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Spth 465 Dysphagia and Related Disorders: Management

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Title: Spth 465 Dysphagia and Related Disorders: Management


1
Spth 465 Dysphagia and Related Disorders
Management
  • Lecture Four
  • Compensatory Management

2
More definitions
  • Rehabilitation Interventions that when
    provided over the course of time and are thought
    to result in permanent changes in the substrates
    underlying deglutition ie...changing the
    physiology of swallowing mechanisms. May
    include, but not limited to oral/facial
    exercises, vocal adduction exercises, breathing
    exercises, pharyngeal strengthening exercises.
  • Compensation Strategies that provide an
    immediate but typically transient effect on the
    efficiency or safety of swallowing. As a rule,
    if the strategy is not consistently executed,
    swallowing will return to the prior dysfunctional
    status. May include but are not necessarily
    limited to posturing, adaptations in rate, route
    or nature of oral intake.

3
Compensatory Techniques
  • Postural Strategies
  • Bolus Control Techniques
  • Volitional Airway Protection Techniques
  • Diet Modifications
  • Prosthetic Devices

4
Compensatory Techniques
  • Postural Strategies
  • Chin tuck
  • Head rotation
  • Head tilt
  • Side lying
  • Neck extension
  • Diet Modification
  • Liquid modifications
  • Solid modifications
  • Bolus Control technique
  • 3-second prep
  • Lingual sweep
  • Cyclic ingestion
  • Dry swallows
  • Thermal stimulation
  • Bolus placement
  • Slurp and swallow
  • Modifying rate of intake and size of bolus

5
Compensatory Techniques, cont...
  • Airway Protection
  • Supraglottic swallow
  • Super-supraglottic swallow
  • Pharyngeal expectoration
  • Vocal quality checks
  • Prosthetic Devices
  • Palatal lifts
  • Tracheostomy valves
  • Dentures

6
Compensatory Techniques Worksheet
7
Postural Strategies Chin tuck
  • PHYSIOLOGIC ABNORMALITY
  • Primarily used for delayed onset of pharyngeal
    swallow where protection of airway is latent.
  • Secondarily may have applications in management
    of pharyngeal weakness or decreased laryngeal
    elevation resulting in post swallow vallecular or
    pyriform sinus residual (clinical impression).
  • Although research has shown that pharyngeal
    pressures are not altered, the repositioning of
    structures may facilitate pharyngeal clearance.
  • SYMPTOMS
  • pre-swallow pharyngeal pooling secondary to
    delayed pharyngeal swallow post swallow
    vallecular residual

8
Postural Strategies Chin tuck
  • Logemann (1983) Chin tuck posturing widens the
    vallecular space leading to improved airway
    protection 2o protective reservoir
  • Ekberg (1986) Radiographic eval of head position
  • 9/18 patients with defective closure of laryngeal
    vestibule improved with neck flexion
  • 1/18 neck flexion exacerbated aspiration
  • Welch, et al (1993) Videoprint analysis of chin
    tuck
  • Chin tuck leads to posterior shift of anterior
    pharyngeal structures (including tongue),
    narrowing of laryngeal entrance and decreased
    distance from epiglottis to pharyngeal wall and
    laryngeal entrance.
  • No effect on pharyngeal pressures, UES
    relaxation, or coordination between pharyngeal
    contraction and UES relaxation.

9
Postural Strategies Chin tuck, cont
  • Shanahan et al. (1993)
  • Elders with decreased benefit from chin tuck.
    Hypothesized that chin tuck was not as
    successful in eliminating aspiration with the
    older group because they did not exert as much
    direct posterior pressure on the thyroid notch
    into the anterior tracheal wall when they
    performed a chin tuck.
  • Bülow, et al. (1999) Videomanometry
  • Significantly reduced laryngohyoid distance
  • Significantly reduced hyo-mandibular distance
  • Significantly weaker pharyngeal contraction
  • May impair airway protection in patients with
    impaired pharyngeal function

10
Postural Strategies Chin tuck, cont
  • Bülow (2001)
  • In Patients with moderate to severe pharyngeal
    phase dysphagia, chin tuck results in
  • No change in aspiration/penetration, although
    depth of penetrated material higher
  • No change in pharyngeal retention
  • Decreased hyomandibular and thyro-hyoid distance
  • Does not improve weak pharyngeal contraction
  • Martin-harris and Cherney (1996)
  • Increased aspiration risk in patients with poor
    laryngeal excursion and closure

