by your side'

1
Your Internal Audit Compliance Services Team

• by your side.
• at your service.
• in your best interests.

2
Why were here

• Were here to provide a broad range of audit
  services designed to help our organization meet
  its objectives. One of our key roles is to
  monitor risks and ensure that the controls in
  place are adequate to mitigate those risks.
• We are a corporate governance cornerstone along
  with the board, executive management, and the
  external auditors. We can help you comply with
  new legislation and regulations for enhanced
  corporate governance.

3
What you can expect from us

• Clarity.
• Courtesy.
• Credibility.
• Consistency.
• Competency.
• Comprehension.
• Communication.
• Certified professionalism.

4
How we can help you

• Well make an objective assessment of your
  operations, and share ideas for best practices.
• Well provide counsel for improving controls,
  processes and procedures, performance, and risk
  management.
• Well suggest ways for reducing costs, enhancing
  revenues, and improving profits.
• Well deliver competent consulting, assurance,
  and facilitation services.

5
Our menu of services

• Independent counsel and consulting
• Emerging-issue education
• Control- and risk-assessment training and
  facilitated workshops
• Fraud awareness training
• Joint venture and MA opinions
• Global services

6
Plus, we will

• Ensure accuracy of records.
• Provide cost analysis of historical trends.
• Evaluate internal controls.
• Support the external auditors.
• Perform due diligence of pending subsidiary
  purchases.
• Document and analyze processes and costs.
• Analyze task performance in functional areas.
• Survey customers to determine satisfaction.
• Evaluate costs and benefits.

7
Plus, we will

• Benchmark performance and best practices.
• Confirm internal and external compliance with
  laws, regulations, policies, and procedures.
• Ensure compliance with contract terms and
  conditions.
• Compare records with physical assets.
• Reconcile independent and corporate records.
• Review new system development projects.
• Evaluate computer and software app controls.
• Investigate alleged fraud situations.

8
What this means to you

• You have, at your fingertips

• A coach.
• An advocate.
• A risk manager.
• A controls expert.
• An efficiency specialist.
• A problem-solving partner.

9
What this means to you

• A safety net.

10
How you can help us

• Controls are everybodys business. This means we
  all need to work together toward mutual
  accountability for internal control. If you are
  aware of a control thats not working, lets put
  our heads together and come up with a way to make
  it better.

11
Where we go from here

• When you involve us as part of the solution, we
  can help you meet your goals and objectives in a
  variety of ways.
• To arrange a facilitated workshop, a
  consultation, or other services, call your
  internal audit team at 336-750-2065. Or email us
  at internalaudit_at_wssu.edu
• Remember Were by your side, at your service, in
  your best interests!

12
Your Internal Audit Compliance Services Team

• VacantDirector Compliance Officer
• Burley SpinksSenior Internal Auditor
• Carla Hayes-Reaves
• Junior Internal Auditor
• Jayne Mebane
• Administrative Support Associate

13

• The presentation template was prepared by
  Internal Audit Compliance Services Staff and
  the format supplied by The Institute of Internal
  Auditors (IIA) as a benefit of membership
• The IIA is the internal audit professions
  acknowledged leader, recognized authority, and
  principal educator.