Title: Daily Life in Han China: Officials 2
1Daily Life in Han China Officials 2
- In theory, the path to an official career was
open to all men as today, proximity to the
capital was beneficial as well wealth sufficient
to be tutored. Nonetheless, there are many
examples of very lowly individuals have
spectacular public careersthe meritocracy was
reality. - Selection from among those put forward as
candidates involved a face-to-face interview, but
the nature of questions posed, written or oral
exam, etc. is unknown. - Once accepted, the individual joined others at
court awaiting posting. The initial posting was
probationary for a year. - There were (tri-annual?) reports due, including a
perfunctory evaluation of the junior officials
(high, medium, low performance), documentation of
literacy and distance from home (postings were
away from home to avoid conflicts of interest). - Posts were graded according to stipend in
measures of grain, coinage and/or silk, from
1000-100 (we dont the buying power in Han
times). - Promotion was normally from grade to the next
the work was 4/5 days retirement sometimes
included a bonus or even 1/3 pay for life. - Officials were trained first as scholars, rather
than administrators.
2Daily Life in Han China Officials 3
- Those few who served as heads of ministries or in
the two top administerial posts made policy and
decisions that affected the empirethey were
honored with status, wealth and deference. There
was elaborate protocol associated with
communication among ranks. - By and large, officialdom performed according to
expectation there are examples of corruption,
nepotism and the like. - Schools existed for the sole purpose of training
future civil servants and most in attendance were
sons of officials or elite families. Provincial
officials sent boys of promise to the capital for
training before provincial schools were
established. - Training began with reading and writing, then
mastering classical works of prose, poetry,
accounts of traditional statecraft, protocols,
etc. (some teaching was purely other included
explanation). At some point mathematics (heavily
algebraic) was introduced. - Based on success in school, men were nominated to
officialdom and to junior positions, and so on. - A man is hired as a salt porter. If he is
paid 40 cash for carrying two measures of salt a
distance of 100 li, how much will he be paid for
carrying 1.73 measures for a distance of 80 li?
is one such problem in a Han text.
3Daily Life in Han China Occupation and Social
Rank 1
- There were two classesupper/elite and lower
(commoner), each internally ranked based on
occupation and recognized status in society,
wealth, and circumstances of birth. - Family relationships (clan, lineage) played a
central part in China from Three Dynasties times
to today however, during Han other factors
became significant, including ability and merit. - If proximity to old aristocracy was lessening,
wealth and inheritance were increasing (land
ownership was preferred over wealth from
commerce). Recall that in Late Zhou societal
changes resulted in land being purchase-able for
the first time. - Be that as it may, peasants were landed, tenants,
or landless some were foresters, miners,
fishermen, etc. - Individuals were known by their surname and
personal name (in order to be included on
governmental registers). - Meritorious service to the state among officials
meant ranks 12-20, the last being marquis and
hereditary privilege was associated with rank (a
marquis could keep some of the taxes he levied on
his peasant and commoner households). Criminal
behavior meant demotion, even to commoner status.
- Womens household tasks in the wealthier
households were largely domestic producing a
suitable heir was also important and infant
mortality was high.
4Daily Life in Han China Occupation and Social
Rank 2
- Most Han were of the commoner class, peasants
who if very fortunate might achieve distinction
up to 8 of the lower orders of rank in the Han
system of 20 gradations. - Rank didnt free one from state service (mining,
etc.). - The farmers life was precarious and a bad season
could spell ruin. If a farmer borrowed money and
couldnt pay up, his land went to the creditor
he might become a tenant farmer. Some turned to
banditry. - Economic need dictated the size of the family
living togetherperhaps 4-5 people and 2-3
generations. No concubines here. - The registers of inhabitants that local officials
periodically compiled provide us with census
counts during the Han 2000 and 1960 y.a.