11
Postural Strategies Chin tuck
  • INSTRUCTION
  • Patient is instructed to tilt the neck forward
    with the cervical spine erect during ingestion of
    the bolus. Care should be taken to avoid
    bird-necking with the head and neck forward as
    a combined unit.
  • POTENTIAL GOALS
  • Patient will recall and implement chin tuck
    posturing throughout 90 of meals at home with
    environmental cues to aid recall.
  • Patient will tolerate 90 of liquid trials using
    chin tuck posturing with no environmental cues
    and without clinical signs or symptoms of
    aspiration during the treatment session.
  • Patient will require 2 or less swallows per puree
    bolus with chin tuck posturing to subjectively
    clear the pharynx on 90 of trials during the
    treatment session.
  • ENVIRONMENTAL CUING
  • Place food tray in a position that is low and
    close to the patient
  • Utilize a straw for ingestion of liquid, with the
    cup maintained close to the chest, even with the
    sternum Pillow or towel roll behind the head for
    tactile support
  • Verbally cue the patient to look at his knees
  • Adapted soft cervical collar

12
Compensatory Techniques
  • Postural Strategies
  • Chin tuck
  • Head rotation
  • Head tilt
  • Side lying
  • Neck extension
  • Diet Modification
  • Liquid modifications
  • Solid modifications
  • Bolus Control technique
  • 3-second prep
  • Lingual sweep
  • Cyclic ingestion
  • Dry swallows
  • Thermal stimulation
  • Bolus placement
  • Slurp and swallow
  • Modifying rate of intake and size of bolus

13
Postural Strategies Head Rotation
  • PHYSIOLOGIC ABNORMALITY
  • Utilized when the patient demonstrates unilateral
    weakness or structural reconstruction of the
    pharynx, resulting in post swallow residual on
    the weaker or reconstructed side.

14
Postural Strategies Head Rotation
  • Logemann, et al. (1989)
  • Videofluoroscopy on 6 healthy volunteers and five
    patients with lateral medullary syndrome three 1
    cc swallows of liquid barium in three postures
    neutral, 90 deg right, 90 deg left.
  • In normals, head rotation to either side
    increased UES opening diameter by an average of 2
    mm without affecting the period of UES opening or
    oropharyngeal transit time. Maximal rotation
    caused the bolus to lateralise away from
    direction of rotation and caused significant fall
    in UES pressure.
  • In patient group, head rotation increased
    percentage of bolus swallowing and increased EUS
    opening diameter significant with head turned
    toward paretic side.
  • Two effects functional exclusion of the
    relatively flaccid, weakened pharyngeal wall, and
    reduced UES tone (likely not decreased tone but
    increased suprahyoid pull on existing tone.

15
Postural Strategies Head Rotation
  • Rasley and colleagues (1993)
  • Chin down and head rotation positioning were both
    found to be effective in eliminating aspiration
    in a group of 165 patients with increasing liquid
    bolus size.
  • Able to eliminate aspiration for all bolus
    volumes in 25 of patients, and had some
    beneficial effect on 77 of patients. Head
    rotation was as effective as chin tuck posturing.
  • The prevailing belief is that rotation of the
    head toward the weakened/reconstructed side will,
    in effect, reduce the size of pharyngeal cavities
    on that side thus, the bolus will be redirected
    toward the stronger/intact side of the pharynx,
    promoting a more efficient swallow.
  • There appear to be infrequent cases when rotation
    toward the stronger side is more beneficial,
    presumably effecting increased cricopharyngeal
    sphincter opening on the weakened side therefore
    the strategy should be confirmed diagnostically.

