Title: Theory
1Theory Experimental Design
2FTT Political Science
- Two generations (although overlap time wise)
- First testing equilibrium non-equilibrium
predictions of social choice theory - Second testing more applied models, typically
with greater institutional (political) detail. - Mirror evolution of formal models in discipline
3First Generation Tests on Elections Committees
Tests of Spatial Voting Models
- This work is reviewed in
- McKelvey, Richard D. Peter C. Ordeshook, 1990,
A Decade of Experimental Research on Spatial
Models of Elections and Comittees, in James M.
Enelow Melvin Hinich, eds., Advances in the
Spatial Theory of Voting, Cambridge Cambridge U.
Press.
4First Generation Tests on Committee Voting
- Goal of initial work on committees
- see extent disequilibrium really happened in
lab. - Not so easy to avoid equilibrium creating
conditions not suggested by theory. - For example, if subjects know (or suspect)
experiment has an end or consider time spent as
costly, may be motivated to agree on a choice.
5First Generation Testson Generic Voting Games
- While fundamental largely become province of
social choice theorists theoretical side
dominates - Main emphasis what is necessary get equilibrium,
considering axioms of social choice theory
implications. - Social Choice Welfare (both society journal)
main avenues, mainly normative
6Example of Modern First Generation Like
Voting Experiment
- Voting Games and Computational Complexity,
Glenn W. Harrison Tanga McDaniel, working paper
7Voting Rule Experiment
- Authors confront Gibbard-Satterthwaite Theorem
loosely stated only voting rule that is
strategy proof for all possible preference
profiles is dictatorial. - strategy proof when choices people make under
voting rule are truthful reflect true
preferences. - Consider an example 3 choices, x, y, z, 3
types of voters, A (40 voters), B (20 voters),
C (40 voters)
8Example of Strategic Voting
Who will win this election? Not obvious. If
voters A, B, C all voted for their most
preferred choice (truth telling), we use
majority rule, then a tie between x z.
9Example of Strategic Voting
But is that what we would want as a society?
Normatively? Condorcet argued that most preferred
choice is one who would Defeat or tie all others
in pairwise (binary) contests.
10Example of Strategic Voting
Who is the Condorcet winner? Binary choice
between x y, A votes for x, B C for y, y
wins. Binary choice between y z, A B for y, C
for z, y wins. y is the Condorcet winner.
11Example of Strategic Voting
Majority rule is definitely not strategy proof
in fact, normatively we might prefer that
voters strategize positively expect them to
Making Votes Count
12Goal of Voting Experiment
- Harrison McDaniel contend that some voting
rules may be more difficult (in a computational
sense) to manipulate than others. - They want to test their hypothesis in the lab.
13Voting Rule Experiment Goal
- H M test a voting rule in laboratory they
believe is - Easy to explain to subjects
- Easy to implement
- Difficult for subjects to strategically
manipulate (because of unspecified cognitive
limits)
14Voting Rule Experiment Goal
- Theory testing or fact finding?
- While voting rule is script as in other formal
theory experimental tests, H M expect something
not modelling (cognitive limits of subjects) is
important are fact finding. - Also, some policy pre-testing
- Nevertheless design of experiment is scripted
by theory
15Proposed Voting Rule
- One voting rule that might be good is to always
select Condorcet winner in fact this has been
proven to be strategy proof.
16Condorcet Winner Voting Rule
Can voters manipulate this voting rule getting a
more preferred outcome by misrepresenting their
preferences?
17Condorcet Winner Voting Rule
Who is the Condorcet winner now?
18Proposed Voting Rule
- problem Condorcet winner not always exsit.
- Extension of Condorcet rule by Young find
non-cyclical ranking with most support of voters. - Turns out solution found by solving linear
programming problem - Condorcet Consistent Voting Rule basically
chooses Condorcet winner if one exists, if not,
non-cyclical ranking with greatest support.
19Condorcet Consistent Voting Rule
Who would win? In this example C voters ranking
would be maximal, note similarity w/ dictatorship
in this example -- but rule not same as
dictatorship.
