent psychotic symptoms
- Time spent in jail
- Acknowledged past setbacks while remaining
positive about possible change - Review examples of clients achievements in other
areas
66Rationale for Group-Based Treatment for Clients
with Co-Occurring Disorders
- Substance abuse frequently occurs in a social
context - Opportunity for social support
- Development of a new, healthier social networks
- More economical than individual treatment
- Greater variety of feedback to clients
- Modeling available from clients who have
progressed to later stages of treatment
67Common Themes of Group Treatments for
Co-Occurring Disorders
- Education about effects of substance abuse
- Non-confrontational
- Avoidance of high levels of negative affect in
group - Fostering social support between group members
- Encouraging attendance at self-help groups for
substance abuse - Addressing problems related to mental illness
68Different Models of Group Intervention for Dual
Disorders
- 12-Step
- Education/supportive
- Social skills training
- Stage-wise
- Persuasion groups
- Active treatment groups
69Problems with Self-Help Groups
- Sponsorship
- Spirituality and delusions
- Abstract concepts
- Inability to relate to losses
- Early stages of treatment
- Poor social skills
- Paranoia
- Medication as a drug
70Self-Help Approach
- Present as one option
- Go meeting shopping
- Dont forget about the mental illness
- If it doesnt work, dont push it
71Persuasion Groups
- Primarily for persuasion stage
- Keep short (or take a break)
- Co-facilitated
- Open format
- Non-confrontational
- Recurrent use common
- Refreshments
72Persuasion Groups
- Peer role models
- Self-help materials not useful
- Psychoeducation about substance abuse mental
illness - Weekly meetings
- Use of hospitalizations, trouble with the law,
etc.
73Persuasion Groups
- Group Guidelines
- Confidentiality
- Alcohol drug use
- Active psychosis
- No disruptive behavior
- Member check-in
74Persuasion Groups
- Topics
- Guest speakers
- Genograms
- War stories
- Skills training
- Printed materials
75Active Treatment Groups
- Stages of active treatment/relapse prevention
- Co-facilitated
- Weekly meetings
- More confrontational
- Peer role models
- Self-help materials helpful
76Active Treatment Groups
- Topics
- Triggers high risk situations
- Skills training, anger management, assertiveness,
coping, etc. - Relaxation imagery
- Stress management
77Social Skills Training Groups
- Primary goal is to teach new skills, not foster
insight - Multiple training sessions conducted weekly
- Sessions conducted by 2 leaders following
pre-planned curriculum - Planned generalization of skills into clients
natural environment
78Stage-wise Skills Training
- Appropriate at all stages of treatment
- Early stages (engagement, persuasion) focus on
motives for using substances - Later stages (active tx., relapse prevention)
also address high risk situations, including
refusal skills
79Motives for Substance Use and Relevant Skills
- Socialization conversational skills, making
friends - Leisure recreation developing new recreational
activities - Coping expressing negative feelings, cognitive
restructuring to address anxiety depression
80High Risk Situations
- Offers to use at a party
- Running into a former dealer
- Feeling depressed or anxious
- Invitation to use with boy/girlfriend
- Money or paycheck in pocket
81When to Use Stage-wise or Skills Training Groups
- Both can be useful encourage clients to try both
types - Stage-wise groups more abstract, process oriented
- Skills training groups more concrete, easier for
clients with cognitive impairments
82Why is Family Work with Dual Disorders Important ?
- Many DD clients have contact with family members
who provide support and assistance - Caregiving burden is increased when clients have
DD - Loss of family support is a major contributor to
housing instability and homelessness in DD
clients
83- Relatives may unintentionally encourage substance
abuse in DD clients - DD clients and their relatives often know little
about mental illness and substance use
interactions - Family intervention is effective for both
disorders
84Combined Results of Family Intervention Programs
on 2-Year Cumulative Relapse Rates in
Schizophrenia (11 Studies)
85Goals of Family Intervention for DD
- Educate family members about mental illness,
substance abuse, and their treatment - Increase coping skills for all family members
- Increase social support
- Decrease burden of care on family members
- Decrease stress on clients
- Decrease substance use
- Improve client functioning
- Decrease hospitalizations homelessness
86Overview of Intervention
- Two treatment modalities
- Behavioral Family Therapy (BFT) (time-limited)
- Multiple-family groups (time-unlimited)
- BFT for psychoeducation, communication skills,
problem solving skills - Multiple-family groups for additional
psychoeducation social support - BFT precedes multiple-family groups
- Clients relatives involved in all sessions
87Goals of BFT
- To establish a working alliance between the
treatment team family - To provide education to family members about
mental illness, substance abuse, the their
treatment - To enhance family coping through
- Improved communication
- Teaching problem solving skills
88Format of BFT
- Individual family sessions
- Relatives clients included
- Open door policy for reluctant participants
- One hour sessions
- Sessions conducted on a declining contact basis
- Treatment is long-term, not short-term
- Focus is on learning new information skills,
not fostering insight
89Phases of BFT
- Phase of BFT Client Stage of Sessions
Treatment - 1. Connecting Engagement 1-3
- 2. Assessment Engagement 2-5
-
- 3. Psychoeducation Persuasion or 6-8
- active treatment
- 4. Communication Persuasion, active 1-6
- skills training treatment, or relapse
- prevention
- 5. Problem-solving Persuasion, active
5-15 treatment, or relapse
prevention - 6. Termination Active treatment or 1
- relapse prevention
90Engaging the Family
- Be respectful, non-judgmental, empathic
- Explain you want to help family members become
members of the treatment team - Describe goals of family program as education,
reducing relapses, helping client independence - Allow relatives to vent tell their story
91Assessment of the Family
- For Each Family Member
- What do they understand about the disorders?