16
Postural Strategies Head Rotation
  • CONTRAINDICATION none documented
  • INSTRUCTION
  • Patient is instructed to turn head toward
    designated shoulder to the full extent
    comfortable the torso should remain forward.
    Strategy may be enhanced when paired with chin
    tuck posturing.
  • POTENTIAL GOALS
  • Patient will recall and implement head rotation
    posturing to the right throughout 90 of meals at
    home with environmental cues to aid recall.
  • Patient will tolerate 90 of puree trials using
    head rotation posturing with no environmental
    cues and without clinical signs or symptoms of
    aspiration during the treatment session.
  • Patient will require 2 or less swallows per puree
    bolus with head rotation posturing to
    subjectively clear the pharynx on 90 of trials
    during the treatment session.
  • ENVIRONMENTAL CUING
  • Place patients tray to the side of head rotation
  • Seat patient during meals with areas of
    stimulation on side of head rotation i.e.
    family/friends/television toward the side of head
    rotation.
  • Adapted soft cervical collar

17
Postural Strategies Head Tilt
  • PHYSIOLOGIC ABNORMALITY
  • Impaired oral motor control, unilateral
    pharyngeal weakness, asymmetric altered anatomy
  • SYMPTOMS
  • Post swallow oral or pharyngeal residual
  • EFFECT
  • Tilting the head to the stronger, undamaged side
    of a neurologically impaired patient may also
    direct the bolus to the stronger, potentially
    more sensate oral and pharyngeal side (Logemann,
    1983).
  • Increased sensation and motor strength/coordinatio
    n experienced on the undamaged side may provide
    immediate positive benefits to the patient. These
    benefits may include improved oral control, bolus
    formation and propulsion with a stronger
    pharyngeal swallow response

18
Postural Strategies Head Tilt
  • CONTRAINDICATION
  • None documented
  • INSTRUCTION
  • The patient is instructed to tilt the head toward
    the stronger, nonimpaired side during PO
    ingestion.
  • POTENTIAL GOALS
  • The patient will recall and implement head tilt
    positioning with no verbal cues on 90 of liquid
    swallows.
  • ENVIRONMENTAL CUING
  • Adapted soft cervical collar

19
Postural Strategies Head Tilt
  • STRATEGY Side Lying
  • PHYSIOLOGIC ABNORMALITY
  • reduced pharygneal contraction hemiparetic
    pharyx
  • SYMPTOMS
  • Post-swallow pharyngeal residual
  • EFFECT
  • The rationale for this posture is that a lateral
    head/trunk position will reduce the gravitational
    force on any residue that is left in the pharynx
    after a swallow. Repeated swallows while on one
    side may effectively clear residue, thus
    decreasing aspiration risk. No documented
    research.

20
Postural Strategies Head Tilt
  • CONTRAINDICATION
  • None documented.
  • Although this posture may be beneficial for
    selected patients, it may not be readily accepted
    by patients or caregivers. It is very difficult
    to self-feed a meal from a lateral position.
    Excellent eye-hand coordination, flexibility and
    patience must be present to attain this feat
    without spilling most of the food off a utensil.
    Care should always be taken when patients are not
    fed in upright posture.
  • INSTRUCTION
  • Patient is comfortably positioned in a the
    lateral position in bed or in semi-reclined or
    fully reclined chair. The meal tray is positioned
    in front of the patient, which in this position
    would likely be at the side of the chair or bed.
    Small pillow may provide additional head support
    and comfort.
  • POTENTIAL GOALS
  • Side-lying positioning will be implemented for
    all PO intake with no evidence of aspiration or
    porr oral control.

21
Postural Strategies Neck Extension
  • PHYSIOLOGIC ABNORMALITY
  • Primarily suggested for use in patients with
    profound oral phase impairment with concomittent
    rapid airway protection.
  • SYMPTOMS
  • post swallow oral residual, ineffective bolus
    transfer
  • EFFECT
  • Employs the effects of gravity to aid bolus
    transfer bolus falls off of base of tongue into
    the pharyngeal cavity. Gravity pulls the bolus
    into pharynx

22
Postural Strategies Neck Extension
  • Ekberg, (1986)
  • Radiographic analysis of postural strategies
  • Impaired airway protection and increased
    aspiration risk with neck extension.
  • Castell, et al (1993)
  • UES relaxation begins after the onset of
    pharyneal contraction and that terminiation of
    relaxation occurred prior to completion of
    pharyngeal contraction when neck extension
    utilised.