20Computation Voting Rule
- strategic voting under Condorcet Consistent
voting rule requires complex computations when
of alternatives is large - for n alternatives there are n! non-cyclic
rankings. - Thus while not strategy proof in theory, contend
behaviorally incentive compatible with truth
telling (non strategic voting). - Point of Experiment is this true?
21Inducing Preferences in Voting Experiments
- Usually money
- Tell subjects will pay based on which
alternative, x,y,z is chosen have subjects
vote. - Can measure extent of strategic voting by
comparing choices to induced preferences.
22Home Grown Preferences
- Harrison McDaniel use home grown preferences
- Subjects given list of CDs, grouped in
categories - Subjects vote over which category for group, then
each picks a CD from the list of 10 in category - Difficulty how measure strategic voting?
23How Measure Strategic Voting?
- Use control treatment subjects choose CDs
under a random dictator voting rule - But to be sure instruct subjects in this
treatment only on advantages of telling truth
non neutral instructions - Note importance of random assignment.
- Are home grown preferences desirable here?
24Heterogeneity of Preferences
- strategic voting harder when preferences of
voters more heterogeneous. - Vary heterogeneity
- Simple treatment music categories of Jazz/Easy
Listening, Classical, RB, Rock, CW. - Complex treatment music categories of Jazz/Easy
Listening, Classical, Heavy Metal, Rap, CW. - Contend most subjects prefer RB or Rock.
25Table 1 Musical Categories CDsCategory A
Jazz/Easy Listening
- (1) Najee, Share My World
- (2) Kenny G, Breathless
- (3) Art Porter, Undercover
- (4) Russ Freeman the Rippingtons, Sahara
- (5) Tony Bennet, Unplugged
- (6) George Howard, A Home Far Away
- (7) Enigma 2, The Cross of Change
- (8) Billy Joe Walker, Life is Good
- (9) Barry Manilow , Singing in the Big Bands
- (10) Nat King Cole, The Greatest Hits
26Category B Classical
- (1) John Williams the Boston Pops Orchestra,
It Dont Mean a Thing if it aint got that
Swing - (2) Vivaldi, The 4 Seasons Gil Shattam Orpheus
Fritz Kreisler. - (3) Mahler, Symphony 5. The New York
Philharmonic Leonard Bernstein. - (4) Yo Yo Ma, The New York Album. Baltimore
Symphony Orchestra David Zinman. - (5) Handel, Messiah Atlanta Symphony Orchestra
Chamber Chorus Robert Shaw. - (6) Cecilia Bartoli, Mozart Portraits Vienna
Chamber Orchestra György Fischer. - (7) Van Clyburn in Moscow. Brahms Rachmaninoff. M
oscow Philharmonic Orchestra Kiril Konorashin. - (8) Kiri, Her Greatest Hits Live London
Symphony Orchestra Steven Barlow. - (9) Tchaikovsky, Nutcracker London Symphony
Orchestra S ir Charles Mackerras. - (10) The Best of Wolfgang Amadeus Mozart. Academy
of St. Martin-in-the-fields Neville Marriner.