- What are their short-term goals?
- What are their long-term goals?
- What interferes with obtaining their goals?
- For the Family as a Unit
- What are their strengths and weaknesses?
- What deficits do they have in communication
skills? - What deficits do they have in problem solving
skills?
92Principles of Psychoeducation
- Education is interactive
- Use multiple teaching aids
- Connote client as the expert
- Elicit relatives experience understanding
- Avoid conflict confrontation
- Education is a long-term process
- Evaluate understanding
- Review materials as often as possible
93Educational Topics
- Schizophrenia/schizoaffective/bipolar
- Medications
- Stress-vulnerability
- Role of the family
- Basic facts about alcohol drugs
- Alcohol drugs Motives consequences
- Alcohol drugs Treatment
- Infectious diseases
- Communication skills
94Communication Skills
- Communication mental illness
- Improving communication
- Get to the point
- Keep communications focused
- Speak clearly
- Use feeling statements
- Speak only for yourself
- Focus on behavior
95Communication Skills
- Other Communication
- Listening
- Eye Contact
- Voice Tone
- Facial Expression
- Key Communication Skills
96Communication Problems That Warrant Skills
Training
- Frequent fights (loud voice tone, anger, strong
irritability that derails family work) - Pejorative put-downs
- Snide, sarcastic, caustic comments
- Lack of verbal reinforcement between members
- Difficulty being specific when talking about
feelings and behavior
97Problem Solving
- 1. Define the Problem
- 2. Brainstorm
- 3. Evaluate Solutions
- 4. Choose Best Solution or Combination
- 5. Plan on How to Implement Solution
- 6. Follow up Plan
98Format of Problem Solving
- Chairman leads family through steps of problem
solving - Secretary records problems solving efforts
- Focus is on getting all members input AND
sticking to steps of problem solving - If at first you dont succeed, problem solve
again - Always schedule a follow-up meeting
99Examples of Topics for Family Problem-Solving
- Identify alternative socialization outlets
- Responding to offers to use substances
- Determining strategies for dealing with
persistent symptoms - Exploring alternative recreational activities
- Finding work or other meaningful activities
100Avoiding the Blame/Demoralization Trap
- Dont blame the client for substance abuse or
relapses because - Substance abuse is a disorder for which clients
are no more responsible than their primary
psychiatric symptoms - Clients with most severe substance abuse need
professional help the most many others improve
spontaneously - Remember that the clients are doing the best they
can
101- To avoid demoralization
- Remember integrated treatment works in the long
run - There is usually no obvious best solution
- Adopt a collaborative-empirical approach to
treatment - View relapses as an inevitable part of the
recovery process - Develop a case formulation based on a functional
analysis to guide treatment
102Clinical Resources
- Bellack, A. S., Bennet, M. E., Gearon, J. S.
(2007). Behavioral Treatment for Substance Abuse
in People with Serious and Persistent Mental
Illness. New York Taylor and Francis. - Center for Substance Abuse Treatment. (2005).
Substance Abuse Treatment for Persons With
Co-Occurring Disorders. (Vol. DHHS Publication
No. (SMA) 05-3922). Rockville, MD Substance
Abuse and Mental Health Services Administration. - Centre for Addiction and Mental Health. (2001).
Best Practices Concurrent Mental Health and
Substance Use Disorders. Ottowa Health Canada. - IDDT Toolkit http//www.mentalhealth.samhsa.gov/c
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Mueser, K. T. (Eds.). (2003). Substance Misuse in
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Mueser, K. T., Orford, J., McGovern, D.,
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Verven, N., Noordsy, D. L., Fox, T. S. (1998).
Substance Abuse Treatment for People with Severe
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Complete Family Guide to Schizophrenia Helping
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Fox, L. (2003). Integrated Treatment for Dual
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103Research Reviews
- Brunette, M. F., Mueser, K. T., Drake, R. E.
(2004). A review of research on residential
programs for people with severe mental illness
and co-occurring substance use disorders. Drug
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