23
Postural Strategies Neck Extension
  • INSTRUCTION
  • Patient is instructed to extend neck with back
    erect when he/she is prepared to transfer the
    bolus for the execution of the swallow.
  • POTENTIAL GOALS
  • Patient will recall and implement neck extension
    posturing during PO intake at home 90 of trials
    with minimal verbal cues.
  • Using neck extension posturing, patient will
    clear gt90 of each puree bolus from the oral
    cavity on the first trial during the treatment
    session.
  • ENVIRONMENTAL CUING
  • Verbal Cueing
  • Slightly reclined positioning may be assistive

24
Compensatory Techniques
  • Postural Strategies
  • Chin tuck
  • Head rotation
  • Head tilt
  • Side lying
  • Neck extension
  • Diet Modification
  • Liquid modifications
  • Solid modifications
  • Bolus Control technique
  • 3-second prep
  • Lingual sweep
  • Cyclic ingestion
  • Dry swallows
  • Thermal stimulation
  • Bolus placement
  • Slurp and swallow
  • Modifying rate of intake and size of bolus

25
Thickened Liquids
  • Thickened liquids no standardization!
  • Mills (1996) commercial thickeners react
    differently with each beverage.
  • Liquids with low pH value are more acidic and
    will thicken faster and thicker than water,
    although thickness will lessen over time.
  • Hot liquid does not thicken as well as cold
    liquids
  • Liquids thickened with commercial thickeners can
    continue to absorb liquid and thicken for up to
    30 minutes
  • Pre-thickened liquids approximately 75 more
    expensive than using artificial thickeners

26
Diet Modifications
  • Use of a modified diet as a compensation for
    dysphagia is between 29-46 in long term care
    facilities.
  • Incidence of malnutrition in long term care
    12-70
  • Recommendation for thickened liquids increases
    risk of dehydration
  • Groher and McKaig (1995) Reviewed 2 nursing
    homes with 212 residents with dysphagia.
  • 31 of residents were found on altered diet.
  • 4 at a higher dietary level than was considered
    safe, 5 were at an appropriate diet level
  • 91 were found to be at a diet level more
    restrictive than needed for safety.
  • OGara (1990) patient will typically refuse a
    food consistency when it takes gt10 seconds to
    complete the oral pharyngeal swallow

27
Compensatory Techniques
  • Postural Strategies
  • Chin tuck
  • Head rotation
  • Head tilt
  • Side lying
  • Neck extension
  • Diet Modification
  • Liquid modifications
  • Solid modifications
  • Bolus Control technique
  • 3-second prep
  • Lingual sweep
  • Cyclic ingestion
  • Dry swallows
  • Thermal stimulation
  • Bolus placement
  • Slurp and swallow
  • Modifying rate of intake and size of bolus

28
Bolus Control Technique 3 sec prep
  • PHYSIOLOGIC ABNORMALITY
  • For use with patients demonstrating
    characteristics of tachyphagia (uncontrolled,
    rapid ingestion pattern), in patients with
    premature transfer of the bolus into the pharynx
    and in patients with delayed initiation of the
    swallow.
  • EFFECT
  • Volitional, conscious pause prior to transfer of
    the bolus may allow the patient a greater
    opportunity to organize execution of bolus
    transfer and elicitation of the swallow, will
    insert a purposeful break in the rapid ingestion
    pattern of a tachyphagic patient, and allows
    greater time in the patient with delayed onset of
    swallow to elicit volitional airway protection.
    This strategy alters the swallow from a reflexive
    response to a more volitionally controlled action.

29
Bolus Control Technique 3 sec prep
  • CONTRAINDICATION
  • Some patient's with poor oral motor control,
    particularly base of tongue to palate
    approximation, may experience premature spillage
    of bolus into the pharynx and thus increase
    preswallow aspiration risk.
  • INSTRUCTION
  • After placement of the bolus in the oral cavity,
    the patient is instructed to mentally count to
    three prior to transfer of the bolus into the
    pharynx.
  • POTENTIAL GOALS
  • Patient will recall and implement 3 second prep
    during intake of all diet textures in the
    treatment session on 90 of trials with moderate
    verbal cueing.
  • Using 3 second prep strategy, patient will
    decrease rate of intake of puree in the treatment
    session, to a ingestion rate of 4 cups of puree
    in 15 minutes.