Counts come from all parts of the realm, noting
number of households they are incomplete in so
far as not all were in contact with officials
(vagabonds, semi-assimilated peoples in the
mountains, etc.) - AD 1-2 12 million households and about 60
million people - AD 140 9.7 million households and about 49
million people - The lower count towards the end of Han reflects
the periodic incursions of non-Chinese tribesmen,
limiting the ability of the official to take the
census. The actual population was likely higher. - Figures are given by provincial unit so we know
that the highest population density was in the
Yellow River Valley (north), with more localized
dense regions in the north near the capital, and
in the upper reaches of the Yangtze in the Red
Basin of Sichuan. Between 1-2 and 140 AD, Han
officials possibly moved south of the Yangtze. - Taxes took several forms one was a month of
service to the state by all males from about
20-23 to 56 years old. They build palaces
mausoleums, mined, transported (esp. of grain),
did roadwork, etc.). - Some tiny percent, less than 1, had no
rights families of criminals or family members
sold in times of dire need were outside the
system and owned by masters.
5Daily Life in Han China the Force of Government
- The Han ideal peace and plenty, a content
peasantry, limited governmental presence in rural
areasall ranks of society would enjoy affluence
and be law-abiding. - The reality at times and places, natural
disasters did ruin crops and send some farmers to
the cities demand for service in the labor corps
could be heavy some officials were greedy and
overtaxed people demands for military service
were heavy government wasnt able to deal
effectively with these extremes of fortune. - Given the growing complexity of society, the
ideal of limited government intrusion was
unrealistic cooperation among the sectors was
requiredthe Han did develop regular means for
exercising authority on its subjects - Government edicts were signed by the emperor,
published, and implemented (e.g., taxes could be
exempted in an area of natural disaster there
might be an amnesty for bandits). - Permanent provisions were Statues or Ordinances
and affected all (dealing with money, ritual
fasts, care of the aged, irrigation and
agriculture, etc.). - Disobeying led to imprisonment, interrogation,
taking his and other statement, a hearing and
punishment (that might extend to his family). - The registers permitted government to collect
taxes, based on the expected yield from good,
medium and poor land. It was the landlord who
was taxed (1/30 the expected yield) and the
latter who extracted it (and sometimes much more)
from the tenant farmers. - The service tax and poll tax (per head, different
rates for men, children, etc.) also relied on the
registers. - Reports by province informed the emperor/court of
the distribution of resources through the
emperor. - Overseeing corvee labor (one month of service by
all males on roads, etc.) was a function of
provincial authorities
6Daily Life in Han China the Army
- It is though that each adult male owed two years
of military service. - Our records are skewed to service in the NW
commanderies and therefore arent generalizable.
Potentially, an empire-wide force of 1 million
could be called up really, governor of
commanderies had authority at the regional level.
Provincial officials could call up men in times
of need (banditry, for example). - Men served in the infantry for the post part
some served on boats on the coasts and rivers.
They received rations, clothing and equipment,
but not pay for service. - War organized under a tested officer, and the
capital instructed the provincial authority to
put men at his disposal. Very large campaign
involved a commander in chief, several officers,
and troops. Ability to mount and maintain a
protracted campaign was limited so much activity
was of a defensive nature. Other jobs included
manning the borders, carrying the post, tending
horses, growing crops for the unit, etc. - At its best, the army was well organized and
professional, with goods and activities regularly
recorded and accounted for.
7Daily Life in Han China Supernatural Beliefs
- Han religious and superstitious beliefs and
practices include older elements - Belief in prognosticating the future
- Serve the spirits of departed ancestors
- Placate beings thought malevolent and revering
personified powers of nature - Belief in the protecting powers from Heaven to
the emperor - Newer beliefs (Middle-Late Zhou) were seeking
immortality yin-yang and natural cycles
associated with directions, colors, elements,
etc. - Confucian precepts gave human behavior (moral
principles) a leading role while detracting from
faith in irrational powers. - From the south, shamanism (intermediaries between
individuals and Heaven) was still important. - Han included religion as one of the 9 departments
of state officials led prayer, kept up shrines,
maintaining the idea of emperor as the conduit to
Heavens powers. Shrines to the spirits of the
elements, and temples to the emperors ancestors
in every province (an expense to build and keep
stocked with animal sacrifices, etc.). The cost
of up-keep was large and there were complaints. - There were added costs because the emperor
visited the shrines with his entourage and locals
had to foot the bill. - The imperial house also believed in other deities
and powers leading to additional sacrifices to
spirits of the rivers, etc. - Longing for physical immortality in another world
led to seeking it through elixirs or ascetism and
soon to striving to take all ones family and
worldly goods there, too through use of elixirs
brewed up by alchemists. - The Yin-Yang theory and the 5 elements were far
less rationalist ideas than Confucianism but left
a lasting legacy in art, in burial practices, and
even in political manipulations.
