Crown Capital Securities LLC Management

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Crown Capital Securities LLC Management

• About Crown Capital Securities, L.P.

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About Crown Capital Securities, L.P.

• Crown Capital Securities, L.P. is a registered
  broker/dealer which provides a complete range of
  financial services and quality investments to
  independent securities representatives, serving
  investors throughout the country. These
  investment professionals are able to offer their
  clients a wide selection of approved,
  non-proprietary products.

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About Crown Capital Securities, L.P.

• This complete selection gives people all the
  choices they need to meet their goals of
  preserving capital, generating income and
  accumulating wealth to finance education,
  caregiving, travel and retirement.

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About Crown Capital Securities, L.P.

• Crown Capital Securities, L.P. is an independent
  member firm of the Financial Industry Regulatory
  Authority (FINRA) and the Securities Investor
  Protection Corporation (SIPC).

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About Crown Capital Securities, L.P.

• Headquartered in Orange, California, the
  management group at Crown Capital is led by Darol
  and Phyllis Paulsen, an executive team with 60
  years experience in securities and financial
  services.

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About Crown Capital Securities, L.P.

• All Crown Capital representatives are independent
  business persons in their own communities -- not
  employees of a mega-firm owned and operated by
  strangers in a remote location. As owners and
  managers of local financial services businesses,
  these representatives make a long-term investment
  in their community and are focused on building
  lasting relationships with their clients.

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About Crown Capital Securities, L.P.

• In our experience, clients prefer the level of
  service they receive through this structure over
  that given them by Wall Street firms.

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About Crown Capital Securities, L.P.

• Crown Capital has no proprietary products to sell
  or sales quotas for its representatives. This
  allows its representatives to make honest and
  appropriate investment recommendations based
  strictly on client needs and product performance.

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About Crown Capital Securities, L.P.

• High performance, credibility and dependability
  -- that's how Crown Capital representatives help
  clients make excellent financial plans and sound
  investment decisions at fair and competitive fees
  and commissions.

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About Crown Capital Securities, L.P.

• Clients choose from a vast array of investment
  products, including full service stock trading,
  tax-free municipal bonds, U.S. government and
  agency securities, corporate bonds, unit
  investment trusts, certificates of deposit, money
  market accounts, mutual funds, insurance
  products, fixed and variable annuities, direct
  investments, options and margin accounts.

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About Crown Capital Securities, L.P.

• Investment representatives are supported by a
  strong home office staff, with the experience and
  expertise necessary to identify and service the
  highest quality investment opportunities. This
  support is enhanced by Crown Capital's
  relationship with Pershing, LLC.

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About Crown Capital Securities, L.P.

• You've worked hard for your money. Now, you want
  your money to work just as hard for you. That's
  why you should demand the utmost from your
  investment advisor.

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About Crown Capital Securities, L.P.

• When you choose a Crown Capital representative,
  you are choosing an experienced professional
  dedicated to making your money work for you
  without taking unnecessary risks.

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About Crown Capital Securities, L.P.

• Perhaps most important, you are choosing a solid,
  value-based, complete financial services firm
  that can provide you all the strength,
  professional expertise and research capability of
  any Wall Street firm.

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About Crown Capital Securities, L.P.

• One that is genuinely concerned about your
  financial well-being and ultimate investment
  success. One that avoids short-term aggressive
  strategies in favor of long-term capital
  appreciation. Crown Capital offers all these
  benefits and more.

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About Crown Capital Securities, L.P.
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About Crown Capital Securities, L.P.

• http//cmsfinancial.com/