30
Bolus Control Tech Lingual sweep
  • PHYSIOLOGIC ABNORMALITY
  • Oral motor impairment of any etiology that
    restricts the ability to form a cohesive bolus,
    resulting in buccal, sublingual and intra-oral
    residual post swallow.
  • EFFECT
  • Clears residual from oral cavities and redirects
    to tongue blade for development of a bolus.
  • CONTRAINDICATION
  • none documented
  • INSTRUCTION
  • Patient cued to purposefully use tongue to sweep
    the entire oral cavity, particularly areas of
    weakness or reconstruction, to collect residual
    bolus. Patient should repeat technique throughout
    meal as indicated to inhibit development of
    residual. In cases where lingual movement
    restricts search of certain regions, finger sweep
    may be substituted.

31
Bolus Control Tech Lingual sweep
  • POTENTIAL GOALS
  • Patient will independently use lingual sweep
    strategy after every third bolus trials 90 of
    the time in all mealtime environments.
  • During intake of ground diet, patient will
    demonstrate minimal left sided buccal or
    sublingual residual following lingual and/or
    finger sweep 90 of trials during treatment
    session.
  • Patient will independently recognize the need to
    clear oral residual with lingual sweep after
    intake regular diet during the treatment session
    90 of the time.
  • ENVIRONMENTAL CUING
  • Use of a mirror during meals may cue patient to
    residual.

32
Bolus Control Tech Cyclic Ingestion
  • PHYSIOLOGIC ABNORMALITY
  • Utilized when patient demonstrates pharyngeal
    weakness/dyscoordination or hypertonicity of the
    UES resulting in post swallow pharyngeal residual
    in valleculae and/or pyriform sinuses.
  • EFFECT
  • Liquid after a solid bolus facilitates clearance
    of the pharyngeal cavities by serving as a liquid
    wash.
  • CONTRAINDICATION
  • Cannot be used with patients on liquid restricted
    diet.
  • In a limited number of patients, the subsequent
    liquid bolus will bypass the residual in the
    valleculae as opposed to washing out and will
    then present potential for aspiration, thus the
    strategy should be evaluated diagnostically.

33
Bolus Control Tech Cyclic Ingestion
  • INSTRUCTION
  • Patient given liquids with all meals and
    instructed to alternate liquid and solid intake
    throughout the meal, either in 11 ratio or as
    indicated by diagnostic examination.
  • POTENTIAL GOALS
  • Patient will recall and implement strategy of two
    bolus swallows followed by one liquid swallow 90
    of the trials of PO intake at home with no verbal
    cues from family.
  • ENVIRONMENTAL CUING
  • Have liquids available during all meals

34
Bolus Control Tech Dry Swallow
  • PHYSIOLOGIC ABNORMALITY
  • Utilized when patient demonstrates pharyngeal
    weakness/dyscoordination or hypertonicity of the
    cricopharyngeal sphincter (UES) resulting in post
    swallow pharyngeal residual in valleculae and/or
    pyriform sinuses.
  • May also be used in cases of intact pharyngeal
    phase swallowing when oral residual falls post
    swallow into the pharynx in inadequate quantity
    to elicit a pharyngeal swallow.
  • EFFECT
  • Repetition of the swallow without a new bolus
    serves to aid in clearing post swallow residual.

35
Bolus Control Tech Dry Swallow
  • CONTRAINDICATION
  • none documented
  • INSTRUCTION
  • Patient instructed to dry swallow after every
    bolus swallow or to swallow each bolus 2, 3 or 4
    times as indicated by diagnostic examination.
  • POTENTIAL GOALS
  • Patient will recall and implement compensation of
    dry swallow after bolus swallow on 90 of PO
    trials during the treatment session with minimal
    verbal cues.
  • Patient will demonstrate no increase in signs and
    symptoms of aspiration late in meal at home as a
    result of progressively increased pharyngeal
    residual.
  • ENVIRONMENTAL CUING
  • Decreasing rate of intake may facilitate this
    strategy. This can be promoted by requiring
    patient to put down the spoon, fork or cup
    between bites.