27Category C Heavy Metal
- (1) Pantera, Far Beyond Driven
- (2) Queensryche, Promised Land
- (3) Magadeth, Youthanasia
- (4) Motley Crüe, Motley Crue (featuring
Hooligans Holiday) - (5) Mother Tongue Mother Tongue
- (6) Obituary, World Demise
- (7) Jackyl, Push Comes to Shove
- (8) Alice in Chains, Jar o f Flies
- (9) Alice Cooper, The Last Temptation
- (10) Cinderella, Still Climbing
28Category D Rap
- (1) Pete Rock and CL Smooth, The Main
Ingredient - (2) Lighter Shade of Brown, Layin in the Cut
- (3) Craig Mack, Project Funk Da World
- (4) Ghetto Mafia, Draw the Line
- (5) Common Sense, Resurrection
- (6) Stevie B, Funky Melody
- (7) Salt-n-Pepa, Very Necessary
- (8) j. Little, Puttin it Down
- (9) Celly Gel, Heat 4 Yo Azz
- (10) Hammer, The Funky Headhunter
29Category E Country Western
- (1) Garth Brooks, In Pieces
- (2) George Ducas, George Ducas
- (3) Shenandoah, In the Vicinity of the Hearth
- (4) Chris Ledoux, Haywire
- (5) Willie Nelson, Healing Hands of Time
- (6) Vince Gill, When Love Finds You
- (7) Pam Tillis, Sweethearts Dance
- (8) Noah Gordon, I Need a Break
- (9) Rodney Crowell, Let the Picture Paint
Itself - (10) Ricky Lynn Gregg, Get a Little Closer
30Information to Subjects
- Varied information gave subjects
- Information Treatment specifics of CC voting
rule spelled out to subjects examples supplied - No Information Treatment subjects only told
that the social ranking chosen would be the one
which would most likely receive the support of a
majority of the voters. - Why vary this?
- Policy Pre-testing . . .
31Experimental Design
32Results of Voting Rule Experiment
- Gist found under simple preference profile
significant difference between rankings in CC
RD. - No significant difference between rankings in CC
RD under tough preference profile. - Moreover, information matters only in simple
preference profile experiments. - Results support argument that when preferences
are tough to figure out, CC does elicit truth
telling.
33First Generation Research Summary
- Voting Rule Experiment example of an experimental
test of research from social choice theory - like first generation of FTT in political
science. - While experiment interesting results important,
most political scientists not think FTT as in
political science today. - Why?
34Impact of Disequilibrium Results on Formal Theory
in Political Science
- Economists can frequently start from well
accepted equilibrium models, then do
comparative statics by standard techniques. - Political theory not have well accepted
equilibrium models to start from. - Theory must incorporate details of situation.
35Impact of Disequilibrium Results on Formal Theory
in Political Science
- explicitly model role of
- information,
- repetition
- institutions
- usually accompanied by increasing use of
non-cooperative game theory, - incomplete information,
- explicit specification of extensive forms.
- The New Institutionalism
36Impact of Disequilibrium Results on Formal Theory
in Political Science
- Another trend evolutionary agent based
models. - Different view of behavior individuals
programmed to behave in certain ways only
change behavior through replacement or imitation
(e.g. Bendor, Diermeier, Ting) - Complex processes literature, etc.
- Difficult for laboratory experiments long term
processes of evolution unlikely in single
experiment.
37Experiments on Classic Games Political Science
- Classic games often building blocks in formal
work in political science. - Example bargaining games ultimatum dictator
games add together to get Baron/Ferejohn
legislative bargaining game - Example voting turnout like public good/pd
combined
38Turnout as Combined Public Good/PD
- Think of a two candidate election w/ two groups
of supporters (teams or political parties). - Each group member individually decides whether or
not to vote, paying individualized cost to
voting. - Group with most voters wins group payoff
distributed equally to all group members whether
voted or not. - Team turnout game combination of public good game
(within a team) a prisoners dilemma game
(between teams).
39Turnout Experiment Theory
- Turnout modelled this way by Palfrey Rosenthal,
1983, A Strategic Calculus of Voting, Public
Choice in APSR, 1984. - Showed equilibria exist with positive turnout.
- Model tested experimentally by Schram and
Sonnemans, International Journal of Game Theory,
1996. - Good example of ways formal theory testing works
with more complex game.
40Turnout Experiment Design
- Subjects split into 2 groups of 6 each, labelled
yellow blue. - Each subject had to decide whether to buy an
imaginary disc. - Price of a disc was common knowledge equal for
everyone. - of discs bought by group determined payoffs.
- Payoffs equal for everyone within a group.
- Repeated for 20 periods.