8Daily Life in Han China Supernatural Beliefs
Burial
- Yin-Yang School
- Early Chinese thought is primarily moral and
political however, this Late Zhou school used
cosmology as a theoretical basis for both the
political and moral order and for explaining and
predicting the rise and fall of dynasties (it was
incorporated whole into later Taoism and
Confucianism). - It expresses the cosmological schemes current
earlier only among diviners, astronomers and
physicians, for example. - Concepts are the pair Yin and Yang and the Five
Agencies (elements)both are conceived as
energetic fluids in the cosmos. - Yin is female, low, earth, dark, cold, north
Yang is male, high, heaven, light, hot, south. - The Five Agencies, earth, wood, metal, fire and
water, activate all groups of five such as the
Five Colors (yellow, green, white, red and
blackcolors on the altar of heaven in capitals),
and they take turns, each conquered by the next,
in sequences like the rise and fall of dynasties.
Zhou reigned by fire with the color red the
coming dynasty would rule under the color
blackQin did choose black as its color. Early
Han identified with water (later, with earth) and
chose its colors accordingly. - The appeal to in cosmic and earthly harmony,
unity, etc. was used for political ends at times
(interpreting a natural event as portending
change justifying a coup detat in terms of it
being time for one element to be replaced by
another in the cycle, etc.).
9Daily Life in Han China Supernatural Beliefs
Burial
- Yin Yang in Han
- Lowe 118, 119, 117, 120, 121 Yin Yang art/symbols
in black text in white. Try each in a box of its
color. - The five directions were yellow/gold at the
center yin, black, snake and tortoise, winter,
water at the north the white tiger to the west,
harvest, iron yang, the red phoenix, summer to
the south cerulean (blue/green) dragon, spring,
to the east. The yin-yang symbol depicted the
center as yellow, yin to the north as black, and
yang to the south as red. This is a continuation
of the older idea of cardinality, color, and
yellow as the focus of heaven on the altar to
earth in Zhou cities (and later).
10Daily Life in Han China Cosmology, Tombs Art
- LOWE 44 as background
- Han tombs changed from shaft to horizontal tunnel
tombs with intersecting rooms laid out to the
directions with the appropriate animal guard at
each side. - Han elites used the mausoleum as the outer coffin
and had an inner coffin. The structure was
painted and the burial was accompanied by pottery
miniatures of houses, outbuildings, animals,
servants, etc., a rich source of information
about Han life. Calligraphy was of the highest
form, each inscription composed as a piece of
literature - Commoners were buried in double coffins but also
in simple graves. An inscription from a
convicts cemetery has scrawled Here lie the
remains of Zhou Yang, of the prefecture of Wan in
the commandery of Nanyang, sentenced to building
and guard duty without bodily mutilation died on
the 25th day of the 5th month in the 10th year of
Yung-yuan ( 12 July AD 98).
11Daily Life in Han China Supernatural Beliefs
- Han Taoism
- This Zhou tradition focused on topics Confucians
deliberately ignored and it questioned Confucian
values. - The most all-inclusive concept was the Way which
means sole unseen reality lying behind
appearances. - Taoism involved the pursuit of immortality (a
transient being with a physical undying existence
and was the death of Qin) and this element was
expanded as Han religionthe Han Taoist religion
concerned a search for immortality and the use of
intermediaries. - Men who claimed to have secret understanding
convinced others to pay for their rites or
offerings of supplicationsthey could always
argue if the desired blessing was obtained, this
was because of those secret powers failure could
be blamed on the skepticism of those partaking of
the rite. - Some practitioners created more solemn rites,
administered potions to patients, made charms for
use in rites on behalf of the patient, etc. - Practitioners used trance, dietary regulation,
breath controls, etc. - Lao-tzu (one of a number of Zhou writers) after
the fact became known as the Taoist sage said to
be a rival of Confucius. He supposedly went west
as an old man. In Han some saw Buddhism as borne
of his teachingshe was or he taught Buddha (an
assertion that was eliminated from Taoist texts
by royal decree in 1281 AD). - By the end of Han, Taoism was borrowing from
Buddhism and folk religion. Indeed, in 166 AD the
emperor is performing a ritual and invoking Lao
Tzu and Buddha. - Only post-Han did Taoism as a church develop
churches, dignitaries and disciplines, a calendar
of festivals and feast, and sacred texts.