36
Bolus Control Technique Thermal StimulationFact
or Fiction!
  • PHYSIOLOGIC ABNORMALITY
  • Primarily used when initiation of the pharyngeal
    swallow is delayed in onset thus allowing for an
    unprotected airway in the presence of the bolus
    in the pharynx.
  • May also be used when decreased oral sensitivity
    hinders awareness and manipulation of the bolus.
  • EFFECT
  • Generally thought to heighten sensitivity of the
    oral cavity and pharynx, thus preparing the
    system for the introduction and management of a
    bolus.
  • The presumed result is a more timely initiation
    of the pharyngeal swallow in the case of delayed
    onset of swallow. In cases of decreased
    sensitivity of the oral cavity and pharynx the
    result is a more responsive system with greater
    efficiency of the swallow.

37
Bolus Control Technique Thermal Stimulation
  • EFFECT
  • Generally thought to heighten sensitivity of the
    oral cavity and pharynx, thus preparing the
    system for the introduction and management of a
    bolus. The presumed result is a more timely
    initiation of the pharyngeal swallow in the case
    of delayed onset of swallow. In cases of
    decreased sensitivity of the oral cavity and
    pharynx the result is a more responsive system
    with greater efficiency of the swallow
  • CONTRAINDICATION
  • Not suggested for patients with a hyperactive gag
    response.
  • Lemon glycerine swabs may exacerbate dryness of
    the oral mucosa in patients with xerostomia.
  • Sugar content of lemon italian water ice should
    be considered in the care of the diabetic patient.

38
Bolus Control Technique Thermal Stimulation
  • INSTRUCTION There are several methods of
    applying Thermal (gustatory) stimulation.
    Introduced initially as only thermal stimulation,
    the patient was instructed to use a chilled
    laryngeal mirror to vertically stroke the
    anterior faucial arches 5-6 times each side prior
    to and intermittently during meals.
  • Clinical practice indicates similar, if not
    improved results, through the addition of strong
    taste, particularly a tart lemon, applied more
    globally to the entire oral cavity. The use of
    frozen lemon glycerine swabs is one option.
  • Another effective and less obtrusive option is
    the ingestion of limited amounts of lemon Italian
    water ice throughout the meal to facilitate oral
    pharyngeal awareness. This technique does not
    limit the thermal-gustatory stimulation to the
    anterior faucial arches but includes the entire
    oral cavity and is comfortably incorporated into
    the patients diet.

39
Bolus Control Technique Thermal Stimulation
  • POTENTIAL GOALS
  • Following application of thermal stimulation with
    frozen lemon glycerine swabs by the clinician
    during the treatment session, patient will elicit
    a volitional swallow within 3 seconds on 90 of
    trials.
  • Patient will ingest 1/2 teaspoon lemon Italian
    water ice (also known as Italian ice) at the rate
    of one teaspoon after every 4 food/liquid
    swallows during mealtime at home.
  • Patient will tolerate 90 of 1 tsp sips of thin
    liquid trials at home with supervision following
    thermal stimulation with no clinical
    signs/symptoms of aspiration.
  • ENVIRONMENTAL CUING
  • Use of a mirror before and during meals may
    facilitate correct application of thermal
    stimulation when using a chilled mirror or lemon
    swab.
  • Italian ice available during meals.

40
Rosenbek.
  • Done with kind-hearted rigour

41
Bolus Control Technique Thermal Stimulation
  • Mansson and Sandberg (1975)
  • Evaluated dry swallowing in normal subjects, half
    of whom received anaesthesia to the posterior
    oral cavity and half without. Anaesthesia
    increased the latency of the pharyngeal response,
    or produced a delay in onset of the pharyngeal
    swallow. Thus, support for the importance of
    mucosal receptors in swallowing onset.
  • Lazarra et al. (1985)
  • Evaluated short term effects.
  • 25 subjects with MBS pre and post stimulation
  • 23/25 demonstrated improved triggering of the
    swallow after stimulation

42
Bolus Control Technique Thermal Stimulation
  • Rosenbek, et al. (1991)
  • Long term effects
  • ABAB treatment design 15 to 25 trials of stim
    each session with an average of five sessions per
    day for one week duration prior to switching to
    control condition
  • 2 of 7 patients demonstrated improvement in
    transit time (decreased stage transition)
  • But subjects were 5 weeks post onset.
  • Author states that this provides weak support
    for this therapeutic modality.