41Turnout Experiment Design
- Two payoff schedules, representing winner take
all (WIN) proportional representation (PR). - In WIN, each group member bought most discs
received payoff of 2.5 Dutch gilders other
group received zero, ties broken randomly. - In PR, payoff was proportional to turnout within
group of discs bought in ones group was
divided by total number bought multiplied by
2.22 Dutch gilders. - Price of disc 1 gilder (WIN), 0.75 gilders (PR)
42Turnout Experiment Predictions
- Nash equilibria of games in pure strategies (one
shot) - In PR, one disc bought by each group.
- In WIN, 6 discs bought by each group.
- (turnout theoretically higher in WIN, why?
relationship prediction) - Quasi-symmetric mixed strategy equilibria
- In PR, all subjects buy a disc with probability
0.098. - In WIN two equilibria
- All subjects buy with probability 0.051
- All subjects buy with probability 0.949
43Turnout Experiment Results
- Find comparative static predictions are supported
(relationship predictions) - But point predictions not.
- Schram Sonnemans in Journal of Economic
Psychology, 1996 compare analysis with hypotheses
derived from a model of turnout that incorporates
group pressure as explanation of turnout. - Find some support for group model, although
experiment not an explicit test of model (since
designed to test Palfrey/Rosenthal)
44FTT Experimental Design
- Game directly from mechanics of Palfrey/Rosenthal
model (script). - not described to subjects as voting situation
with candidates as in election (frame). - Why?
- Advantage
- experiment tests theory of participation
without baggage subjects may bring about voting
as an act - can serve as baseline results to experiments
where act is described as voting w/ candidates
etc. - Disadvantage decreases external validity?
- Is this deception?
45FTT Experimental Design
- Palfrey/Rosenthal
- general model without specific values for
experiment specific values must be set for
payoffs cost of participation. - Experimenters must solve model for equilibrium
predictions with specific values. - Palfrey/Rosenthal model had no PR, only WIN
- experimenters take model, solved it for
particular values, plus made modifications to
model.
46FTT Experimental Design
- Unless working with simple formal theory, usually
modifications/limitations needed in testing a
formal theory - Difficult to truly fit theory as originally
devised even in laboratory with a lot of control - Still often easier than w/o naturally occurring
data . . .
47FTT Experimental Design
- Probably more difficult to fit theory as script
for experiment for political science models than
for economists. - Why? more institutional detail, more applied,
thus more bells whistles to either try to put
in or simplify.
48Fitting Design to Theory Example of Difficulties
- choice variable often a continuous makes
solving models easier sometimes necessary for
solutions. - two candidate competition over a unidimensional
policy space, assume candidates can choose any
point an infinite choice set. - But suppose wanted to test this if tell subject
choose number between 1 10 tell subject any
fraction is acceptable, is subject truly
thinking continuously?
49Experiments PTT
50Theory Testing Review
- Psychological or Social Psychological Theories
- Typically non formal, i.e.
- assumptions underlying theory stated verbally
- hypotheses about variables posited.
- Equilibrium predictions rarely derived.
- Usually decision-theoretic
- Focused often on process of choice internal
process of mind.
51Political Psychologists, Social Psychologists
Formal Theory
- Some political psychology or social psychology
research involves formal theories. - Prospect theory (Kahneman Tversky)
- Has been subject of political science
experiments - Quattrone, George A. Amos Tversky, Contrasting
Rational and Psychological Analyses of Political
Choice, American Political Science Review 82, 3,
Sept. 1988, pages 720-36.
52Political Psychologists, Social Psychologists
Formal Theory
- Some involve testing hypotheses loosely derived
from assumptions behind rational choice based
formal theories. - Often little of both, testing a non formal theory
based on research from psychology social
psychology in contrast to hypothesis about
rational choice implication for situation.
53Psychological Social Psychological Theory
Testing Experiments (PTT) in Political Science
- PTT in political science builds on experimental
research in psychology social psychology
generally. - Often application to political science context
theories arising from psychology social
psychology.
54PTT in Political Science
- traditional approach of hypothesis testing
through random assignment, control (baselines),
manipulation. - more of a script (I.e. is placed in a political
context for external validity reasons) than in
psych, however still usually less of a script
than FTT.
