Independent broker dealer list - PowerPoint PPT Presentation

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Independent broker dealer list

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We will find you the best broker dealer that matches your needs. Financial Advisor Placement Services helps financial advisors sift through all of the options and questions involved in switching firms. For more details on our products and services, please feel free to visit us at – PowerPoint PPT presentation

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Updated: 4 January 2017
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Title: Independent broker dealer list


1
Financial Advisor Placement
Financial Advisor Placement Services (FAPS)
places only Financial Advisors.  While other
competitor firms work with other financial
professionals, we feel that our sole focus makes
us the best in the  industry.   While other
placement firms will "hand off" the advisor to
another junior recruiter, everyone who does
business with FAPS with work with Shawn Smith,
our Founder.  It is because of this personal
attention, and expertise in this field, that
advisors like doing business with us.
Visit http//www.financialadvisorplacementservice
s.com/
2
The purpose of the National Association of
Independent Broker Dealers is to positively
impact rules regulations, and legislation by
facilitating a consistent, productive
relationship between industry professionals and
regulatory organizations and by providing
education and member benefits for Broker Dealers.
The Alliance of Independent Broker Dealers (AIBD)
is a nonprofit mutual benefit corporation founded
in 1980 by a group of independent broker dealers
who are dedicated to jointly reviewing investment
products. The AIBD and many of its members are
headquartered in Northern California.
Advisor Resourses
Visit http//www.financialadvisorplacementservice
s.com/
3
Financial Practice/Broker Dealer Sale
Since we have been in business, we have been
getting calls from advisors who want to either
buy or sell a book of business.  With the aging
of today's financial advisor, the average age of
the advisor is 58 years old.  In this aging
population, it only makes sense that some
advisors will want to retire.  Seeing this
demand, we have accomodated these requests and
have begun to help advisors sell their books and
we have also helped smaller broker dealers sell
their firms.  
Visit http//www.financialadvisorplacementservice
s.com/
4
1. Increased rules and regulations.2. Increased
costs associated with running the broker dealer. 
Especially compliance and legal costs.3.
Increased competition from larger
broker-dealers.4. Decreased profit from running
the broker-dealer.5. Increased financial
reporting.6. Taking time away from
production.7. Owners desire to exit the
business.8. Desire to outsource the compliance,
legal, and clearing functions to another broker
dealer.9. Broker Dealers originally formed for
business lines (like MA) where market has seen
decresed demand.
Sell Your BD
Visit http//www.financialadvisorplacementservice
s.com/
5
We are always looking of new talent to add to our
team.  If you are interested in applying for a
position are recruiter  please submit your resume
to  sales_at_financialadvisorplacementservices.com
   All positions are 1099 contractor
opportunities. Job Description Responsible for
all phases of recruiting independent and retail
financial advisors (business development,
client   service,  research, search process,
qualification of candidates, closing, etc.)
Employment
Visit http//www.financialadvisorplacementservice
s.com/
6
Contact Us
36 Brownville Avenue, Ipswich, MA 01938 PH
978-312-1656  Email  sales_at_financialadvisorplac
ementservices.com
Thank You
Visit http//www.financialadvisorplacementservice
s.com/
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