Title: Independent Broker Dealer Firms Part - 2
1Financial Advisor Placement Financial Advisor
Placement Services (FAPS) places only Financial
Advisors. While other competitor firms work with
other financial professionals, we feel that our
sole focus makes us the best in the industry.
While other placement firms will "hand off" the
advisor to another junior recruiter, everyone who
does business with FAPS with work with Shawn
Smith, our Founder. It is because of this
personal attention, and expertise in this field,
that advisors like doing business with us.
Visit http//www.financialadvisorplacementservice
s.com/
2Responsible for all phases of recruiting
independent and retail financial advisors
(business development, client service,
research, search process, qualification of
candidates, closing, etc.) Generation and
maintenance of a pipeline of business through
establishing strong relationships with financial
advisors Performing market research to focus
business development efforts on targeted
companies/industries/geographies
Identification of qualified and interested
candidates through extensive research, direct
recruiting, and referrals Contact all
appropriate candidates for a particular search by
phone and/or e-mail to gauge qualifications and
interest
Employment
Visit http//www.financialadvisorplacementservice
s.com/
3Financial Advisor Placement Services was founded
in 2009 by Shawn Smith to meet the needs of the
financial advisor who is considering a move to an
Independent Broker Dealer. We work as the
broker's "agent" to help the advisor find the
firm to meet their professional requirements in
order to best serve their clients. Financial
Advisor Placement Services will sift through the
many National, Regional and Independent broker
dealers, and RIA firms, and help the advisor to
answer the questions which accompany a firm
change. We have developed many relationships
with the decision makers at the firms we
represent .
Services
Visit http//www.financialadvisorplacementservice
s.com/
41. Increased rules and regulations.2. Increased
costs associated with running the broker dealer.
Especially compliance and legal costs.3.
Increased competition from larger
broker-dealers.4. Decreased profit from running
the broker-dealer.5. Increased financial
reporting.6. Taking time away from
production.7. Owners desire to exit the
business.8. Desire to outsource the compliance,
legal, and clearing functions to another broker
dealer.9. Broker Dealers originally formed for
business lines (like MA) where market has seen
decresed demand.
Sell Your BD
Visit http//www.financialadvisorplacementservice
s.com/
5Sell Your Practice
1. Wanting to retire.2. Frustrated with
increased regulations.3. No longer able to make
adequate compensation due to increased costs.4.
Increased competition from other advisory
firms.5. The desire to find a suitor to continue
to bring good service to your clients.
Visit http//www.financialadvisorplacementservice
s.com/
6Contact Us
Financial Advisor Placement Services 36
Brownville Avenue, Ipswich, MA 01938 PH
978-312-1656 Or Email sales_at_financialadvisorpl
acementservices.com
Thank You
Visit http//www.financialadvisorplacementservice
s.com/