55Example of PPT
- Taber, Charles Milton Lodge, Motivated
Skepticism in the Evaluation of Political
Beliefs, 2000 - Results from experiments in psychology
individuals are prone to accept at face value
evidence that is congruent with prior beliefs
denigrate or hyper-critically evaluate evidence
that is contrary to their priors. - Taber Lodge evaluate in context of theory of
political reasoning.
56Theory of Motivated Reasoning
- Assume all reasoning is motivated.
- Two types of motivation
- Accuracy Goals seek information to be correct
- Partisan Goals reason to defend a prior
(psychology literature calls these directional
goals) - Continuum, pure rationalist to pure partisan
57Three Mechanisms Assumed Underlie Motivated
Reasoning
- Hot cognition hypothesis social concepts
evaluated in past affectively charged
(negatively or positively) confronted with
concept recall affect feeling. - On-line processing every time exposed to
concept, ones summary affective evaluation
recalled updated. - How do I feel? Heuristic OL tally stored with
concept is automatically available for future
information processing.
58Experimental Hypotheses
- Hypothesis 1 a prior attitude effect people
who feel strongly about an issue, even when
encouraged to be objective, will evaluate
supportive arguments as stronger more
compelling than contrary arguments - Hypothesis 2 a disconfirmation bias people
will spend more time cognitive resources
denigrating counter arguing attitudinally
incongruent than congruent arguments. - Hypothesis 3 a confirmation bias when free to
choose information, people will seek out
confirming over disconfirming information.
59Experimental Hypotheses
- Contend above three hypotheses imply fourth
- Hypothesis 4 attitude polarization attitudes
will become more extreme even when confronted
with a balanced set of pro con arguments.
60Two Further Experimental Hypotheses
- Hypothesis 5 an attitude strength effect those
with strongest policy attitudes more likely to
have biases above. - Hypothesis 6 a sophistication effect political
sophisticates, because have greater ammunition to
counter argue more likely to have biases above.
61Experimental Design
- Subjects recruited from intro political science
classes given class credit for participation - Subjects seated at computers, told participating
in study of public opinion. - Completed two tasks
- Note subjects told to put feelings aside
to be objective etc.
62Experimental Design First Task
- Asked attitude questions on of issues including
gun control or affirmative action, randomly
assigned. - Given chance to practice on information board
w/ arguments pro con on same issue arguments
subjects examined time spent on each is
measured secretly. is this deception? - Reevaluated attitudes asked standard
demographic information measures of political
sophistication - Designed to test confirmation bias.
63Experimental Design Second Task
- Again, asked attitude questions (on gun control
if assigned affirmative action, vice versa) - Asked rate strength of 8 arguments, 4 pro 4
con, presented in random order. - Followed by attitude battery memory recog. task
- completed thoughts listing task for 2 pro 2 con
arguments - Designed to test disconfirmation bias.
64Experimental Design Misc. Issues
- Arguments gathered from interest groups.
- Edited so similar in sentence length, sentences
per argument, reading level etc. - One problem with experimental design where is
control or baseline experiment?
65Results Generally Support Hypotheses
- Subjects see arguments congruent with beliefs as
stronger prior attitude effect - Effect greater for sophisticated extremists.
- Subjects took more time to read incongruent
arguments disconfirmation bias - Effect greater for sophisticated extremes
- When asked thoughts tended to be against
incongruent arguments - Some evidence of polarization (although unclear
how strong)
66Another Example of PTT
- Huddy, Leonie Nayda Terkildsen, Gender
Stereotypes and the Perception of Male and Female
Candidates, American Journal of Political
Science, 37, 1 (Feb. 1993), 119-147. - Research questions do voters use gender
stereotypes in judging political candidates if
so what type. - Two types of gender stereotyping investigated
- Gender-trait stereotypes personality traits
seen as gender linked. - Belief-trait stereotypes political outlooks
seen as gender linked.
