Title: SIO 295 Common property resources
1SIO 295Common property resources
2Readings
- E. Ostrom, Governing the Commons (Cambridge
University Press, 1990) - E. Ostrom, Reformulating the commons, in
Protecting the Commons, ed. J. Burger et al.
(Island Press, 2001) - J.M. Baland J.P. Platteau, Halting Degradation
of Natural Resources (Clarendon Press, 1996) - J.M. Baland and J.P. Platteau, Economics of
common property management regimes, in Handbook
of Environmental Economics, Vol. 1, ed. K.G.
Mäler and J.R. Vincent (North-Holland, 2003)
3Collective action
- Fishers have an incentive to craft an agreement
with the following key features - All fishers agree to limit their effort so that
the collective effort does not exceed EMEY - The fishers agree to hire someone to ensure that
no one cheats - All fishers receive a share of the rent that
remains after paying costs of policing - Why doesnt this self-organization happen?
4CPRs
- Actually, it does happen many examples of common
property resources (CPRs) in developing
countries, and not just for fisheries - Long studied by anthropologists, largely ignored
by economists until 1990s - Tragedy of the Commons model predicts rent
dissipation in part because it didnt allow
cooperation or repeated interaction among fishers - Prisoners dilemma
5Example of fishery CPR beach seining in s. Sri
Lanka
- Rules
- Village fishing collective controls stretch of
beach - Villagers are allowed to fish only if own a share
of a net (transferred only through inheritance) - Nets require 8 fishermen to operate and are owned
jointly - Ownership carries obligation to work when
required - Each owner/operator receives 1/8th share of catch
- Rotation system provides equal access to
different zones of beach
6Literature on CPRs, per BP
- A striking feature of most of these studies lies
in the fact that their authors are generally
convinced that, given the glaring failure of
state ownership experiences in developing
countries, collective, community-based regulation
holds out the best prospects for efficient
management of village-level natural resources. - Yet, since they recognize at the same time that
the balance sheet of actual experiences of common
property management is mixed, the central aim of
their inquiries is typically to understand the
reasons that can account for these varying levels
of performance .
7- CPRs dont always evolve
- Attributes of users (appropriators)
- Attributes of the resource
- CPRs dont always endure
- Example Meg McKeans analysis of common lands in
Japan (see Ostrom, Governing the Commons) - 12 million ha of forests and uncultivated
mountain meadows during 17th-19th centuries - 3 million ha today
- CPRs are not altruistic utopias
- Rather, like hard-nosed condominium associations
8Conditions under which CPRsare likely to evolve
- Attributes of the resource
- Spatial extent sufficiently small that users can
develop accurate knowledge of characteristics - Indicators information on condition is regularly
available and not too costly - Predictability flow of goods is relatively
predictable - Feasible improvement not too underutilized or
too overutilized
9- Attributes of the users
- Salience significantly dependent on resource
- Low discount rate value future benefits at
non-negligible level - Common understanding of resource attributes
- Autonomy user group can set access and
harvesting rules without being countermanded by
external authority - Prior organizational experience and local
leadership have participated in other local
associations or learned how other groups have
organized - Trust and reciprocity expect promises will be
kept
10Attributes of long-enduring CPRS
- Minimal recognition of rights to organize
- Ownership of the uncultivated lands near a
village devolved from the imperial court to the
villages through several intermediate stages
involving land stewards and locally based
warriors. - Counter-example Nepal (Michael Wallace,
Managing resources that are common property,
JPAM, 1983)Until 1957, when the forests were
nationalized, villagers controlled the use of the
forests in their localities. villagers reacted
negatively to nationalization, believing that
their traditional rights of access and use had
been curtailed. As a result, local
responsibility for forest protection disappeared.
Whereas previously there had been communal
responsibility for managing the forest, after
nationalization no one took responsibility for
managing this resource.
11- Clearly defined boundaries
- Resource National cadastral surveys were
conducted late in the 16th century at a time of
land reform . As villages asserted their own
rights to these lands, they shared a clear image
of which lands were private and which were held
in common. - Users Each village contained a carefully
recorded, defined number of households. Rights
were variously based on cultivation rights in
land, taxpaying obligations, or ownership rights
in land. In some villages, almost all households
had rights to the use of the commons. In
others, such rights were more narrowly held.
12- Congruence
- Appropriation rules and resource conditions A
village headman usually was responsible for
determining the date when the harvesting of a
given product could begin. For abundant plants,
the date would be selected simply to ensure that
plants had matured and had propagated themselves.
No limit was placed on the amount to be
gathered. For scarce products, various
harvesting rules were used. - Distribution of benefits of appropriation and
costs of rules There were written rules about
the obligation of each household to contribute a
share to the collective work to maintain the
commons. Accounts were kept about who
contributed what to make sure that no household
evaded its responsibilities unnoticed.
13- Collective-choice arrangements
- Individuals affected by rules can participate in
modifying them Each village was governed by
an assembly, usually composed of the heads of all
the households that had been assigned
decision-making authority in the village.
village assemblies created detailed authority
rules specifying in various ways how much of each
valued product a household could harvest from the
commons and under what conditions.
14- Monitoring
- Given that the mountain usually was closed,
except for specific periods, anyone caught in the
community-owned territories at other times
obviously was not following the rules. Most of
the villages hired detectives who daily
patrolled the commons on horseback in groups of
two looking for unauthorized users.
15- Graduated sanctions
- An occasional infraction would be handled by the
detective in a quiet and simple manner. It was
considered perfectly appropriate for the
detective to demand cash and saké from violators
. - The most serious sanctions that could be and
occasionally were imposed involved complete
ostracism or ultimately banishment from the
village.
16- Conflict-resolution mechanisms
- Genuine disagreement about management decisions
of village headman could occur - Mechanisms can exist within village or by appeal
to external authority
17Rousseaus noble savages?
- BP The anthropological literature provides us
with interesting examples of hunting and fishing
societies where the agents of ecological
destruction have a poor understanding of their
role in this process.
18- Ponams (PNG) opposed a government plan aimed at
the conservation of fish and other marine
resources because they refused to ascribe
declining fish catches to a decrease in fish
population (Carrier 1987)
19- Cree (James Bay) acc. Berkes (1987), Cree
practices violate nearly every conservation-orient
ed, indirect-effort control measure in the
repertory of contemporary scientific fisheries
management. hunters are passive. Any
management system claiming to maximize
productivity by manipulating the animals is
considered arrogant.
20- Senegal They do not seriously consider the
possibility of their being partly responsible for
overfishing therefore, the idea that they could
combat environmental degradation by restricting
their own fishing effort seems alien to most of
them. The tendency to blame the other for
stock depletion is typical of almost all
artisanal fishing communities . (Gaspart and
Platteau 2001)