12Daily Life in Han China A Uniform Writing System
and the Invention of Paper
- LOWE 90 sun, tree, east, forest and grove as
background. - Qin recognized the need for standardization
across a vast empire of ethnicially and
historically different people. With such a vast
empire and need for communication, and foreigners
and froeign texts in China, government undertook
language systemization and expansion of written
vocabulary. Paper was developeda cheaper
product for carrying written messages than bamboo
or silk books. - The number of characters recorded in AD 121 Han
was 9000, compared to 3000 in early Han. - The Three Dynasties single characters were
complicated by Han times new words were written
using elements of older pictographs. An example
take two or three characters for tree, written
together they mean forest grove the sun behind
a tree east etc. Han also devised ways to
combine characters to create more exact meanings
birth woman born of a woman/clan name birth
heart innate feelings. Occasionally, a word
element conveyed a sound and was used for works
with utterly different meanings. - Many Han characters are in use today in Taiwan
PRC created a simplification several decades ago
that may make literacy easier but also tinkers
with the logic of the Han original in some
instances.
13Daily Life in Han China Writing the Invention
of Paper
- Lowe 96 stamps as background
- From earliest times characters were incised into
pottery and bone, cast into bronze, and likely
written on wood, bamboo strips and silk with a
brush and ink. The former is fairly cheap and
easy to store, but it is heavy the latter is
expensive. Writing was vertical, from right to
left. An ordinance written on bamboo strips that
were bound together was sealed with clay and
might bear an official's stamp to prove its
authenticity to the recipient. - Paper probably developed from experimenting with
waste fibers of silk. While this occurred
earlier, traditionally the date for the invention
of paper is AD 105 when a official brought the
idea to the emperor. Within 200 years it was in
wide use. - Paper is more perishable than silk and
wood/bamboo, but none can be expected to be
permanent. In Han times a major project was
carving Confucian and other texts into stone.
Then, one could make a copy by rubbing paper over
the stone. - Memorial stones also came into usewith epitaphs
engraved with the deceased family tree,
accomplishments in life, etc.
14Daily Life in Han China Literature Intellect
- LOWE 106-7 AS BACKGROND
- Historiography, star charts, family histories,
treatises on government, philosophy, etc. were
already part of the literature from early times.
Reverence for legends, deeds of ancestors, etc.
led rulers to collect books, sayings of great
men, commentaries on these works, and works on
mathematics, warfare, medicine, agriculture,
astronomy, etc. Books and subjects were
catalogued so we know that many have been lost
over the centuries. - Men tried their hand at interpreting old texts
written in archaic language. Also, men now tried
to write to please, not simply instruct. Poetry,
descriptions of events and places, etc. There
were a few who advised against adopting the
irrationality of the 5 elementsrather, they
counseled looking for the natural causes of
disasters. - Mathematics addressed systems for measuring
length, area, volume, weights, formulae for
calculating area or capacity of many shapes, etc. - Accurate time keeping developed--a sun dial
dividing the day into 100 units and in turn into
12 larger units/day water clocks were in use as
well but not the elaborate mechanisms of 1000
years later. - Regulation of the calendar made strides over
earlier lunar and solar calendars were
reconciled to regulate seasonal work. Days of
the month were given a serial number from 1-29/30
(earlier cycles of 60 were used). - Physicians were diagnosing and treating disease,
keeping case books and lists of herbal and other
prescriptions. Observations of astronomical
phenomena were sophisticated, and like many other
advances, undertaken by educated men/officials. - Chang Heng was one such official with a strong
interest in science, technology and math. He
calculated pi as 1.1622 (accurate in those days),
developed a seismographic was in use no later
than AD 132, used a grid system in cartography,
constructed an armillary sphere that was water
powered, etc.