67Another Example of PTT
- Trait theory predicts
- candidates with masculine traits more competent
on military, crime, defense issues regardless of
gender. - candidates with feminine traits more competent on
compassion issues regardless of gender. - Belief theory predicts inferences about
ideology leads to competency ratings - Females Liberals more competent on compassion
issues - Males Conservatives better on military, crime,
defense
68Asked Subjects about Hypothetical Candidates2 by
2 factorial design
69Experimental Results
- Used students at Stony Brook
- Find more support for gender traits explaining
evaluations of candidates, some minor support for
belief stereotypes.
70PTT Design v. FTT Design
- Less script for subjects to follow I.e. told
somewhat vague slightly false information about
purpose of experiment (some small deception) - instructions not part of paper, almost always
appendix to FTT experiments. - Focus on individual rather than group behavior.
- No repetition.
- Choices subjects made (in responding to
questions, choosing information to look at
length of time) not related to payment for
participation
71Purpose of Scripts in FTT
- Scripts (instructions) supply descriptions of
players, action choices, possible payoffs. - FTT experimenters ask participants to enact
scripts. - In Schram Sonnemans experiment, subjects told
would be purchasing a disk, reward to them if
their group purchased more disks, etc.
72Advantages of Scripts
- Scripts increase replicability
- Allow researcher to trace sometimes subtle
influence of institutional details. - When experiment is less scripted or not
believable, - subject guessing what experiment designed to do
ad-lib introducing lower control over
variables in experiment. - Serious problem if experiment involves complex
tasks.
73Disadvantage of Scripts
- If keeping subjects ignorant of purpose is
important, using a script makes deception more
explicit. - If subjects know time spent reading an argument
is measured etc., behavior may be affected - By being less precise about experiments purpose,
some deception is avoided omitting truth
different from lying about truth. - Thus in simple decision-making experiments
detailed script may not be necessary harmful.
74Do Scripts Make a Difference?
- Hertwig Ortmann, 2001, Experimental Practices
in Economics A Methodological Challenge for
Psychologists, Behavioral and Brain Sciences
24(4), - Consider two investigations of hindsight bias
reviewed by Hertwig Ortmann - Camerer, Loewenstein, Weber (1989) The curse
of knowledge in economic setting An experimental
analysis. Journal of Political Economy
971232-1255. - Davies, M. F. (1992) Field dependence and
hindsight bias Cognitive restructuring and the
generation of reasons. Journal of Research in
Personality 2658-74.
75Do Scripts Make a Difference?
- In CLW uninformed group of participants
guessed future earnings of real companies based
on information such as previous annual earnings
per share. - An informed group of participants (told actual
earnings) then traded assets that paid dividends
equal to earnings predicted by uninformed group. - Participants in both groups provided with precise
script. - Those in uninformed group given role (script) of
market analyst faced with task of predicting
future dividends of various companies.
76Do Scripts Make a Difference?
- Those in informed group assigned role of trader
knew dividend was determined by uninformed
groups predictions. - Thus, to price assets optimally (and avoid
hindsight bias), traders had to predict
prediction of analysts accurately, to ignore
their knowledge of actual dividends. - Eventually, traders traded assets to others in
actual double-oral auctions, in which buyers
sellers shouted out bids or offers at which they
were willing to buy or sell. - When a bid and offer matched, a trade took place
(p. 1236).
77Do Scripts Make a Difference?
- In Davies participants given series of
assertions asked to rate truth of each, - then given feedback (i.e., truth values of
assertions) - later asked to recall original judgment.
- In contrast to CLR, Davies did not assign
specific roles to participants or provide them
with precise script.
78Do Scripts Make a Difference?
- first stage of study, during which participants
rated assertions for their truth, - was described to participants as involving
evaluation of college students knowledge
(Davies 1992, p. 61), - were told that recollection stage concerned
peoples ability to remember or recreate a
previous state of knowledge (Davies 1992, p.
61).
79Do Scripts Make a Difference?
