RIA Review - Compliance Management Software

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RIA Review Compliance Management Software
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• RIA Review is a user-friendly online compliance
  management software designed to help boutique
  investment advisors to structure, maintain, and
  develop their compliance programs.
• The software is geared to break down compliance
  requirements and give every user a system to
  remain prepared for an examination. State and
  SEC-Registrants
• Why choose RIA Review?
• RIA Review is a documentation-based solution to
  help boutique investment advisors to maintain an
  internal compliance program.
• Key Benefits
• Cloud-based compliance directory to store
  required books/records
• Review Center to schedule review of firm
  policies/procedures
• Forms/Agreements to update documentation
• News and Updates to customize compliance
  calendar.
• For more info visit RIA Review