43
Bolus Control Technique Thermal Stimulation
  • Ali, Lundl, Wallace, deCarle, and Cook (1996)
  • 14 normal volunteers evaluated radiographically
    subsequent to thermal stimulation and local
    mucosal receptor anesthesia.
  • No influence on the temporal relationships of
    motor events secondary to thermal stimulation or
    anaesthesia. Concluded no support for thermal
    stimulation.

44
Bolus Control Technique Thermal Stimulation
  • Kaatze-McDonald, Post and Davis (1996)
  • Evaluated 20 normals using a laryngograph to
    document timing issues of swallowing. Applied
    warmed and cooled laryngeal mirror and solutions
    of saline, glucose and distilled water. Cold
    stimulation facilitated more prompt swallow.
  • Rosenbek, et al (1996)
  • Short term compensatory effects.
  • 22 neurologically impaired patients
  • 15/22 patients demonstrated decreased latency of
    onset of swallowing after thermal stimulation.

45
Bolus Control Technique Thermal Stimulation
  • Rosenbek et al. (1998)
  • Long term effects
  • 2 weeks therapy trial 4 groups (150, 300, 450,
    660 trials of thermal stim per week)
  • No single intensity emerged as most therapeutic
    no significant effects
  • Trend that 660 trials might begin to be
    efficacious.very difficult to execute.
  • Weak support for technique may reflect lack of
    diagnostic precision.

46
Bolus Control Tech Bolus size/rate of intake
  • PHYSIOLOGIC ABNORMALITY
  • May be beneficial for patients with poor oral
    control or pharyngeal weakness in which a large
    bolus is too difficult to manage, or a small
    bolus provide too little sensory input.
  • SYMPTOMS
  • Post swallow oral or pharyngeal residual,
    pre-swallowing pooling secondary to delayed
    pharyngeal swallow impaired oral-pharyngeal
    response to bolus.
  • EFFECT
  • Highly variable
  • Smaller boluses may allow for greater control and
    less scatter to oral recesses with more efficient
    manipulation and a more cohesive bolus.
  • With a heavier bolus and more variable texture,
    the patients sensory system is better stimulated,
    thus facilitating greater oral-pharyngeal
    awareness and more efficient bolus control. Rate
    of intake is likewise variable among patients.
  • In general slowing the rate of intake may allow
    for greater oral pharyngeal efficiency by giving
    the patient more time to manage the bolus.
  • Additionally, patients with neurodegenerative
    disease or chronic obstructive pulmonary disease
    may demonstrate significant fatigue during oral
    intake, thus requiring control of the length of
    the meal or rate of intake.
  • No specific published research.

47
Bolus Control Tech Bolus size/rate of intake
  • CONTRAINDICATION
  • Alternations in rate of intake or bolus size
    should be carefully validated during diagnostic
    exam to assure that strategy does not increase
    aspiration risk.
  • INSTRUCTION
  • If the patient has adequate cognition to control
    the rate and quantify of intake independently,
    instructions are provided for the size of bolus
    and rate of ingestion that has been determined to
    maximize swallowing efficiency. Otherwise
    environmental cueing may be required.
  • POTENTIAL GOALS
  • The patient will demonstrate decreased rate of
    puree intake as measured by 4 ounces ingested in
    no less than 5 minutes.
  • ENVIRONMENTAL CUING
  • Slow rate of liquids with lidded travel mug
    decrease hole by taping with duct tape if needed.
  • Straw sips particularly with straw of narrow
    diameter or one with air lead in straw
  • Cue patient to put spoon or fork down between
    bites to slow rate of solid intake
  • Wrist weight may provide extra tactile cues to
    slow rate of intake.
  • Remove centre of spoon
  • Portion control

48
Bolus Control Tech Slurp Swallow
  • PHYSIOLOGIC ABNORMALITY
  • For use with patients demonstrating limited oral
    control that are unable to transfer the bolus
    anterior to posterior.
  • EFFECT
  • Circumvents the oral phase of the swallow and
    rapidly transfers bolus into the pharynx.
  • CONTRAINDICATION
  • Will increase aspiration risk in patients with
    inadequate airway protection or pharyngeal phase
    impairment.
  • INSTRUCTION
  • Patient is instructed to place bolus centrally in
    oral cavity, then "suck" or "slurp" the bolus
    posteriorly into the pharynx, followed promptly
    by elicitation of a swallow.