- CLW compared amount of hindsight bias in
predictions of participants who enacted role of
trader (i.e., who actually traded assets in
double-oral auction) - to bias in predictions made by another group of
participants who did not enact role of trader. - Goal of two groups same
- predict average prediction of uninformed group
given companies actual earnings.
80Do Scripts Make a Difference?
- Both groups received incentives for making
correct predictions. - CLW reported participants in both conditions
exhibited some hindsight bias, - but enactment of trader role reduced bias by
about half.
81Another Example Wason Task
- Subjects shown 4 cards displaying symbols such as
T, J, 4, 8 - are given a conditional rule about cards,
- such as If there is a T on one side of the card
antecedent P, then there is a 4 on the other
side of the card consequent Q. - Participants told each card has letter on one
side number on other.
82Another Example Wason Task
- asked which cards would need to turn over to
discover whether conditional rule is true or
false. - Typical result, replicated many times,
- few participants (10) give answer prescribed by
propositional logic T and 8 (P not-Q).
83Wason Selection Task
- Most choose either T (P) alone or T and 4 (P
Q). - errors seen as reflections of confirmation
bias, matching bias, availability heuristic. - However, putting it in a social context,
increases percentage of logically correct
answers.
84Wason Selection Task
- police officer checking whether people conform to
certain rules - in the context of a drinking age law (If someone
is drinking beer P, then they must be over 19
years of age Q), - 74 of participants gave the logical P not-Q
response.
85Wason Selection Task
- Gigerenzer and Hug (1992) way social context
affects reasoning depends on perspective
participants cued. - For instance, rule If an employee works on
weekend, then that person gets a day off during
week depend on whether it is seen from
perspective of an employer or of an employee. - Employee role dominant answer was P not-Q
(75) - Employer role dominant response was not-P Q (61)
86Do Scripts Matter?
- Scripts form of framing matter in experiments
especially when measuring incidents of biases in
human decision making. - Subjects in Taber Lodge experiment encouraged
to be unbiased objective. - Would it have mattered if they had been told to
play a role of a political decision maker?
87Final Word on Scripts
- In FTT, do we tell subjects what to do?
- Try for neutrality how experiment works, role
to play, but without how to play role. - That is, not pointing out their supposedly
optimal strategy, unless it is purpose of
experiment (as in Harrison McDaniels random
dictator treatment). - Is there a difference between framing by giving
context to a role such prompting a subject
directly to use certain strategies?
88Individual v. Group Behavior
- One reason FTT uses scripts strategic behaviors.
- Partly reflects difference in research questions
- Most PTT researchers extremely interested in
process of mind in making choices, psychological
mechanics behind choice.
89Individual v. Group Behavior
- Can see in Taber Lodge experiment, emphasis on
mechanics -- On Line theory, how reasoning
works, etc. - Emphasis on process desire to find what social
psychologists call mediators or generative
mechanisms explain how or why manipulated
treatments have an impact on choice - Also desire to find moderators or factors that
affect likelihood of effects demonstrated in
experiment similar to fact finding in FTT.
90Individual v. Group Behavior
- Focus of PTT on individual behavior may affect
results CLWs hindsight experiments may show
less error than traditional non scripted tests
because subjects were involved in a game
situation. - One argument decision-theoretic experiments
appropriate for studying voters public opinion
but not appropriate for understanding behavior of
elites. - Ideally, both levels of analysis are useful.
91Role of Repetition
- Formal theory testers use repetition partly to
increase data note not all use repetition
(trust bargaining games often exceptions) - However, repetition also
- Gives chance to adapt to environment, to accrue
experience with experimental setting procedure - Affords opportunity to learn how own choices
interact with other players.
92Role of Repetition
- Two types of learning during repetition
- Learning about laboratory environment task
- Learning about possible strategic aspects of
decision situation. In fact, in some game
theoretic situations potential of repeated play
implies different choices. - Vary rarely do studies by psychologists social
psychologists have repetition learning - Hertwig Ortmann estimate only 10 provide any
feedback for learning to subjects during
experiment.