49
Bolus Control Tech Slurp Swallow
  • POTENTIAL GOALS
  • Patient will maintain adequate PO nutrition of
    puree diet for 6 months with no pulmonary
    compromise using slurp-swallow strategy to
    transfer bolus to the pharynx.
  • On 90 of trials of puree diet in the treatment
    session, patient will clear 90 of the bolus
    from the oral cavity on the first trial with a
    slurp-swallow strategy.
  • Patient will demonstrate no indication of
    pre-swallow aspiration using slurp-swallow
    strategy.
  • ENVIRONMENTAL CUING
  • Technique may be facilitated by intake with a
    thick straw (may be found in some Radiology
    departments or MacDonalds Restaurants) or a
    catheter tip syringe.

50
Airway protection tech Supraglottic Swallow
  • PHYSIOLOGIC ABNORMALITY
  • Utilized in cases of inadequate airway protection
    mechanisms when aspiration is documented or at
    high risk. Indicated particularly when patient is
    known to be a silent aspirator.
  • EFFECT
  • The supraglottic swallow provides volitional, in
    the absence of reflexive, airway protection. The
    lungs are filled and the vocal folds firmly
    sealed through conscious effort prior to the
    swallow, with a volitional cough/forced
    expiration immediately following to clear
    laryngeal coating/potential aspiration.
  • CONTRAINDICATION
  • none documented
  • INSTRUCTION
  • Patient is instructed to take a deep breath and
    hold it firmly while swallowing the bolus. Upon
    completion of the swallow, patient is instructed
    to forcefully expel the air in the lungs with a
    volitional cough, prior to inhalation. The
    patient then swallows and coughs a second time.

51
Airway protection tech Supraglottic Swallow
  • POTENTIAL GOALS
  • Patient will recall and implement the sequence of
    supraglottic swallowing strategy during mealtime
    at home with 90 accuracy and no verbal cueing.
  • Following 90 of trials of PO liquid with
    supraglottic swallow strategy during the
    treatment session, patient will demonstrate no
    evidence of wet dysphonia or blatant indication
    of aspiration.
  • ENVIRONMENTAL CUING
  • Patient may require written instruction to recall
    sequence of events as this can be a difficult
    task for many patients to coordinate.
  • A technique to facilitate learning of this
    strategy is to break the task, upon first
    presentation, into discrete steps with mastery at
    each level prior to moving ahead.
  • a. Hold your breath (3, 5, 10 sec progressively)
    then relax
  • b. Hold your breath (3, 5, 10 sec progressively)
    then exhale forcefully or with a cough.
  • c. Hold your breath, swallow, then exhale
    forcefully or with a cough.

52
Airway protection tech Super Supraglottic
Swallow
  • Same as above but with effort

53
Airway Protection Tech pharyngeal expectoration
  • PHYSIOLOGIC ABNORMALITY
  • Clinically useful technique for clearing
    pharyngeal residual post-swallow in the presence
    of the physiologic abnormality of decreased
    pharyngeal contraction and laryngeal excursion or
    impaired UES opening.
  • By inhibiting the buildup of post-swallow
    residual, there is decreased likelihood for
    post-swallow aspiration of residual.
  • As patients progress in swallowing
    rehabilitation, they should be encouraged to
    swallow, rather than expectorate, oral pharygneal
    secretions. No one has methodically, empirically
    studied spitting (wonder why?)
  • EFFECT It clears pharyngeal goo!!

54
Airway Protection Tech pharyngeal expectoration
  • PATIENT INSTRUCTIONS
  • Patient is instructed to bring up secretions from
    the back of the throat.
  • CONTRAINDICATIONS
  • Social implicationsnot so polite to spit in
    public.
  • ENVIRONMENTAL CUING
  • Colloquialisms such as truck drivers spit or
    hawking up a clam may communicate more
    effectively the intent of the instruction.

55
  • The art of managing the dysphagic patient may
    consist of amusing the patient until nature takes
    its course.
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