93Role of Repetition
- Hertwig Ortmann show repetition significantly
decreases biases errors - found in decision-making experiments, mere
practice without feedback can improve subjects
performance. - For example, research on preference reversals
shows repetition eliminates such reversals. - For another example, see Daniel Friedman, Monty
Halls Three Doors Construction and
Deconstruction of a Choice Anomaly, American
Economic Review, 884, 933-946 (Sept. 1998)
94Argument Against Repetition
- Individuals in real world situations not always
get opportunity for repetition repetition
decreases external validity of experiment - counter argument in real world have sources of
advice from experienced individuals - In many trust game experiments others, often no
repetition. - Key is research question if believe that
inexperienced subjects important for question,
then repetition can distort results.
95Deception in PTT FTT
- While our example did not contain a lot of
deception (more lack of information than outright
deception) deception is much more common in PTT
than in FTT. - Hertwig Ortmann report deception in
experimental articles in top ranked journal in
social psychology, Journal of Personality and
Social Psychology (JPSP), averages between 31
47, - Hardly any FTT experiments have deception (can
think of only one recent one).
96Arguments Against Deception Negative Externality
- Private benefits gt private costs but social costs
gt social benefits - Hertwig Ortmann Subjects expectation will
not be deceived (by experimenter) is a common
good that would be depleted (contaminated)
quickly if deception was allowed decision left
to each experimenter. - FTT not trust experimenters to make unbiased
analysis of (private) benefits of deception its
(public) costs. - APA requirement to reveal after makes worse.
97Arguments Against Deception Ethics
- American Psychological Association (APA) ethics
guidelines (APA 1992, p. 1609) propose to employ
deception as a last-resort strategy, to be used
only after careful weighing of benefits costs - But frequent use of deception in some areas of
psychology seems to confirm economists fear. - Second argument against deception ethical
argument which arises from long history of
questionable experiments (Tuskegee, etc.)
98Arguments For Deception Only Way to Measure
Subject Behavior
- HO If subjects aware of true purpose, might
respond strategically investigator might lose
experimental control. - For instance, one might expect participants to
bend over backwards (Kimmel 1996, p. 68) to
show how accepting they are of members of other
races if they know that they are participating in
a study of racial prejudices.
99Arguments For Deception Used to Create
Situations Not Natural
- Deception can be used to produce situations of
special interest that are unlikely to arise
naturally (e.g., an emergency situation in which
bystander effects can be studied).
100Arguments For DeceptionSubjects Like It?
- From HO Smith Richardson (1983 observed that
subjects in experiments w/ deception reported
having enjoyed, indeed having benefited from,
experience more than those in experiments w/o
deception. - See also Christensen (1988), Aitkenhead Dordoy
1985 Sharpe et al. 1992). - Others have found opposite effect Cook, Bean,
Calder, Frey, Krovetz Reisman 1970 Epstein,
Suedfeld Silverstein 1973 Allen 1983 Rubin
1985 Oliansky 1991 Fisher Fyrberg 1994
101Empirical Evidence on Deception
- Experimental tests of trust games gives some
evidence on effect of deception on subject
behavior. - Suggest may accept being fooled once, but not
twice (Dickhaut, Hubbard McCabe 1995). - Recent results, Krupat Garonzik (1994), suggest
prior experience with deception affects subjects
expectations increases their suspicion (see
also Epley Huff 1998).
102Empirical Evidence on Deception
- According to Krupat Garonzik (1994), such
suspicion is likely to introduce "considerable
random noise" into their responses (p. 219). - Stang (1976) percentage of suspicious
participants (in conformity experiments) tracked
closely increase in deception through 1960s.
103PTT Summary
- Most PPT work is non formal, tests applications
of theories experimental results from
psychology social psychology to political
science contexts, some deception. - Methodology differs from most FTT
- Less use of scripts
- Process of individual decision making focused
rather than choices in strategic situations. - Very little repetition of tasks
- Financial incentives not tied to decision making